|
2110361
|
Other Personal Injury
|
2021-12-05
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2021-12-05
|
| Termination Date |
2024-04-24
|
| Date Issue Joined |
2022-04-21
|
| Section |
1332
|
| Status |
Terminated
|
Parties
| Name |
DUMONTET
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1808415
|
Arbitration
|
2018-09-14
|
award of arbitrator
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
monetary award only
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2018-09-14
|
| Termination Date |
2019-05-08
|
| Section |
0001
|
| Status |
Terminated
|
Parties
| Name |
MILLER
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1607481
|
Other Contract Actions
|
2016-09-26
|
want of prosecution
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2016-09-26
|
| Termination Date |
2016-10-04
|
| Section |
1332
|
| Sub Section |
IA
|
| Status |
Terminated
|
Parties
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Plaintiff
|
|
| Name |
HERMAN,
|
| Role |
Defendant
|
|
|
|
0810058
|
Securities, Commodities, Exchange
|
2008-11-19
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-11-19
|
| Termination Date |
2015-04-03
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
AZPIAZU,
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1202147
|
Fair Labor Standards Act
|
2012-03-23
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
transferred from another district(pursuant to 28 USC 1404)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2012-03-23
|
| Termination Date |
2014-02-14
|
| Section |
0201
|
| Sub Section |
FL
|
| Status |
Terminated
|
Parties
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
| Name |
COHEN,
|
| Role |
Plaintiff
|
|
|
|
1003190
|
Securities, Commodities, Exchange
|
2010-04-15
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
multi district litigation (cases transferred to this district by an order entered by Judicial Panel on Multi District Litigation pursuant to 28 USC 1407)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2010-04-15
|
| Termination Date |
2014-07-29
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
CORDARO
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
2203880
|
Employee Retirement Income Security Act (ERISA)
|
2022-05-12
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
removed (began in the state court, removed to the district court)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2022-05-12
|
| Termination Date |
2023-09-29
|
| Date Issue Joined |
2022-05-19
|
| Pretrial Conference Date |
2023-01-12
|
| Section |
1331
|
| Status |
Terminated
|
Parties
| Name |
ROSEN
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1101256
|
Securities, Commodities, Exchange
|
2011-02-23
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2011-02-23
|
| Termination Date |
2011-05-31
|
| Date Issue Joined |
2011-05-26
|
| Pretrial Conference Date |
2011-04-06
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
RAMSEY PERSONAL TRUST BY LAURI
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1903109
|
Other Labor Litigation
|
2019-04-08
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2019-04-08
|
| Termination Date |
2020-07-17
|
| Date Issue Joined |
2019-07-09
|
| Section |
1101
|
| Status |
Terminated
|
Parties
| Name |
DELIA,
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
2200276
|
Securities, Commodities, Exchange
|
2022-04-11
|
missing
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
> 10000$
|
| Termination Class Action |
Missing
|
| Procedural Progress |
Missing
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2022-04-11
|
| Termination Date |
1900-01-01
|
| Section |
1331
|
| Sub Section |
SV
|
| Status |
Pending
|
Parties
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
| Name |
DOYLE,
|
| Role |
Plaintiff
|
|
|
|
0809578
|
Securities, Commodities, Exchange
|
2008-11-06
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-11-06
|
| Termination Date |
2015-04-03
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
GOTT,
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1105503
|
Patent
|
2011-08-08
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2011-08-08
|
| Termination Date |
2012-11-14
|
| Date Issue Joined |
2012-08-30
|
| Pretrial Conference Date |
2011-10-21
|
| Section |
0271
|
| Status |
Terminated
|
Parties
|
|
1101256
|
Securities, Commodities, Exchange
|
2011-05-31
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
reinstated/reopened (previously opened and closed, reopened for additional action)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2011-05-31
|
| Termination Date |
2011-06-16
|
| Date Issue Joined |
2011-05-31
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
| Name |
RAMSEY PERSONAL TRUST BY LAURI
|
| Role |
Plaintiff
|
|
|
|
0705450
|
Other Contract Actions
|
2007-06-08
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-06-08
|
| Termination Date |
2009-04-23
|
| Date Issue Joined |
2009-01-06
|
| Pretrial Conference Date |
2007-10-03
|
| Section |
1332
|
| Sub Section |
ED
|
| Status |
Terminated
|
Parties
| Name |
GRAUER
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
2003877
|
Other Fraud
|
2020-05-19
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2020-05-19
|
| Termination Date |
2020-05-26
|
| Section |
1332
|
| Sub Section |
FR
|
| Status |
Terminated
|
Parties
| Name |
PLAYER TO BE NAMED LATE,
|
| Role |
Plaintiff
|
|
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Defendant
|
|
|
|
1004298
|
Securities, Commodities, Exchange
|
2010-05-28
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2010-05-28
|
| Termination Date |
2011-01-13
|
| Section |
2201
|
| Sub Section |
DJ
|
| Status |
Terminated
|
Parties
| Name |
UBS FINANCIAL SERVICES
|
| Role |
Plaintiff
|
|
| Name |
WEST VIRGINIA UNIVERSIT,
|
| Role |
Defendant
|
|
|
