BROCK CAPITAL GROUP LLC

DOS Process Agent

Name	Role	Address
WILHELMINA	DOS Process Agent	521 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY, United States, 10175

History

Start date	End date	Type	Value
2006-06-16	2016-07-06	Address	622 THIRD AVENUE, FLOOR 12, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2002-07-02	2006-06-16	Address	ATTN: CHARLES BROCK, ESQ., 530 FIFTH AVENUE, SUITE 500, NEW YORK, NY, 10036, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
160706007264	2016-07-06	BIENNIAL STATEMENT	2016-07-01
140714006956	2014-07-14	BIENNIAL STATEMENT	2014-07-01
100716002374	2010-07-16	BIENNIAL STATEMENT	2010-07-01
080718002403	2008-07-18	BIENNIAL STATEMENT	2008-07-01
060616002205	2006-06-16	BIENNIAL STATEMENT	2006-07-01

USAspending Awards / Financial Assistance

Date:

2021-02-13

Link:

View on USAspending

Awarding Agency Name:

Small Business Administration

Transaction Description:

TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.

Obligated Amount:

0.00

Face Value Of Loan:

147375.00

Total Face Value Of Loan:

147375.00

Date:

2020-06-18

Link:

View on USAspending

Awarding Agency Name:

Small Business Administration

Transaction Description:

TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.

Obligated Amount:

0.00

Face Value Of Loan:

147375.00

Total Face Value Of Loan:

147375.00

Trademarks Section

Serial Number:

85340259

Mark:

BROCK CAPITAL GROUP

Status:

REGISTERED AND RENEWED

Mark Type:

SERVICE MARK

Application Filing Date:

2011-06-07

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

BROCK CAPITAL GROUP

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Advice relating to investments; Banking and financing services; Capital investment consulting; Capital investment services; Fiduciary services, namely, fiduciary representative services; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financi...

First Use:

2002-12-31

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

85340258

Mark:

BROCK

Status:

REGISTERED AND RENEWED

Mark Type:

SERVICE MARK

Application Filing Date:

2011-06-07

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

BROCK

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Advice relating to investments; Banking and financing services; Capital investment consulting; Capital investment services; Fiduciary services, namely, fiduciary representative services; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financi...

First Use:

2002-12-31

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

85340253

Mark:

BROCK FIDUCIARY SERVICES

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2011-06-07

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

BROCK FIDUCIARY SERVICES

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Fiduciary services, namely, fiduciary representative services

First Use:

2009-12-31

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

85340249

Mark:

BROCK SECURITIES

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2011-06-07

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

BROCK SECURITIES

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets

First Use:

2009-06-30

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

77354959

Mark:

BROCK GROUP

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2007-12-18

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

BROCK GROUP

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial analysis and consultation; Financial consultancy; Financial consultation; Financial consulting; Financial due diligence; Financial forecasting; Financial information and advisory servi...

First Use:

2006-06-01

International Classes:

036 - Primary Class

Class Status:

Active

Paycheck Protection Program

Date Approved:

2020-06-17

Loan Status:

Paid in Full

SBA Guaranty Percentage:

100

Initial Approval Amount:

147375

Current Approval Amount:

147375

Race:

American Indian or Alaska Native

Ethnicity:

Unknown/NotStated

Gender:

Unanswered

Veteran:

Non-Veteran

Forgiveness Amount:

148610.53

Date Approved:

2021-02-13

Loan Status:

Paid in Full

SBA Guaranty Percentage:

100

Initial Approval Amount:

147375

Current Approval Amount:

147375

Race:

American Indian or Alaska Native

Ethnicity:

Unknown/NotStated

Gender:

Unanswered

Veteran:

Non-Veteran

Forgiveness Amount:

148279.44

Court Cases

Court Case Summary

Filing Date:

2021-03-10

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Both plaintiff and defendant demand jury

Nature Of Suit:

Other Contract Actions

Parties

Party Name:

BROCK CAPITAL GROUP LLC

Party Role:

Plaintiff

Party Name:

9626751 CANADA INC. O/A,

Party Role:

Defendant

Name:	BROCK CAPITAL GROUP LLC
Jurisdiction:	New York
Legal type:	DOMESTIC LIMITED LIABILITY COMPANY
Status:	Active
Date of registration:	02 Jul 2002 (23 years ago)
Entity Number:	2785329
ZIP code:	10175
County:	New York
Place of Formation:	New York
Address:	521 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY, United States, 10175

Company Details

DOS Process Agent

History

Filings

USAspending Awards / Financial Assistance

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Paycheck Protection Program

Court Cases

Court Case Summary

Parties

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