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UPSTATE PAVING, LLC

Company Details

Name: UPSTATE PAVING, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 07 Mar 2003 (22 years ago)
Entity Number: 2878516
ZIP code: 13021
County: Cayuga
Place of Formation: New York
Address: ATTN: ANDREA E. RIZZO-JANISH, 162 YORK STREET, AUBURN, NY, United States, 13021

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UPSTATE PAVING, LLC 401(K) PLAN 2023 721558193 2024-10-13 UPSTATE PAVING, LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2024-10-13
Name of individual signing ANDREA E. RIZZO-JANISH
Valid signature Filed with authorized/valid electronic signature
UPSTATE PAVING, LLC 401(K) PLAN 2022 721558193 2023-10-03 UPSTATE PAVING, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2023-10-03
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2021 721558193 2022-08-31 UPSTATE PAVING, LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2022-08-31
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2020 721558193 2021-08-31 UPSTATE PAVING, LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2021-08-31
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2019 721558193 2020-07-13 UPSTATE PAVING, LLC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2020-07-13
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2018 721558193 2019-10-09 UPSTATE PAVING, LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2019-10-09
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2017 721558193 2018-09-27 UPSTATE PAVING, LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2018-09-27
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2016 721558193 2017-06-16 UPSTATE PAVING, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2017-06-16
Name of individual signing ANDREA RIZZO-JANISH
UPSTATE PAVING, LLC 401(K) PLAN 2015 721558193 2016-03-21 UPSTATE PAVING, LLC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 237310
Sponsor’s telephone number 3152525005
Plan sponsor’s address 162 YORK STREET, AUBURN, NY, 13021

Signature of

Role Plan administrator
Date 2016-03-21
Name of individual signing ANDREA RIZZO-JANISH

DOS Process Agent

Name Role Address
UPSTATE PAVING, LLC DOS Process Agent ATTN: ANDREA E. RIZZO-JANISH, 162 YORK STREET, AUBURN, NY, United States, 13021

History

Start date End date Type Value
2003-03-07 2015-03-03 Address ATTN: JOSEPH T. RIZZO, 162 YORK STREET, AUBURN, NY, 13021, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
210304060867 2021-03-04 BIENNIAL STATEMENT 2021-03-01
190311060252 2019-03-11 BIENNIAL STATEMENT 2019-03-01
170307006038 2017-03-07 BIENNIAL STATEMENT 2017-03-01
150303007100 2015-03-03 BIENNIAL STATEMENT 2015-03-01
130307006396 2013-03-07 BIENNIAL STATEMENT 2013-03-01
110317002413 2011-03-17 BIENNIAL STATEMENT 2011-03-01
090306002031 2009-03-06 BIENNIAL STATEMENT 2009-03-01
070309002483 2007-03-09 BIENNIAL STATEMENT 2007-03-01
050330002163 2005-03-30 BIENNIAL STATEMENT 2005-03-01
040716000882 2004-07-16 AFFIDAVIT OF PUBLICATION 2004-07-16

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4042487103 2020-04-12 0248 PPP 162 York Street, AUBURN, NY, 13021-9009
Loan Status Date 2021-06-08
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 268800
Loan Approval Amount (current) 268800
Undisbursed Amount 0
Franchise Name -
Lender Location ID 50167
Servicing Lender Name Five Star Bank
Servicing Lender Address 55 N Main St, WARSAW, NY, 14569-1325
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address AUBURN, CAYUGA, NY, 13021-9009
Project Congressional District NY-24
Number of Employees 9
NAICS code 324121
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 50167
Originating Lender Name Five Star Bank
Originating Lender Address WARSAW, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 271697.07
Forgiveness Paid Date 2021-05-21
1041238404 2021-01-31 0248 PPS 162 York St, Auburn, NY, 13021-9009
Loan Status Date 2021-11-09
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 249600
Loan Approval Amount (current) 249600
Undisbursed Amount 0
Franchise Name -
Lender Location ID 50167
Servicing Lender Name Five Star Bank
Servicing Lender Address 55 N Main St, WARSAW, NY, 14569-1325
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Auburn, CAYUGA, NY, 13021-9009
Project Congressional District NY-24
Number of Employees 25
NAICS code 238990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 50167
Originating Lender Name Five Star Bank
Originating Lender Address WARSAW, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 251319.47
Forgiveness Paid Date 2021-10-25

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1144223 Intrastate Non-Hazmat 2024-03-01 150000 2023 18 8 Private(Property)
Legal Name UPSTATE PAVING LLC
DBA Name -
Physical Address 162 YORK STREET, AUBURN, NY, 13021, US
Mailing Address 162 YORK STREET, AUBURN, NY, 13021, US
Phone (315) 252-5005
Fax (315) 252-5845
E-mail ANDREA@UPSTATEPAVING.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 2
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 2
Vehicle Maintenance BASIC Roadside Performance measure value 2
Total Number of Vehicle Inspections for the measurement period 2
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 2
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections

Unique report number of the inspection 3L11000258
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-09-07
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 28305MK
License state of the main unit NY
Vehicle Identification Number of the main unit 1HTEMTZT4KH395364
Decal number of the main unit 33073391
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 1
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 1
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPD0261462
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-07-28
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 28305MK
License state of the main unit NY
Vehicle Identification Number of the main unit 1HTEMTZT4KH395364
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 1
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 1
Number of Hazardous Materials Compliance BASIC violations 0

Violations

The date of the inspection 2023-07-28
Code of the violation 3939
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 2
The time weight that is assigned to a violation 1
The description of a violation Inoperable Required Lamp
The description of the violation group Clearance Identification Lamps/Other
The unit a violation is cited against Vehicle main unit

Date of last update: 30 Mar 2025

Sources: New York Secretary of State