| Name: | NUMIS SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Inactive |
| Date of registration: | 14 Jul 2003 (22 years ago) |
| Date of dissolution: | 03 Jan 2025 |
| Entity Number: | 2929916 |
| ZIP code: | 10168 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168 |
| Principal Address: | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, United States, 10017 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NUMIS SECURITIES INC 401(K) PROFIT SHARING PLAN & TRUST | 2023 | 020701309 | 2024-05-21 | NUMIS SECURITIES INC | 25 | |||||||||||||||||||||
|
||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-05-21 |
| Name of individual signing | JOLANTA NAUMNIK |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2023-03-29 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2022-03-30 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2021-06-02 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2020-04-09 |
| Name of individual signing | NICHOLAS REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 575 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2019-06-28 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777311 |
| Plan sponsor’s address | 575 5TH AVE 25TH FL, NEW YORK, NY, 100172422 |
Signature of
| Role | Plan administrator |
| Date | 2018-07-05 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 275 MADISON AVE FLOOR 40TH, NEW YORK, NY, 10016 |
Signature of
| Role | Plan administrator |
| Date | 2017-08-17 |
| Name of individual signing | NICHOLAS REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 275 MADISON AVE FLOOR 40TH, NEW YORK, NY, 10016 |
Signature of
| Role | Plan administrator |
| Date | 2016-06-01 |
| Name of individual signing | NICHOLAS J REGO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122777306 |
| Plan sponsor’s address | 275 MADISON AVE FLOOR 40TH, NEW YORK, NY, 10016 |
Signature of
| Role | Plan administrator |
| Date | 2015-07-17 |
| Name of individual signing | RENE OBREGON |
| Name | Role | Address |
|---|---|---|
| RENE OBREGON | Chief Executive Officer | 38 WALKER DRIVE, PRINCETON, NJ, United States, 08540 |
| Name | Role | Address |
|---|---|---|
| COGENCY GLOBAL INC. | DOS Process Agent | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168 |
| Name | Role |
|---|---|
| Registered Agent Revoked | Agent |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2025-01-06 | 2025-01-06 | Address | 38 WALKER DRIVE, PRINCETON, NJ, 08540, USA (Type of address: Chief Executive Officer) |
| 2023-07-06 | 2023-07-06 | Address | 38 WALKER DRIVE, PRINCETON, NJ, 08540, USA (Type of address: Chief Executive Officer) |
| 2023-07-06 | 2025-01-06 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process) |
| 2023-07-06 | 2025-01-06 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent) |
| 2023-07-06 | 2025-01-06 | Address | 38 WALKER DRIVE, PRINCETON, NJ, 08540, USA (Type of address: Chief Executive Officer) |
| 2019-11-27 | 2023-07-06 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent) |
| 2019-11-27 | 2023-07-06 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process) |
| 2018-07-24 | 2023-07-06 | Address | 38 WALKER DRIVE, PRINCETON, NJ, 08540, USA (Type of address: Chief Executive Officer) |
| 2017-07-03 | 2019-11-27 | Address | 10 EAST 40TH STREET, 10TH FLOOR, NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 2017-07-03 | 2018-07-24 | Address | 7 DOGWOOD LANE, WESTPORT, CT, 06880, USA (Type of address: Chief Executive Officer) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 250106002980 | 2025-01-03 | CERTIFICATE OF TERMINATION | 2025-01-03 |
| 230706004281 | 2023-07-06 | BIENNIAL STATEMENT | 2023-07-01 |
| 210716002412 | 2021-07-16 | BIENNIAL STATEMENT | 2021-07-16 |
| SR-114242 | 2019-11-27 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-11-27 |
| SR-114241 | 2019-11-27 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-11-27 |
| 190702060248 | 2019-07-02 | BIENNIAL STATEMENT | 2019-07-01 |
| 180724002000 | 2018-07-24 | AMENDMENT TO BIENNIAL STATEMENT | 2017-07-01 |
| 170703006646 | 2017-07-03 | BIENNIAL STATEMENT | 2017-07-01 |
| 161003002037 | 2016-10-03 | AMENDMENT TO BIENNIAL STATEMENT | 2015-07-01 |
| 150707006579 | 2015-07-07 | BIENNIAL STATEMENT | 2015-07-01 |
Date of last update: 19 Jan 2025
Sources: New York Secretary of State
