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UOB GLOBAL EQUITY SALES LLC

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Company Details

Name: UOB GLOBAL EQUITY SALES LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 22 Nov 2002 (23 years ago)
Entity Number: 2838235
ZIP code: 10005
County: New York
Place of Formation: New York
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001225152
Phone:
212-398-6633

Latest Filings

Form type:
X-17A-5
File number:
008-65886
Filing date:
2025-02-28
File:
Form type:
X-17A-5
File number:
008-65886
Filing date:
2024-02-26
File:
Form type:
X-17A-5
File number:
008-65886
Filing date:
2023-02-27
File:
Form type:
X-17A-5
File number:
008-65886
Filing date:
2022-02-25
File:
Form type:
X-17A-5
File number:
008-65886
Filing date:
2021-02-25
File:

History

Start date End date Type Value
2002-11-22 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2002-11-22 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
201104060999 2020-11-04 BIENNIAL STATEMENT 2020-11-01
SR-36173 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-36172 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
161109006230 2016-11-09 BIENNIAL STATEMENT 2016-11-01
141103008252 2014-11-03 BIENNIAL STATEMENT 2014-11-01

Trademarks Section

Serial Number:
87556058
Mark:
UOB GLOBAL EQUITY SALES
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2017-08-04
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
UOB GLOBAL EQUITY SALES

Goods And Services

For:
Funds investment
First Use:
2019-06-28
International Classes:
036 - Primary Class
Class Status:
Active

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Date of last update: 30 Mar 2025

Sources: New York Secretary of State