| Name: | NEUBERGER BERMAN INVESTMENT ADVISERS LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 28 Jan 2003 (22 years ago) |
| Entity Number: | 2862299 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
Contact Details
Phone +1 212-476-5519
| CIK number | Mailing Address | Business Address | Phone | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1230440 | 1290 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10104 | 1290 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10104 | 6464974663 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | APP WDG |
| File number | 812-15572 |
| Filing date | 2024-12-04 |
| File | View File |
Filings since 2024-11-22
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2024-11-22 |
| Reporting date | 2024-11-20 |
| File | View File |
Filings since 2024-11-14
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2024-11-14 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-08-30
| Form type | N-PX |
| File number | 028-17085 |
| Filing date | 2024-08-30 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2024-08-13 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2024-05-13 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-05-09
| Form type | 40-APP |
| File number | 812-15572 |
| Filing date | 2024-05-09 |
| File | View File |
Filings since 2024-02-09
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2024-02-09 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-12-08
| Form type | 3 |
| File number | 811-23889 |
| Filing date | 2023-12-08 |
| Reporting date | 2023-12-01 |
| File | View File |
Filings since 2023-11-14
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2023-11-14 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-11
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2023-08-11 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-12
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2023-05-12 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-04-26
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2023-04-26 |
| Reporting date | 2023-04-24 |
| File | View File |
Filings since 2023-03-29
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2023-03-29 |
| Reporting date | 2023-03-27 |
| File | View File |
Filings since 2023-02-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2023-02-13 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-09
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2023-02-09 |
| Reporting date | 2023-02-07 |
| File | View File |
Filings since 2023-01-04
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2023-01-04 |
| Reporting date | 2022-12-30 |
| File | View File |
Filings since 2022-12-29
| Form type | 40-6B/A |
| File number | 813-00396 |
| Filing date | 2022-12-29 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-10-21
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2022-10-21 |
| Reporting date | 2022-10-19 |
| File | View File |
Filings since 2022-10-14
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2022-10-14 |
| Reporting date | 2022-10-12 |
| File | View File |
Filings since 2022-09-22
| Form type | 40-APP/A |
| File number | 812-15378-134 |
| Filing date | 2022-09-22 |
| File | View File |
Filings since 2022-09-20
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2022-09-20 |
| Reporting date | 2022-09-16 |
| File | View File |
Filings since 2022-08-31
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2022-08-31 |
| Reporting date | 2022-08-29 |
| File | View File |
Filings since 2022-08-26
| Form type | 4 |
| File number | 001-41453 |
| Filing date | 2022-08-26 |
| Reporting date | 2022-08-24 |
| File | View File |
Filings since 2022-08-15
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2022-08-15 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-08-05
| Form type | 40-APP |
| File number | 812-15378-134 |
| Filing date | 2022-08-05 |
| File | View File |
Filings since 2022-08-01
| Form type | 3 |
| File number | 001-41453 |
| Filing date | 2022-08-01 |
| Reporting date | 2022-07-22 |
| File | View File |
Filings since 2022-05-13
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2022-05-13 |
| Reporting date | 2022-05-09 |
| File | View File |
Filings since 2022-05-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2022-05-13 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-03-11
| Form type | 3 |
| File number | 811-23750 |
| Filing date | 2022-03-11 |
| Reporting date | 2022-02-14 |
| File | View File |
Filings since 2022-03-11
| Form type | 3 |
| File number | 811-23647 |
| Filing date | 2022-03-11 |
| Reporting date | 2022-02-14 |
| File | View File |
Filings since 2022-02-11
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2022-02-11 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-19
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2021-11-19 |
| Reporting date | 2021-11-18 |
| File | View File |
Filings since 2021-11-18
| Form type | 40-APP/A |
| File number | 812-15124-01 |
| Filing date | 2021-11-18 |
| File | View File |
Filings since 2021-11-12
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2021-11-12 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-09-03
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2021-09-03 |
| Reporting date | 2021-09-01 |
| File | View File |
Filings since 2021-08-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2021-08-13 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-08-06
| Form type | 40-APP/A |
| File number | 812-15124-01 |
| Filing date | 2021-08-06 |
| File | View File |
Filings since 2021-06-10
| Form type | 4 |
| File number | 001-39272 |
| Filing date | 2021-06-10 |
| Reporting date | 2021-06-08 |
| File | View File |
Filings since 2021-05-28
| Form type | 40-6B/A |
| File number | 813-00396 |
| Filing date | 2021-05-28 |
| File | View File |
Filings since 2021-05-26
| Form type | 3 |
| File number | 811-23635 |
| Filing date | 2021-05-26 |
| Reporting date | 2021-05-25 |
| File | View File |
Filings since 2021-05-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2021-05-13 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-16
| Form type | 3 |
| File number | 001-39272 |
| Filing date | 2021-02-16 |
| Reporting date | 2021-02-04 |
| File | View File |
Filings since 2021-02-10
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2021-02-10 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-01-22
| Form type | 40-APP/A |
| File number | 812-15124-01 |
| Filing date | 2021-01-22 |
| File | View File |
Filings since 2020-12-15
| Form type | 3 |
| File number | 811-23591 |
| Filing date | 2020-12-15 |
| Reporting date | 2020-12-15 |
| File | View File |
Filings since 2020-11-12
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2020-11-12 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-09-11
| Form type | 40-APP/A |
| File number | 812-15124-01 |
| Filing date | 2020-09-11 |
| File | View File |
Filings since 2020-08-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2020-08-13 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-08-07
| Form type | 40-APP |
| File number | 812-15150-01 |
| Filing date | 2020-08-07 |
| File | View File |
Filings since 2020-05-14
| Form type | 40-6B/A |
| File number | 813-00396 |
| Filing date | 2020-05-14 |
| File | View File |
Filings since 2020-05-14
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2020-05-14 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-04-17
| Form type | 40-APP |
| File number | 812-15124-01 |
| Filing date | 2020-04-17 |
| File | View File |
Filings since 2020-02-18
| Form type | 3 |
| File number | 811-23365 |
| Filing date | 2020-02-18 |
| Reporting date | 2020-02-14 |
| File | View File |
Filings since 2020-02-18
| Form type | 3 |
| File number | 811-23436 |
| Filing date | 2020-02-18 |
| Reporting date | 2020-02-14 |
| File | View File |
Filings since 2020-02-18
| Form type | 3 |
| File number | 811-23442 |
| Filing date | 2020-02-18 |
| Reporting date | 2020-02-14 |
| File | View File |
Filings since 2020-02-18
| Form type | 3 |
| File number | 811-23441 |
| Filing date | 2020-02-18 |
| Reporting date | 2020-02-14 |
| File | View File |
Filings since 2020-02-12
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2020-02-12 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2019-11-13 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-22
| Form type | 40-6B |
| File number | 813-00396 |
| Filing date | 2019-08-22 |
| File | View File |
Filings since 2019-08-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2019-08-13 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-06-06
| Form type | DFAN14A |
| Filing date | 2019-06-06 |
| File | View File |
Filings since 2019-06-03
| Form type | DFAN14A |
| Filing date | 2019-06-03 |
| File | View File |
Filings since 2019-05-31
| Form type | DFAN14A |
| Filing date | 2019-05-31 |
| File | View File |
Filings since 2019-05-29
| Form type | DFAN14A |
| Filing date | 2019-05-29 |
| File | View File |
Filings since 2019-05-29
| Form type | DFAN14A |
| Filing date | 2019-05-29 |
| File | View File |
Filings since 2019-05-13
| Form type | DFAN14A |
| Filing date | 2019-05-13 |
| File | View File |
Filings since 2019-05-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2019-05-13 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-05-13
| Form type | DEFN14A |
| Filing date | 2019-05-13 |
| Reporting date | 2019-05-13 |
| File | View File |
Filings since 2019-05-03
| Form type | CORRESP |
| Filing date | 2019-05-03 |
| File | View File |
Filings since 2019-05-03
| Form type | PRRN14A |
| Filing date | 2019-05-03 |
| File | View File |
Filings since 2019-04-24
| Form type | PREN14A |
| Filing date | 2019-04-24 |
| Reporting date | 2019-04-24 |
| File | View File |
Filings since 2019-02-12
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2019-02-12 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2018-11-13 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-13
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2018-08-13 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23291 |
| Filing date | 2018-06-12 |
| Reporting date | 2017-08-22 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23292 |
| Filing date | 2018-06-12 |
| Reporting date | 2017-08-22 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23315 |
| Filing date | 2018-06-12 |
| Reporting date | 2017-04-07 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23290 |
| Filing date | 2018-06-12 |
| Reporting date | 2017-04-07 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23245 |
| Filing date | 2018-06-12 |
| Reporting date | 2017-04-07 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23176 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-12-18 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23171 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-12-18 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-23170 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-12-18 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22069 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22816 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22814 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22815 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22476 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22475 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22474 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-06 |
| File | View File |
Filings since 2018-06-12
| Form type | 3 |
| File number | 811-22386 |
| Filing date | 2018-06-12 |
| Reporting date | 2015-08-14 |
| File | View File |
Filings since 2018-05-08
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2018-05-08 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-04-16
| Form type | APP ORDR |
| File number | 812-14563-11 |
| Filing date | 2018-04-16 |
| File | View File |
Filings since 2018-04-16
| Form type | APP NTC |
| File number | 812-14563-11 |
| Filing date | 2018-04-16 |
| File | View File |
Filings since 2018-02-14
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2018-02-14 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-15
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2017-11-15 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-08
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2017-08-08 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-10
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2017-05-10 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-03-28
| Form type | 40-APP/A |
| File number | 812-14548-06 |
| Filing date | 2017-03-28 |
| File | View File |
Filings since 2017-02-27
| Form type | 40-APP/A |
| File number | 812-14548-06 |
| Filing date | 2017-02-27 |
| File | View File |
Filings since 2017-02-06
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2017-02-06 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-12-21
| Form type | 40-APP/A |
| File number | 812-14563-11 |
| Filing date | 2016-12-21 |
| File | View File |
Filings since 2016-11-02
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2016-11-02 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-09-23
| Form type | 40-APP/A |
| File number | 812-14563-11 |
| Filing date | 2016-09-23 |
| File | View File |
Filings since 2016-09-20
| Form type | 40-APP/A |
| File number | 812-14548-06 |
| Filing date | 2016-09-20 |
| File | View File |
Filings since 2016-08-05
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2016-08-05 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-06
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2016-05-06 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-04
| Form type | 40-APP/A |
| File number | 812-14548-06 |
| Filing date | 2016-02-04 |
| File | View File |
Filings since 2016-01-28
| Form type | 13F-NT |
| File number | 028-17085 |
| Filing date | 2016-01-28 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2010-08-06
| Form type | 3 |
| File number | 811-22396 |
| Filing date | 2010-08-06 |
| Reporting date | 2010-08-06 |
| File | View File |
Filings since 2004-12-27
| Form type | 40-6C/A |
| File number | 812-13044-12 |
| Filing date | 2004-12-27 |
| File | View File |
Filings since 2004-12-17
| Form type | 40-APP/A |
| File number | 812-12966-01 |
| Filing date | 2004-12-17 |
| File | View File |
Filings since 2004-01-02
| Form type | 40-6C/A |
| File number | 812-12973-01 |
| Filing date | 2004-01-02 |
| File | View File |
Filings since 2003-11-21
| Form type | 40-6C |
| File number | 812-13044-12 |
| Filing date | 2003-11-21 |
| File | View File |
Filings since 2003-11-20
| Form type | 40-APP/A |
| File number | 812-12966-01 |
| Filing date | 2003-11-20 |
| File | View File |
Filings since 2003-11-10
| Form type | 40-APP/A |
| File number | 812-12966-01 |
| Filing date | 2003-11-10 |
| File | View File |
Filings since 2003-07-25
| Form type | 3 |
| File number | 811-21342 |
| Filing date | 2003-07-25 |
| Reporting date | 2003-07-25 |
| File | View File |
Filings since 2003-05-12
| Form type | 40-6C |
| File number | 812-12973-01 |
| Filing date | 2003-05-12 |
| File | View File |
Filings since 2003-04-28
| Form type | 40-APP |
| File number | 812-12966-01 |
| Filing date | 2003-04-28 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLC | 2020 | 814341513 | 2021-08-17 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | No data | |||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2021-08-12 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-08-12 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2021-08-12 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124769854 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124769854 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2021-07-13 |
| Name of individual signing | CRISTINA LUCAS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-07 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-07-07 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2020-07-07 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-02 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-07-02 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2020-07-02 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 25TH FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2020-09-14 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-09-14 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2020-09-14 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2019-09-05 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Sponsor’s telephone number | 2124765945 |
| Plan sponsor’s mailing address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
| Plan sponsor’s address | 1290 AVENUE OF THE AMERICAS, 22ND FL., NEW YORK, NY, 10104 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | DFE |
| Date | 2019-09-11 |
| Name of individual signing | DAVID MANCILLA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-02-24 | 2025-01-03 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent) |
| 2023-02-24 | 2025-01-03 | Address | 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process) |
| 2009-05-19 | 2016-02-16 | Name | NEUBERGER BERMAN FIXED INCOME LLC |
| 2005-04-08 | 2009-05-19 | Name | LEHMAN BROTHERS ASSET MANAGEMENT LLC |
| 2005-04-08 | 2005-04-08 | Name | LEHMAN BROTHERS ASSET MANAGEMENT LLC |
| 2003-01-28 | 2023-02-24 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent) |
| 2003-01-28 | 2005-04-08 | Name | LINCOLN CAPITAL FIXED INCOME MANAGEMENT COMPANY, LLC |
| 2003-01-28 | 2023-02-24 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 250103004543 | 2025-01-03 | BIENNIAL STATEMENT | 2025-01-03 |
| 230224001641 | 2023-02-24 | BIENNIAL STATEMENT | 2023-01-01 |
| 210114060154 | 2021-01-14 | BIENNIAL STATEMENT | 2021-01-01 |
| 190111060730 | 2019-01-11 | BIENNIAL STATEMENT | 2019-01-01 |
| 170109006636 | 2017-01-09 | BIENNIAL STATEMENT | 2017-01-01 |
| 160216000563 | 2016-02-16 | CERTIFICATE OF AMENDMENT | 2016-02-16 |
| 150115006407 | 2015-01-15 | BIENNIAL STATEMENT | 2015-01-01 |
| 130117006166 | 2013-01-17 | BIENNIAL STATEMENT | 2013-01-01 |
| 110112002123 | 2011-01-12 | BIENNIAL STATEMENT | 2011-01-01 |
| 090731002480 | 2009-07-31 | BIENNIAL STATEMENT | 2009-01-01 |
Date of last update: 19 Jan 2025
Sources: New York Secretary of State
