| Name: | SPENCER CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 15 Jan 2003 (22 years ago) |
| Entity Number: | 2856965 |
| ZIP code: | 10023 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 1995 BROADWAY, STE 1801, NEW YORK, NY, United States, 10023 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1311910 | 200 W. 57TH STREET, SUITE 602, NEW YORK, NY, 10019 | 200 W. 57TH STREET, SUITE 602, NEW YORK, NY, 10019 | 212-586-4198 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 3 |
| File number | 000-19278 |
| Filing date | 2010-01-21 |
| Reporting date | 2010-01-11 |
| File | View File |
Filings since 2009-11-12
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2009-11-12 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-13
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2009-08-13 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-14
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2009-05-14 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-03-02
| Form type | DFAN14A |
| Filing date | 2009-03-02 |
| File | View File |
Filings since 2009-02-12
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2009-02-12 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-12
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2008-11-12 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-09-03
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2008-09-03 |
| Reporting date | 2008-08-29 |
| File | View File |
Filings since 2008-08-13
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2008-08-13 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-06-20
| Form type | SC 13G/A |
| Filing date | 2008-06-20 |
| File | View File |
Filings since 2008-06-06
| Form type | SC 13G/A |
| Filing date | 2008-06-06 |
| File | View File |
Filings since 2008-05-15
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2008-05-15 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-04-23
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-23 |
| Reporting date | 2008-04-21 |
| File | View File |
Filings since 2008-04-21
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-21 |
| Reporting date | 2008-04-17 |
| File | View File |
Filings since 2008-04-14
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-14 |
| Reporting date | 2008-04-10 |
| File | View File |
Filings since 2008-04-10
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-10 |
| Reporting date | 2008-04-08 |
| File | View File |
Filings since 2008-04-08
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-08 |
| Reporting date | 2008-04-04 |
| File | View File |
Filings since 2008-04-04
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-04 |
| Reporting date | 2008-04-02 |
| File | View File |
Filings since 2008-04-02
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-04-02 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-03-28
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-03-28 |
| Reporting date | 2008-03-26 |
| File | View File |
Filings since 2008-03-26
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-03-26 |
| Reporting date | 2008-03-24 |
| File | View File |
Filings since 2008-03-26
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-03-26 |
| Reporting date | 2008-03-24 |
| File | View File |
Filings since 2008-03-04
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2008-03-04 |
| Reporting date | 2008-02-29 |
| File | View File |
Filings since 2008-03-04
| Form type | 3/A |
| File number | 000-04408 |
| Filing date | 2008-03-04 |
| Reporting date | 2008-02-25 |
| File | View File |
Filings since 2008-02-27
| Form type | 3 |
| File number | 000-04408 |
| Filing date | 2008-02-27 |
| Reporting date | 2008-02-25 |
| File | View File |
Filings since 2008-02-27
| Form type | SC 13G/A |
| Filing date | 2008-02-27 |
| File | View File |
Filings since 2008-02-27
| Form type | SC 13G/A |
| Filing date | 2008-02-27 |
| File | View File |
Filings since 2008-02-14
| Form type | SC 13G/A |
| Filing date | 2008-02-14 |
| File | View File |
Filings since 2008-02-14
| Form type | SC 13G |
| Filing date | 2008-02-14 |
| File | View File |
Filings since 2008-02-14
| Form type | SC 13G/A |
| Filing date | 2008-02-14 |
| File | View File |
Filings since 2008-02-14
| Form type | SC 13G |
| Filing date | 2008-02-14 |
| File | View File |
Filings since 2008-02-14
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2008-02-14 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-01
| Form type | SC 13D/A |
| Filing date | 2008-02-01 |
| File | View File |
Filings since 2007-11-14
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2007-11-14 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-11-07
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2007-11-07 |
| Reporting date | 2007-11-05 |
| File | View File |
Filings since 2007-11-02
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2007-11-02 |
| Reporting date | 2007-10-30 |
| File | View File |
Filings since 2007-10-31
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2007-10-31 |
| Reporting date | 2007-10-29 |
| File | View File |
Filings since 2007-09-27
| Form type | SC 13D/A |
| Filing date | 2007-09-27 |
| File | View File |
Filings since 2007-08-14
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2007-08-14 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-08-03
| Form type | SC 13D/A |
| Filing date | 2007-08-03 |
| File | View File |
Filings since 2007-07-26
| Form type | SC 13G/A |
| Filing date | 2007-07-26 |
| File | View File |
Filings since 2007-07-23
| Form type | SC 13G/A |
| Filing date | 2007-07-23 |
| File | View File |
Filings since 2007-07-11
| Form type | SC 13G/A |
| Filing date | 2007-07-11 |
| File | View File |
Filings since 2007-07-09
| Form type | SC 13D |
| Filing date | 2007-07-09 |
| File | View File |
Filings since 2007-05-15
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2007-05-15 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-04-05
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2007-04-05 |
| Reporting date | 2007-04-03 |
| File | View File |
Filings since 2007-04-05
| Form type | SC 13D/A |
| Filing date | 2007-04-05 |
| File | View File |
Filings since 2007-04-02
| Form type | SC 13D/A |
| Filing date | 2007-04-02 |
| File | View File |
Filings since 2007-03-01
| Form type | SC 13G/A |
| Filing date | 2007-03-01 |
| File | View File |
Filings since 2007-02-14
| Form type | SC 13G |
| Filing date | 2007-02-14 |
| File | View File |
Filings since 2007-02-14
| Form type | SC 13G/A |
| Filing date | 2007-02-14 |
| File | View File |
Filings since 2007-02-14
| Form type | 13F-HR |
| File number | 028-12316 |
| Filing date | 2007-02-14 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-12-13
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-12-13 |
| Reporting date | 2006-12-12 |
| File | View File |
Filings since 2006-08-28
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-08-28 |
| Reporting date | 2006-08-24 |
| File | View File |
Filings since 2006-08-21
| Form type | SC 13D/A |
| Filing date | 2006-08-21 |
| File | View File |
Filings since 2006-08-16
| Form type | PREN14A |
| Filing date | 2006-08-16 |
| Reporting date | 2006-08-31 |
| File | View File |
Filings since 2006-08-09
| Form type | SC 13D/A |
| Filing date | 2006-08-09 |
| File | View File |
Filings since 2006-08-07
| Form type | DFAN14A |
| Filing date | 2006-08-07 |
| File | View File |
Filings since 2006-08-07
| Form type | DFAN14A |
| Filing date | 2006-08-07 |
| File | View File |
Filings since 2006-08-02
| Form type | DFAN14A |
| Filing date | 2006-08-02 |
| File | View File |
Filings since 2006-08-02
| Form type | SC 13D/A |
| Filing date | 2006-08-02 |
| File | View File |
Filings since 2006-07-13
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-07-13 |
| Reporting date | 2006-07-11 |
| File | View File |
Filings since 2006-07-10
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-07-10 |
| Reporting date | 2006-07-06 |
| File | View File |
Filings since 2006-07-07
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2006-07-07 |
| Reporting date | 2006-07-05 |
| File | View File |
Filings since 2006-07-06
| Form type | SC 13D/A |
| Filing date | 2006-07-06 |
| File | View File |
Filings since 2006-06-30
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2006-06-30 |
| Reporting date | 2006-06-28 |
| File | View File |
Filings since 2006-06-27
| Form type | SC 13D/A |
| Filing date | 2006-06-27 |
| File | View File |
Filings since 2006-06-27
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2006-06-27 |
| Reporting date | 2006-06-23 |
| File | View File |
Filings since 2006-06-23
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2006-06-23 |
| Reporting date | 2006-06-21 |
| File | View File |
Filings since 2006-06-22
| Form type | SC 13D |
| Filing date | 2006-06-22 |
| File | View File |
Filings since 2006-06-19
| Form type | 4 |
| File number | 000-50973 |
| Filing date | 2006-06-19 |
| Reporting date | 2006-06-15 |
| File | View File |
Filings since 2006-06-19
| Form type | 3 |
| File number | 000-50973 |
| Filing date | 2006-06-19 |
| Reporting date | 2006-06-15 |
| File | View File |
Filings since 2006-03-16
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-03-16 |
| Reporting date | 2006-03-01 |
| File | View File |
Filings since 2006-03-01
| Form type | 4 |
| File number | 000-04408 |
| Filing date | 2006-03-01 |
| Reporting date | 2006-02-27 |
| File | View File |
Filings since 2006-02-23
| Form type | 3 |
| File number | 000-04408 |
| Filing date | 2006-02-23 |
| Reporting date | 2006-02-21 |
| File | View File |
Filings since 2006-02-23
| Form type | SC 13G/A |
| Filing date | 2006-02-23 |
| File | View File |
Filings since 2006-02-01
| Form type | SC 13D/A |
| Filing date | 2006-02-01 |
| File | View File |
Filings since 2005-12-07
| Form type | SC 13G |
| Filing date | 2005-12-07 |
| File | View File |
Filings since 2005-11-29
| Form type | SC 13D/A |
| Filing date | 2005-11-29 |
| File | View File |
Filings since 2005-11-22
| Form type | 3 |
| File number | 000-29678 |
| Filing date | 2005-11-22 |
| Reporting date | 2005-11-12 |
| File | View File |
Filings since 2005-11-15
| Form type | SC 13D/A |
| Filing date | 2005-11-15 |
| File | View File |
Filings since 2005-10-03
| Form type | SC 13D/A |
| Filing date | 2005-10-03 |
| File | View File |
Filings since 2005-09-13
| Form type | SC 13G/A |
| Filing date | 2005-09-13 |
| File | View File |
Filings since 2005-09-09
| Form type | SC 13D/A |
| Filing date | 2005-09-09 |
| File | View File |
Filings since 2005-09-09
| Form type | SC 13D |
| Filing date | 2005-09-09 |
| File | View File |
Filings since 2004-12-20
| Form type | SC 13G |
| Filing date | 2004-12-20 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SPENCER CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST | 2010 | 820581852 | 2011-09-01 | SPENCER CAPITAL MANAGEMENT, LLC | 4 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 820581852 |
| Plan administrator’s name | SPENCER CAPITAL MANAGEMENT, LLC |
| Plan administrator’s address | 1350 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2127994714 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-01 |
| Name of individual signing | KENNETH SHUBIN STEIN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2005-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2127994714 |
| Plan sponsor’s address | 1350 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 820581852 |
| Plan administrator’s name | SPENCER CAPITAL MANAGEMENT, LLC |
| Plan administrator’s address | 1350 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2127994714 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-11 |
| Name of individual signing | KENNETH SHUBIN STEIN |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | 1995 BROADWAY, STE 1801, NEW YORK, NY, United States, 10023 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2003-01-15 | 2007-01-18 | Address | 185 WEST END AVE., STE. 15A, NEW YORK, NY, 10023, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 090114002152 | 2009-01-14 | BIENNIAL STATEMENT | 2009-01-01 |
| 070118002123 | 2007-01-18 | BIENNIAL STATEMENT | 2007-01-01 |
| 060918000020 | 2006-09-18 | CERTIFICATE OF PUBLICATION | 2006-09-18 |
| 030115000254 | 2003-01-15 | APPLICATION OF AUTHORITY | 2003-01-15 |
Date of last update: 01 Jan 2025
Sources: New York Secretary of State
