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TWO SIGMA INVESTMENTS, LLC

Company Details

Name: TWO SIGMA INVESTMENTS, LLC
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 13 Dec 2002 (22 years ago)
Date of dissolution: 13 Dec 2002
Entity Number: 2845500
County: Blank
Place of Formation: Delaware

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TWO SIGMA 401(K) PLAN (RENAMED EFFECTIVE 4/22/2013) 2012 134181471 2013-10-10 TWO SIGMA INVESTMENTS, LLC 477
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2126255700
Plan sponsor’s mailing address 100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013
Plan sponsor’s address 100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013

Plan administrator’s name and address

Administrator’s EIN 134181471
Plan administrator’s name TWO SIGMA INVESTMENTS, LLC
Plan administrator’s address 100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10013
Administrator’s telephone number 2126255700

Number of participants as of the end of the plan year

Active participants 497
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 64
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 527
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 23

Signature of

Role Plan administrator
Date 2013-10-10
Name of individual signing PETER DESMOND
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-10
Name of individual signing PETER DESMOND
Valid signature Filed with authorized/valid electronic signature
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING 2011 134181471 2012-10-08 TWO SIGMA INVESTMENTS, LLC 378
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2126255700
Plan sponsor’s mailing address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Plan sponsor’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012

Plan administrator’s name and address

Administrator’s EIN 134181471
Plan administrator’s name TWO SIGMA INVESTMENTS, LLC
Plan administrator’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Administrator’s telephone number 2126255700

Number of participants as of the end of the plan year

Active participants 427
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 50
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 430
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 22

Signature of

Role Plan administrator
Date 2012-10-08
Name of individual signing PETER DESMOND
Valid signature Filed with authorized/valid electronic signature
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING 2010 134181471 2011-09-19 TWO SIGMA INVESTMENTS, LLC 273
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2126255700
Plan sponsor’s mailing address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Plan sponsor’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012

Plan administrator’s name and address

Administrator’s EIN 134181471
Plan administrator’s name TWO SIGMA INVESTMENTS, LLC
Plan administrator’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Administrator’s telephone number 2126255700

Number of participants as of the end of the plan year

Active participants 348
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 29
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 340
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 10

Signature of

Role Plan administrator
Date 2011-09-19
Name of individual signing PATRICK DEGRACA
Valid signature Filed with authorized/valid electronic signature
TWO SIGMA INVESTMENTS, LLC 401(K) PROFIT SHARING 2009 134181471 2010-10-01 TWO SIGMA INVESTMENTS, LLC 238
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2126255700
Plan sponsor’s mailing address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Plan sponsor’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012

Plan administrator’s name and address

Administrator’s EIN 134181471
Plan administrator’s name TWO SIGMA INVESTMENTS, LLC
Plan administrator’s address 379 WEST BROADWAY, 5TH FLOOR, NEW YORK, NY, 10012
Administrator’s telephone number 2126255700

Number of participants as of the end of the plan year

Active participants 247
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 25
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 250
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 4

Signature of

Role Plan administrator
Date 2010-10-01
Name of individual signing PATRICK DEGRACA
Valid signature Filed with authorized/valid electronic signature

Date of last update: 12 Mar 2025

Sources: New York Secretary of State