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  5. WHITAKER SECURITIES LLC

WHITAKER SECURITIES LLC

Company Details

Name: WHITAKER SECURITIES LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 17 May 2002 (23 years ago)
Entity Number: 2768735
ZIP code: 10023
County: New York
Place of Formation: Delaware
Address: 108 West 69th St, #9, NEW YORK, NY, United States, 10023

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WHITAKER SECURITIES 401(K) PLAN 2022 030447973 2023-04-24 WHITAKER SECURITIES LLC 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY, SUITE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2023-04-24
Name of individual signing ANDREW GERMANN
WHITAKER SECURITIES 401(K) PLAN 2021 030447973 2022-05-25 WHITAKER SECURITIES LLC 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY, SUITE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2022-05-25
Name of individual signing ANDREW GERMANN
WHITAKER SECURITIES 401(K) PLAN 2020 030447973 2021-06-15 WHITAKER SECURITIES LLC 64
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY, SUITE 1700, NEW YORK, NY, 10279
WHITAKER SECURITIES 401K PLAN 2019 030447973 2020-06-19 WHITAKER SECURITIES LLC 69
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2020-06-19
Name of individual signing RNICOSIABUSH1860
WHITAKER SECURITIES 401K PLAN 2019 030447973 2020-06-30 WHITAKER SECURITIES LLC 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2020-06-30
Name of individual signing ROSALIE NICOSIA
WHITAKER SECURITIES 401K PLAN 2018 030447973 2019-06-03 WHITAKER SECURITIES LLC 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2019-06-03
Name of individual signing ROSALIE NICOSIA
WHITAKER SECURITIES 401K PLAN 2017 030447973 2018-07-11 WHITAKER SECURITIES LLC 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2018-07-11
Name of individual signing ROSALIE NICOSIA
WHITAKER SECURITIES 401K PLAN 2016 030447973 2017-07-12 WHITAKER SECURITIES LLC 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2017-07-12
Name of individual signing ROSALIE NICOSIA
WHITAKER SECURITIES 401K PLAN 2015 030447973 2016-07-08 WHITAKER SECURITIES LLC 66
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY STE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2016-07-08
Name of individual signing ROSALIE NICOSIA
WHITAKER SECURITIES 401K PLAN 2014 030447973 2015-07-09 WHITAKER SECURITIES LLC 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 6467236228
Plan sponsor’s address 233 BROADWAY, SUITE 1700, NEW YORK, NY, 10279

Signature of
Role Plan administrator
Date 2015-07-09
Name of individual signing ROSALIE NICOSIA

DOS Process Agent

Name Role Address
THOMAS E O'NEILL DOS Process Agent 108 West 69th St, #9, NEW YORK, NY, United States, 10023

Agent

Name Role Address
BOB E LEHMAN ESQ LEHMAN & EILEN LLP ATTN BOB E LEHMAN ESQ Agent 50 CHARLES LINDBERGH BLVD, STE 505, UNIONDALE, NY, 11553

History

Start date End date Type Value
2006-05-23 2024-11-05 Address 233 BROADWAY, STE 1700, NEW YORK, NY, 10279, USA (Type of address: Service of Process)
2002-05-17 2006-05-23 Address 50 CHARLES LINDBERGH BLVD, STE 505, UNIONDALE, NY, 11553, USA (Type of address: Service of Process)
2002-05-17 2024-11-05 Address 50 CHARLES LINDBERGH BLVD, STE 505, UNIONDALE, NY, 11553, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
241105004052 2024-11-05 BIENNIAL STATEMENT 2024-11-05
200515060269 2020-05-15 BIENNIAL STATEMENT 2020-05-01
180508006518 2018-05-08 BIENNIAL STATEMENT 2018-05-01
160517006509 2016-05-17 BIENNIAL STATEMENT 2016-05-01
140513006892 2014-05-13 BIENNIAL STATEMENT 2014-05-01
120507006237 2012-05-07 BIENNIAL STATEMENT 2012-05-01
100517003322 2010-05-17 BIENNIAL STATEMENT 2010-05-01
080508002960 2008-05-08 BIENNIAL STATEMENT 2008-05-01
060523002015 2006-05-23 BIENNIAL STATEMENT 2006-05-01
040428002062 2004-04-28 BIENNIAL STATEMENT 2004-05-01

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 02 Jan 2025

Sources: New York Secretary of State

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