TWO SIGMA 401(K) PLAN (RENAMED EFFECTIVE 4/22/2013)
|
2012
|
134181471
|
2013-10-10
|
TWO SIGMA INVESTMENTS, LLC
|
477
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2001-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2126255700
|
Plan sponsor’s mailing address |
100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013
|
Plan sponsor’s
address |
100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013
|
Plan administrator’s name and address
Administrator’s EIN |
134181471 |
Plan administrator’s name |
TWO SIGMA INVESTMENTS, LLC |
Plan administrator’s
address |
100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013 |
Administrator’s telephone number |
2126255700 |
Number of participants as of the end of the plan year
Active participants |
497 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
64 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
527 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
23 |
Signature of
Role |
Plan administrator |
Date |
2013-10-10 |
Name of individual signing |
PETER DESMOND |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-10-10 |
Name of individual signing |
PETER DESMOND |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING
|
2011
|
134181471
|
2012-10-08
|
TWO SIGMA INVESTMENTS, LLC
|
378
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2001-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2126255700
|
Plan sponsor’s mailing address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan sponsor’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan administrator’s name and address
Administrator’s EIN |
134181471 |
Plan administrator’s name |
TWO SIGMA INVESTMENTS, LLC |
Plan administrator’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012 |
Administrator’s telephone number |
2126255700 |
Number of participants as of the end of the plan year
Active participants |
427 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
50 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
430 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
22 |
Signature of
Role |
Plan administrator |
Date |
2012-10-08 |
Name of individual signing |
PETER DESMOND |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING
|
2010
|
134181471
|
2011-09-19
|
TWO SIGMA INVESTMENTS, LLC
|
273
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2001-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2126255700
|
Plan sponsor’s mailing address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan sponsor’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan administrator’s name and address
Administrator’s EIN |
134181471 |
Plan administrator’s name |
TWO SIGMA INVESTMENTS, LLC |
Plan administrator’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012 |
Administrator’s telephone number |
2126255700 |
Number of participants as of the end of the plan year
Active participants |
348 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
29 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
340 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
10 |
Signature of
Role |
Plan administrator |
Date |
2011-09-19 |
Name of individual signing |
PATRICK DEGRACA |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING
|
2009
|
134181471
|
2010-10-01
|
TWO SIGMA INVESTMENTS, LLC
|
238
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2001-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2126255700
|
Plan sponsor’s mailing address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan sponsor’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
|
Plan administrator’s name and address
Administrator’s EIN |
134181471 |
Plan administrator’s name |
TWO SIGMA INVESTMENTS, LLC |
Plan administrator’s
address |
379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012 |
Administrator’s telephone number |
2126255700 |
Number of participants as of the end of the plan year
Active participants |
247 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
25 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
250 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
4 |
Signature of
Role |
Plan administrator |
Date |
2010-10-01 |
Name of individual signing |
PATRICK DEGRACA |
Valid signature |
Filed with authorized/valid electronic signature |
|
|