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PZENA INVESTMENT MANAGEMENT, LLC

Company Details

Name: PZENA INVESTMENT MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 11 Jul 2003 (22 years ago)
Entity Number: 2929278
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 320 PARK AVENUE 8TH FLOOR, NEW YORK, NY, United States, 10022

Contact Details

Phone +1 212-355-1600

Central Index Key

CIK number Mailing Address Business Address Phone
1027796 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022 212-355-1600

Filings since 2024-11-08

Form type 13F-HR
File number 028-03791
Filing date 2024-11-08
Reporting date 2024-09-30
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Filing date 2024-11-08
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Filing date 2024-10-22
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Filings since 2018-03-07

Form type SC 13G/A
Filing date 2018-03-07
File View File

Filings since 2018-02-09

Form type 13F-HR
File number 028-03791
Filing date 2018-02-09
Reporting date 2017-12-31
File View File

Filings since 2018-02-05

Form type SC 13G/A
Filing date 2018-02-05
File View File

Filings since 2018-02-05

Form type SC 13G/A
Filing date 2018-02-05
File View File

Filings since 2018-02-02

Form type SC 13G
Filing date 2018-02-02
File View File

Filings since 2018-02-02

Form type SC 13G
Filing date 2018-02-02
File View File

Filings since 2018-02-02

Form type SC 13G/A
Filing date 2018-02-02
File View File

Filings since 2018-02-02

Form type SC 13G
Filing date 2018-02-02
File View File

Filings since 2018-02-02

Form type SC 13G/A
Filing date 2018-02-02
File View File

Filings since 2018-02-01

Form type SC 13G/A
Filing date 2018-02-01
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Filings since 2018-02-01

Form type SC 13G/A
Filing date 2018-02-01
File View File

Filings since 2018-02-01

Form type SC 13G/A
Filing date 2018-02-01
File View File

Filings since 2018-02-01

Form type SC 13G/A
Filing date 2018-02-01
File View File

Filings since 2018-02-01

Form type SC 13G
Filing date 2018-02-01
File View File

Filings since 2018-02-01

Form type SC 13G/A
Filing date 2018-02-01
File View File

Filings since 2017-11-07

Form type SC 13G/A
Filing date 2017-11-07
File View File

Filings since 2017-11-07

Form type SC 13G/A
Filing date 2017-11-07
File View File

Filings since 2017-11-03

Form type 13F-HR
File number 028-03791
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Reporting date 2017-09-30
File View File

Filings since 2017-09-08

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Filing date 2017-09-08
File View File

Filings since 2017-09-08

Form type SC 13G/A
Filing date 2017-09-08
File View File

Filings since 2017-08-04

Form type 13F-HR
File number 028-03791
Filing date 2017-08-04
Reporting date 2017-06-30
File View File

Filings since 2017-05-09

Form type SC 13G/A
Filing date 2017-05-09
File View File

Filings since 2017-05-05

Form type 13F-HR
File number 028-03791
Filing date 2017-05-05
Reporting date 2017-03-31
File View File

Filings since 2017-02-10

Form type 13F-HR
File number 028-03791
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Reporting date 2016-12-31
File View File

Filings since 2017-02-06

Form type SC 13G/A
Filing date 2017-02-06
File View File

Filings since 2017-02-06

Form type SC 13G
Filing date 2017-02-06
File View File

Filings since 2017-02-06

Form type SC 13G
Filing date 2017-02-06
File View File

Filings since 2017-02-06

Form type SC 13G/A
Filing date 2017-02-06
File View File

Filings since 2017-02-06

Form type SC 13G/A
Filing date 2017-02-06
File View File

Filings since 2017-02-06

Form type SC 13G
Filing date 2017-02-06
File View File

Filings since 2017-02-03

Form type SC 13G
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G/A
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G/A
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G/A
Filing date 2017-02-03
File View File

Filings since 2017-02-03

Form type SC 13G/A
Filing date 2017-02-03
File View File

Filings since 2016-12-08

Form type SC 13G/A
Filing date 2016-12-08
File View File

Filings since 2016-11-04

Form type 13F-HR
File number 028-03791
Filing date 2016-11-04
Reporting date 2016-09-30
File View File

Filings since 2016-09-09

Form type SC 13G/A
Filing date 2016-09-09
File View File

Filings since 2016-08-05

Form type 13F-HR
File number 028-03791
Filing date 2016-08-05
Reporting date 2016-06-30
File View File

Filings since 2016-05-06

Form type 13F-HR
File number 028-03791
Filing date 2016-05-06
Reporting date 2016-03-31
File View File

Filings since 2016-02-05

Form type 13F-HR
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Reporting date 2015-12-31
File View File

Filings since 2016-02-04

Form type SC 13G/A
Filing date 2016-02-04
File View File

Filings since 2016-02-04

Form type SC 13G
Filing date 2016-02-04
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2016-02-02

Form type SC 13G/A
Filing date 2016-02-02
File View File

Filings since 2015-11-09

Form type SC 13G/A
Filing date 2015-11-09
File View File

Filings since 2015-11-06

Form type 13F-HR
File number 028-03791
Filing date 2015-11-06
Reporting date 2015-09-30
File View File

Filings since 2015-08-27

Form type 3
File number 811-04809
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Reporting date 2003-10-15
File View File

Filings since 2015-08-07

Form type 13F-HR
File number 028-03791
Filing date 2015-08-07
Reporting date 2015-06-30
File View File

Filings since 2015-05-08

Form type 13F-HR
File number 028-03791
Filing date 2015-05-08
Reporting date 2015-03-31
File View File

Filings since 2015-04-10

Form type SC 13G/A
Filing date 2015-04-10
File View File

Filings since 2015-02-06

Form type 13F-HR
File number 028-03791
Filing date 2015-02-06
Reporting date 2014-12-31
File View File

Filings since 2015-01-29

Form type SC 13G
Filing date 2015-01-29
File View File

Filings since 2015-01-29

Form type SC 13G
Filing date 2015-01-29
File View File

Filings since 2015-01-29

Form type SC 13G
Filing date 2015-01-29
File View File

Filings since 2015-01-29

Form type SC 13G
Filing date 2015-01-29
File View File

Filings since 2015-01-29

Form type SC 13G
Filing date 2015-01-29
File View File

Filings since 2015-01-28

Form type SC 13G
Filing date 2015-01-28
File View File

Filings since 2014-11-07

Form type 13F-HR
File number 028-03791
Filing date 2014-11-07
Reporting date 2014-09-30
File View File

Filings since 2014-11-07

Form type SC 13G/A
Filing date 2014-11-07
File View File

Filings since 2014-08-08

Form type 13F-HR
File number 028-03791
Filing date 2014-08-08
Reporting date 2014-06-30
File View File

Filings since 2014-05-09

Form type 13F-HR
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Filing date 2014-05-09
Reporting date 2014-03-31
File View File

Filings since 2014-02-07

Form type 13F-HR
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Reporting date 2013-12-31
File View File

Filings since 2014-02-06

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Filing date 2014-02-06
File View File

Filings since 2013-12-05

Form type SC 13G
Filing date 2013-12-05
File View File

Filings since 2013-11-08

Form type 13F-HR
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Filing date 2013-11-08
Reporting date 2013-09-30
File View File

Filings since 2013-08-09

Form type 13F-HR
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Reporting date 2013-06-30
File View File

Filings since 2013-08-07

Form type SC 13G
Filing date 2013-08-07
File View File

Filings since 2013-08-07

Form type SC 13G
Filing date 2013-08-07
File View File

Filings since 2013-05-10

Form type 13F-HR
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Filing date 2013-05-10
Reporting date 2013-03-31
File View File

Filings since 2013-03-08

Form type SC 13G/A
Filing date 2013-03-08
File View File

Filings since 2013-02-08

Form type 13F-HR
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Reporting date 2012-12-31
File View File

Filings since 2013-02-07

Form type SC 13G
Filing date 2013-02-07
File View File

Filings since 2013-02-07

Form type SC 13G/A
Filing date 2013-02-07
File View File

Filings since 2013-02-07

Form type SC 13G
Filing date 2013-02-07
File View File

Filings since 2013-02-07

Form type SC 13G
Filing date 2013-02-07
File View File

Filings since 2013-02-07

Form type SC 13G/A
Filing date 2013-02-07
File View File

Filings since 2012-11-09

Form type 13F-HR
File number 028-03791
Filing date 2012-11-09
Reporting date 2012-09-30
File View File

Filings since 2012-08-10

Form type 13F-HR
File number 028-03791
Filing date 2012-08-10
Reporting date 2012-06-30
File View File

Filings since 2012-06-08

Form type SC 13G/A
Filing date 2012-06-08
File View File

Filings since 2012-05-11

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File View File

Filings since 2012-02-10

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File View File

Filings since 2012-02-10

Form type 13F-HR
File number 028-03791
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Reporting date 2011-12-31
File View File

Filings since 2012-02-10

Form type SC 13G
Filing date 2012-02-10
File View File

Filings since 2012-02-10

Form type SC 13G/A
Filing date 2012-02-10
File View File

Filings since 2012-01-09

Form type SC 13G/A
Filing date 2012-01-09
File View File

Filings since 2012-01-09

Form type SC 13G/A
Filing date 2012-01-09
File View File

Filings since 2011-11-14

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File number 028-03791
Filing date 2011-11-14
Reporting date 2011-09-30
File View File

Filings since 2011-10-11

Form type SC 13G/A
Filing date 2011-10-11
File View File

Filings since 2011-08-12

Form type 13F-HR
File number 028-03791
Filing date 2011-08-12
Reporting date 2011-06-30
File View File

Filings since 2011-07-08

Form type SC 13G/A
Filing date 2011-07-08
File View File

Filings since 2011-05-13

Form type 13F-HR
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Reporting date 2011-03-31
File View File

Filings since 2011-05-09

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Filing date 2011-05-09
File View File

Filings since 2011-05-09

Form type SC 13G/A
Filing date 2011-05-09
File View File

Filings since 2011-05-09

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Filing date 2011-05-09
File View File

Filings since 2011-04-08

Form type SC 13G/A
Filing date 2011-04-08
File View File

Filings since 2011-03-10

Form type SC 13G/A
Filing date 2011-03-10
File View File

Filings since 2011-03-10

Form type SC 13G/A
Filing date 2011-03-10
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G/A
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G/A
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type SC 13G/A
Filing date 2011-02-11
File View File

Filings since 2011-02-11

Form type 13F-HR
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File View File

Filings since 2010-11-12

Form type 13F-HR
File number 028-03791
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Reporting date 2010-09-30
File View File

Filings since 2010-11-10

Form type SC 13G/A
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File View File

Filings since 2010-08-13

Form type 13F-HR
File number 028-03791
Filing date 2010-08-13
Reporting date 2010-06-30
File View File

Filings since 2010-05-14

Form type 13F-HR
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Reporting date 2010-03-31
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Filings since 2010-04-09

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Filings since 2010-02-12

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Filing date 2010-02-12
File View File

Filings since 2010-02-12

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Filing date 2010-02-12
File View File

Filings since 2010-02-12

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Filing date 2010-02-12
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Filings since 2010-02-12

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Filing date 2010-02-12
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Filings since 2010-02-12

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Filing date 2010-02-12
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Filings since 2010-02-12

Form type SC 13G/A
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Filings since 2010-02-12

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Filings since 2010-01-08

Form type SC 13G/A
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File View File

Filings since 2009-11-13

Form type 13F-HR
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Reporting date 2009-09-30
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Filings since 2009-09-03

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Filings since 2009-08-14

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Reporting date 2009-06-30
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Filings since 2009-07-09

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File View File

Filings since 2009-06-05

Form type SC 13G/A
Filing date 2009-06-05
File View File

Filings since 2009-06-05

Form type SC 13G/A
Filing date 2009-06-05
File View File

Filings since 2009-05-15

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Filings since 2009-04-09

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Filings since 2009-04-09

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Filings since 2009-04-09

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Filings since 2009-03-09

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Filings since 2009-03-09

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Filings since 2009-02-17

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Filings since 2009-02-17

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Filings since 2009-02-17

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Filings since 2009-02-17

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Filings since 2009-02-17

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Filings since 2009-02-17

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Filing date 2009-02-17
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Filings since 2009-02-17

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Filings since 2009-02-17

Form type SC 13G/A
Filing date 2009-02-17
File View File

Filings since 2009-02-17

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Filing date 2009-02-17
File View File

Filings since 2009-02-17

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Filing date 2009-02-17
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Filings since 2009-02-17

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Filings since 2009-02-17

Form type SC 13G
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Filings since 2009-02-17

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Reporting date 2008-12-31
File View File

Filings since 2009-02-17

Form type SC 13G/A
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File View File

Filings since 2009-02-17

Form type SC 13G
Filing date 2009-02-17
File View File

Filings since 2009-02-17

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Filing date 2009-02-17
File View File

Filings since 2009-01-09

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Filings since 2008-12-10

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Filings since 2008-11-10

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Filings since 2008-11-10

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Filings since 2008-11-10

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Filings since 2008-11-10

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Filings since 2008-10-10

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File View File

Filings since 2008-09-10

Form type SC 13G/A
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File View File

Filings since 2008-08-08

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Filings since 2008-07-09

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Filings since 2008-06-10

Form type SC 13G/A
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Filings since 2008-05-14

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Filings since 2008-05-09

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Filings since 2008-05-09

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Filings since 2008-05-09

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Form type SC 13G/A
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Filings since 2007-10-10

Form type SC 13G/A
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Filings since 2007-08-14

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Filings since 2007-08-09

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Filings since 2007-07-09

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Filings since 2007-06-28

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Form type PX14A6N
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Filings since 2007-04-09

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Filings since 2007-03-26

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Filings since 2007-02-13

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Filings since 2007-02-13

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Filing date 2007-02-13
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Filing date 2007-02-13
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Filing date 2007-02-13
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Form type 3
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Reporting date 2007-02-09
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File number 001-11311
Filing date 2006-11-15
Reporting date 2006-11-13
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Filing date 2006-11-13
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File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
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Form type 13F-HR
File number 028-03791
Filing date 2000-02-11
Reporting date 1999-12-31

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Form type 13F-HR
File number 028-03791
Filing date 1999-11-12
Reporting date 1999-09-30

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Form type 13F-HR
File number 028-03791
Filing date 1999-08-13
Reporting date 1999-06-30

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File number 028-03791
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Reporting date 1999-03-31

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2018 133860154 2019-10-14 PZENA INVESTMENT MANAGEMENT, LLC 119
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2019-10-14
Name of individual signing KERRY O'HEAREN
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2017 133860154 2018-09-19 PZENA INVESTMENT MANAGEMENT, LLC 110
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2018-09-19
Name of individual signing KERRY O'HEAREN
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2016 133860154 2017-10-11 PZENA INVESTMENT MANAGEMENT, LLC 94
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2015 133860154 2016-12-19 PZENA INVESTMENT MANAGEMENT, LLC 86
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2015 133860154 2016-10-14 PZENA INVESTMENT MANAGEMENT, LLC 86
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2014 133860154 2015-10-15 PZENA INVESTMENT MANAGEMENT, LLC 82
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2015-10-15
Name of individual signing GARY BACHMAN
Role Employer/plan sponsor
Date 2015-10-15
Name of individual signing GARY BACHMAN
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2013 133860154 2014-10-15 PZENA INVESTMENT MANAGEMENT, LLC 68
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 120 WEST 45TH STREET, 20TH FLOOR, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2014-10-15
Name of individual signing GARY BACHMAN
Role Employer/plan sponsor
Date 2014-10-15
Name of individual signing GARY BACHMAN
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2012 133860154 2013-10-15 PZENA INVESTMENT MANAGEMENT, LLC 73
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 120 WEST 45TH STREET, 20TH FLOOR, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2013-10-15
Name of individual signing GARY BACHMAN
Role Employer/plan sponsor
Date 2013-10-15
Name of individual signing GARY BACHMAN
PZENA INVESTMENT MANAGEMENT, LLC 401(K) PLAN 2011 133860154 2012-07-31 PZENA INVESTMENT MANAGEMENT, LLC 70
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 541990
Sponsor’s telephone number 2123551600
Plan sponsor’s address 120 WEST 45TH STREET, 20TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 133860154
Plan administrator’s name PZENA INVESTMENT MANAGEMENT, LLC
Plan administrator’s address 120 WEST 45TH STREET, 20TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2123551600

Signature of

Role Plan administrator
Date 2012-07-31
Name of individual signing GREGORY S. MARTIN
Role Employer/plan sponsor
Date 2012-07-31
Name of individual signing GREGORY S. MARTIN

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 320 PARK AVENUE 8TH FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2015-06-08 2023-08-21 Address 320 PARK AVENUE 8TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2005-12-01 2015-06-08 Address ATTN JOAN BERGER, 120 WEST 45TH ST, 20TH FL, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2003-07-11 2005-12-01 Address ATTN: KATHERINE KOZUB GRIER, 120 W. 45TH ST., 34TH FL., NEW YORK, NY, 10036, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230821001239 2023-08-21 BIENNIAL STATEMENT 2023-07-01
210715002195 2021-07-15 BIENNIAL STATEMENT 2021-07-15
190723060094 2019-07-23 BIENNIAL STATEMENT 2019-07-01
170721006165 2017-07-21 BIENNIAL STATEMENT 2017-07-01
150702006196 2015-07-02 BIENNIAL STATEMENT 2015-07-01
150608000495 2015-06-08 CERTIFICATE OF CHANGE 2015-06-08
130729006087 2013-07-29 BIENNIAL STATEMENT 2013-07-01
110727002800 2011-07-27 BIENNIAL STATEMENT 2011-07-01
090723003204 2009-07-23 BIENNIAL STATEMENT 2009-07-01
070628002281 2007-06-28 BIENNIAL STATEMENT 2007-07-01

Date of last update: 01 Jan 2025

Sources: New York Secretary of State