|
DOUGLAS & CO. MUNICIPALS, INC. EMPLOYEES' PROFIT SHARING PLAN
|
2012
|
132638130
|
2013-07-15
|
DOUGLAS & CO. MUNICIPALS, INC.
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1970-05-22
|
| Business code |
523120
|
| Sponsor’s telephone number |
2128263303
|
| Plan sponsor’s mailing address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
132638130 |
| Plan administrator’s name |
DOUGLAS & CO. MUNICIPALS, INC. |
| Plan administrator’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2128263303 |
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
6 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-01 |
| Name of individual signing |
DOUGLAS HARRIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DOUGLAS & CO. MUNICIPALS, INC. EMPLOYEES' PROFIT SHARING PLAN
|
2011
|
132638130
|
2012-10-15
|
DOUGLAS & CO. MUNICIPALS, INC.
|
5
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1970-05-22
|
| Business code |
523120
|
| Sponsor’s telephone number |
2128263303
|
| Plan sponsor’s mailing address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
132638130 |
| Plan administrator’s name |
DOUGLAS & CO. MUNICIPALS, INC. |
| Plan administrator’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2128263303 |
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
6 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-04 |
| Name of individual signing |
DOUGLAS HARRIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DOUGLAS & CO. MUNICIPALS, INC. EMPLOYEES' PROFIT SHARING PLAN
|
2010
|
132638130
|
2011-08-17
|
DOUGLAS & CO. MUNICIPALS, INC.
|
5
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1970-05-22
|
| Business code |
523120
|
| Sponsor’s telephone number |
2128263303
|
| Plan sponsor’s mailing address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
132638130 |
| Plan administrator’s name |
DOUGLAS & CO. MUNICIPALS, INC. |
| Plan administrator’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2128263303 |
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-08-10 |
| Name of individual signing |
DOUGLAS HARRIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DOUGLAS & CO. MUNICIPALS, INC. EMPLOYEES' PROFIT SHARING PLAN
|
2009
|
132638130
|
2010-06-23
|
DOUGLAS & CO. MUNICIPALS, INC.
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1970-05-22
|
| Business code |
523120
|
| Sponsor’s telephone number |
2128263303
|
| Plan sponsor’s mailing address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
132638130 |
| Plan administrator’s name |
DOUGLAS & CO. MUNICIPALS, INC. |
| Plan administrator’s
address |
14 EAST 60TH STREET, SUITE 502, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2128263303 |
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-06-23 |
| Name of individual signing |
DOUGLAS HARRIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
