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  5. DIALECTIC CAPITAL MANAGEMENT, LLC

DIALECTIC CAPITAL MANAGEMENT, LLC

Company Details

Name: DIALECTIC CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 11 Jun 2003 (22 years ago)
Date of dissolution: 03 Nov 2015
Entity Number: 2917929
ZIP code: 10004
County: New York
Place of Formation: Delaware
Address: 17 STATE STREET, SUITE 3930, NEW YORK, NY, United States, 10004

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DIALECTIC CAPITAL 401(K) PLAN 2014 200038352 2015-07-15 DIALECTIC CAPITAL MANAGEMENT LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s address 17 STATE STREET SUITE 3930, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2015-07-15
Name of individual signing LINDSAY KIPNES
DIALECTIC CAPITAL 401(K) PLAN 2013 200038352 2014-06-05 DIALECTIC CAPITAL MANAGEMENT LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2014-06-05
Name of individual signing LINDSAY KIPNES
DIALECTIC CAPITAL 401(K) PLAN 2012 200038352 2013-06-04 DIALECTIC CAPITAL MANAGEMENT LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2013-06-04
Name of individual signing LINDSAY KIPNES
DIALECTIC CAPITAL 401(K) PLAN 2011 200038352 2012-07-16 DIALECTIC CAPITAL MANAGEMENT LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 200038352
Plan administrator’s name DIALECTIC CAPITAL MANAGEMENT LLC
Plan administrator’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2122303226

Signature of
Role Plan administrator
Date 2012-07-16
Name of individual signing LINDSAY KIPNES
DIALECTIC CAPITAL 401(K) PLAN 2010 200038352 2011-07-19 DIALECTIC CAPITAL MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 200038352
Plan administrator’s name DIALECTIC CAPITAL MANAGEMENT LLC
Plan administrator’s address 875 3RD AVE., 15TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2122303226

Signature of
Role Plan administrator
Date 2011-07-19
Name of individual signing LINDSAY KIPNES
DIALECTIC CAPITAL 401(K) PLAN 2009 200038352 2011-09-23 DIALECTIC CAPITAL MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 525990
Sponsor’s telephone number 2122303226
Plan sponsor’s mailing address 875 3RD AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 875 3RD AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 200038352
Plan administrator’s name DIALECTIC CAPITAL MANAGEMENT LLC
Plan administrator’s address 875 3RD AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2122303226

Number of participants as of the end of the plan year
Active participants 10
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 7
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-09-23
Name of individual signing LINDSAY KIPNES
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
JOHN FICHTHORN, DIALECTIC CAPITAL, LLC DOS Process Agent 17 STATE STREET, SUITE 3930, NEW YORK, NY, United States, 10004

History

Start date End date Type Value
2014-09-08 2015-11-03 Address ATTN LUKE FICHTHORN, 17 STATE STREET SUITE 3930, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
2009-06-23 2014-09-08 Address 875 THIRD AVE, 15TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2006-05-25 2009-06-23 Address 153 EAST 53RD STREET, 29TH FL., NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2005-05-31 2006-05-25 Address 153 E 53RD ST 29TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2003-07-15 2005-05-31 Address 399 PARK AVENUE 23RD FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2003-06-11 2003-07-15 Address 767 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY, 10153, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
151103000088 2015-11-03 SURRENDER OF AUTHORITY 2015-11-03
150602006747 2015-06-02 BIENNIAL STATEMENT 2015-06-01
140908000334 2014-09-08 CERTIFICATE OF AMENDMENT 2014-09-08
130606006578 2013-06-06 BIENNIAL STATEMENT 2013-06-01
110620003122 2011-06-20 BIENNIAL STATEMENT 2011-06-01
090623002188 2009-06-23 BIENNIAL STATEMENT 2009-06-01
070604002269 2007-06-04 BIENNIAL STATEMENT 2007-06-01
060926000716 2006-09-26 CERTIFICATE OF PUBLICATION 2006-09-26
060525000060 2006-05-25 CERTIFICATE OF AMENDMENT 2006-05-25
050531002093 2005-05-31 BIENNIAL STATEMENT 2005-06-01

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 01 Jan 2025

Sources: New York Secretary of State

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