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  5. MID-MARKET SECURITIES, LLC

MID-MARKET SECURITIES, LLC

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Company Details

Name: MID-MARKET SECURITIES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Feb 2003 (22 years ago)
Entity Number: 2869567
ZIP code: 10549
County: Westchester
Place of Formation: New York
Address: 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

DOS Process Agent

Name Role Address
C/O ROBERT W. WIEN DOS Process Agent 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

Agent

Name Role Address
ROBERT W. WIEN Agent 24 JAMES ROAD, MOUNT KISCO, NY, 10549

Links between entities

Type:
Headquarter of
Company Number:
M10000003279
State:
FLORIDA
FLORIDA profile:
MID-MARKET SECURITIES, LLC (FL)

Central Index Key

CIK number:
0001226831
Phone:
212-400-4048
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-65905
Filing date:
2023-03-21
File:
View File
Form type:
X-17A-5
File number:
008-65905
Filing date:
2022-04-04
File:
View File
Form type:
FOCUSN
File number:
008-65905
Filing date:
2021-04-29
File:
View File
Form type:
X-17A-5
File number:
008-65905
Filing date:
2021-03-01
File:
View File
Form type:
FOCUSN
File number:
008-65905
Filing date:
2020-03-05
File:
View File

Filings

Filing Number Date Filed Type Effective Date
230203001894 2023-02-03 BIENNIAL STATEMENT 2023-02-01
210201060875 2021-02-01 BIENNIAL STATEMENT 2021-02-01
130305002295 2013-03-05 BIENNIAL STATEMENT 2013-02-01
110302002323 2011-03-02 BIENNIAL STATEMENT 2011-02-01
090202002080 2009-02-02 BIENNIAL STATEMENT 2009-02-01

USAspending Awards / Financial Assistance

Date:
2021-01-23
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
40200.00
Total Face Value Of Loan:
40200.00
Date:
2020-06-10
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
40200.00
Total Face Value Of Loan:
40200.00

Paycheck Protection Program

Jobs Reported:
2
Initial Approval Amount:
$40,200
Date Approved:
2020-06-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$40,200
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
$40,702.5
Servicing Lender:
Citibank, N.A.
Use of Proceeds:
Payroll: $40,200
Jobs Reported:
2
Initial Approval Amount:
$40,200
Date Approved:
2021-01-22
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$40,200
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
$40,464.65
Servicing Lender:
Citibank, N.A.
Use of Proceeds:
Payroll: $40,198
Utilities: $1

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Related by officers

C/O ROBERT W. WIEN

MID-MARKET ADVISORS, LLC

Related by address

24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

MID-MARKET ADVISORS, LLC

Date of last update: 30 Mar 2025

Sources: New York Secretary of State

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