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  5. THE ROTH LAW FIRM, PLLC

THE ROTH LAW FIRM, PLLC

Company Details

Name: THE ROTH LAW FIRM, PLLC
Jurisdiction: New York
Legal type: DOMESTIC PROFESSIONAL SERVICE LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 18 Feb 2003 (22 years ago)
Entity Number: 2871050
ZIP code: 10017
County: New York
Place of Formation: New York
Address: 545 FIFTH AVENUE, STE 960, NEW YORK, NY, United States, 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE ROTH LAW FIRM PLLC 401(K) PROFIT SHARING PLAN 2023 331044281 2024-07-03 THE ROTH LAW FIRM PLLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2024-07-03
Name of individual signing RICHARD ROTH
Role Employer/plan sponsor
Date 2024-07-03
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401(K) PROFIT SHARING PLAN 2022 331044281 2023-09-11 THE ROTH LAW FIRM PLLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2023-09-11
Name of individual signing RICHARD ROTH
Role Employer/plan sponsor
Date 2023-09-11
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401(K) PROFIT SHARING PLAN 2021 331044281 2022-07-27 THE ROTH LAW FIRM PLLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2022-07-27
Name of individual signing RICHARD ROTH
Role Employer/plan sponsor
Date 2022-07-27
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401(K) PROFIT SHARING PLAN 2020 331044281 2021-10-15 THE ROTH LAW FIRM PLLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2021-10-15
Name of individual signing RICHARD ROTH
Role Employer/plan sponsor
Date 2021-10-15
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC DEFINED BENEFIT PLAN 2019 331044281 2020-10-15 THE ROTH LAW FIRM PLLC 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 100173609

Signature of
Role Plan administrator
Date 2020-10-15
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401(K) PROFIT SHARING PLAN 2019 331044281 2020-10-14 THE ROTH LAW FIRM PLLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2020-10-14
Name of individual signing RICHARD ROTH
Role Employer/plan sponsor
Date 2020-10-14
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401K PROFIT SHARING PLAN 2018 331044281 2019-10-15 THE ROTH LAW FIRM PLLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 100173609

Signature of
Role Plan administrator
Date 2019-10-15
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC DEFINED BENEFIT PLAN 2018 331044281 2019-07-24 THE ROTH LAW FIRM PLLC 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 100173609

Signature of
Role Plan administrator
Date 2019-07-24
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC 401K PROFIT SHARING PLAN 2017 331044281 2018-10-04 THE ROTH LAW FIRM PLLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 100173609

Signature of
Role Plan administrator
Date 2018-10-04
Name of individual signing RICHARD ROTH
THE ROTH LAW FIRM PLLC DEFINED BENEFIT PLAN 2017 331044281 2018-07-05 THE ROTH LAW FIRM PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 541110
Sponsor’s telephone number 2125428882
Plan sponsor’s address 295 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY, 100173609

Signature of
Role Plan administrator
Date 2018-07-05
Name of individual signing RICHARD ROTH

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 545 FIFTH AVENUE, STE 960, NEW YORK, NY, United States, 10017

History

Start date End date Type Value
2003-02-18 2005-03-30 Address C/O RICHARD ROTH, ESQ., 90 PARK AVENUE/ 38TH FLOOR, NY, NY, 10016, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
090203002409 2009-02-03 BIENNIAL STATEMENT 2009-02-01
070726002815 2007-07-26 BIENNIAL STATEMENT 2007-02-01
050330002666 2005-03-30 BIENNIAL STATEMENT 2005-02-01
030218000257 2003-02-18 ARTICLES OF ORGANIZATION 2003-02-18

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Date of last update: 05 Feb 2025

Sources: New York Secretary of State

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