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MID-MARKET SECURITIES, LLC

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Company Details

Name: MID-MARKET SECURITIES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Feb 2003 (22 years ago)
Entity Number: 2869567
ZIP code: 10549
County: Westchester
Place of Formation: New York
Address: 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

DOS Process Agent

Name Role Address
C/O ROBERT W. WIEN DOS Process Agent 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

Agent

Name Role Address
ROBERT W. WIEN Agent 24 JAMES ROAD, MOUNT KISCO, NY, 10549

Links between entities

Type:
Headquarter of
Company Number:
M10000003279
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001226831
Phone:
212-400-4048

Latest Filings

Form type:
X-17A-5
File number:
008-65905
Filing date:
2023-03-21
File:
Form type:
X-17A-5
File number:
008-65905
Filing date:
2022-04-04
File:
Form type:
FOCUSN
File number:
008-65905
Filing date:
2021-04-29
File:
Form type:
X-17A-5
File number:
008-65905
Filing date:
2021-03-01
File:
Form type:
FOCUSN
File number:
008-65905
Filing date:
2020-03-05
File:

Filings

Filing Number Date Filed Type Effective Date
230203001894 2023-02-03 BIENNIAL STATEMENT 2023-02-01
210201060875 2021-02-01 BIENNIAL STATEMENT 2021-02-01
130305002295 2013-03-05 BIENNIAL STATEMENT 2013-02-01
110302002323 2011-03-02 BIENNIAL STATEMENT 2011-02-01
090202002080 2009-02-02 BIENNIAL STATEMENT 2009-02-01

USAspending Awards / Financial Assistance

Date:
2021-01-23
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
40200.00
Total Face Value Of Loan:
40200.00
Date:
2020-06-10
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
40200.00
Total Face Value Of Loan:
40200.00

Paycheck Protection Program

Date Approved:
2020-06-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
40200
Current Approval Amount:
40200
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
40702.5
Date Approved:
2021-01-22
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
40200
Current Approval Amount:
40200
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
40464.65

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Date of last update: 30 Mar 2025

Sources: New York Secretary of State