COWEN AND COMPANY, LLC

DOS Process Agent

Name	Role	Address
td securities (usa) llc	DOS Process Agent	1 vanderbilt avenue, NEW YORK, NY, United States, 10017

Agent

Name	Role
Registered Agent Revoked	Agent

Central Index Key

CIK number:

0001066036

Phone:

646-562-1000

EDGAR Link:

View company profile on EDGAR website

Latest Filings

Form type:

13F-NT

File number:

028-04125

Filing date:

2019-08-14

File:

View File

Form type:

13F-NT

File number:

028-04125

Filing date:

2019-05-14

File:

View File

Form type:

13F-NT

File number:

028-04125

Filing date:

2019-02-13

File:

View File

Form type:

13F-NT

File number:

028-04125

Filing date:

2018-11-13

File:

View File

Form type:

13F-NT

File number:

028-04125

Filing date:

2018-08-14

File:

View File

Form 5500 Series

Employer Identification Number (EIN):

383698933

Plan Year:

2009

Number Of Participants:

404

Sponsors Telephone Number:

6465621722

File:

View File

History

Start date	End date	Type	Value
2024-12-11	2025-02-12	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2024-01-07	2024-12-11	Address	122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent)
2024-01-07	2024-12-11	Address	122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process)
2019-11-27	2024-01-07	Address	122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent)
2019-11-27	2024-01-07	Address	122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
250212001688	2025-02-11	SURRENDER OF AUTHORITY	2025-02-11
241211003616	2024-12-11	CERTIFICATE OF CHANGE BY ENTITY	2024-12-11
240107000299	2024-01-07	BIENNIAL STATEMENT	2024-01-07
220118003018	2022-01-18	BIENNIAL STATEMENT	2022-01-18
200110060105	2020-01-10	BIENNIAL STATEMENT	2020-01-01

Trademarks Section

Serial Number:

88067733

Mark:

COWENVISION

Status:

ABANDONED - NO STATEMENT OF USE FILED

Mark Type:

SERVICE MARK

Application Filing Date:

2018-08-07

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

COWENVISION

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

(Based on Use in Commerce) Providing online publications in the nature of research reports in the fields of financial services, investment services, technology, telecommunications and consumer affairs; providing a website featuring non-downloadable audio and video presentations in fields of financia...

First Use:

2015-05-31

International Classes:

041 - Primary Class

Class Status:

Active

For:

(Based on Use in Commerce) Providing on-line financial information in the nature of research reports in the fields of financial services, investment services, technology, telecommunications and consumer affairs for use by institutional investors

First Use:

2015-05-31

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

87521406

Mark:

COWEN

Status:

SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED

Mark Type:

SERVICE MARK

Application Filing Date:

2017-07-10

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

COWEN

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Banking services; financial management, namely, management of financial and monetary accounts, namely, banking and investment accounts, and management of means of payment therefrom for firms, institutional investors and banks; financial management, namely, management of financial flows of capital in...

First Use:

2017-05-15

International Classes:

036 - Primary Class

Class Status:

Active

For:

Business management and advisory services; acquisition and merger consultation and advisory services

First Use:

2017-05-15

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

86984332

Mark:

COWEN DIGITAL HEALTH INITIATIVE

Status:

SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED

Mark Type:

TRADEMARK, SERVICE MARK

Application Filing Date:

2016-01-29

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

COWEN DIGITAL HEALTH INITIATIVE

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial publications, namely, printed financial reports and charts; research reports featuring analysis and investment strategies focused on the health care industry

First Use:

2015-03-31

International Classes:

016 - Primary Class

Class Status:

Active

For:

Providing investment strategies focused on the health care industry

First Use:

2015-03-31

International Classes:

036 - Primary Class

Class Status:

Active

For:

Preparing and providing financial reports and charts for others; business research services, namely, providing business analysis and reports relating to investment strategies focused on the health care industry

First Use:

2015-03-31

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

86984284

Mark:

COWEN OUTPERFORM

Status:

REGISTERED

Mark Type:

SERVICE MARK

Application Filing Date:

2016-01-15

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

COWEN OUTPERFORM

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Educational services, namely, developing, arranging, and conducting educational conferences and programs and providing courses of instruction in the field of energy; providing on-line newsletters and reports in the field of equity research and investment strategies targeted to institutional investor...

First Use:

2017-05-31

International Classes:

041 - Primary Class

Class Status:

Active

For:

Banking services; financial management, namely, management of financial and monetary accounts, namely, banking and investment accounts, and management of means of payment therefrom for firms, institutional investors and banks; financial management, namely, management of financial flows of capital in...

First Use:

2017-05-31

International Classes:

036 - Primary Class

Class Status:

Active

For:

Business management and advisory services; acquisition and merger consultation and advisory services; arranging and conducting business conferences

First Use:

2017-05-31

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

86891783

Mark:

COWENVISION

Status:

REGISTERED

Mark Type:

SERVICE MARK

Application Filing Date:

2016-01-29

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

COWENVISION

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Providing on-line publications, namely, reports containing business and financial research, analysis, advice, articles and information of interest to institutional investors and other eligible sophisticated investment groups

First Use:

2015-05-31

International Classes:

041 - Primary Class

Class Status:

Active

Court Cases

Court Case Summary

Filing Date:

2022-10-30

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Plaintiff demands jury

Nature Of Suit:

Securities, Commodities, Exchange

Parties

Party Name:

CARLISLE & COMPANY, LLC

Party Role:

Plaintiff

Party Name:

COWEN AND COMPANY, LLC

Party Role:

Defendant

Court Case Summary

Filing Date:

2022-10-25

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Plaintiff demands jury

Nature Of Suit:

Securities, Commodities, Exchange

Parties

Party Name:

COFFMAN

Party Role:

Plaintiff

Party Name:

COWEN AND COMPANY, LLC

Party Role:

Defendant

Court Case Summary

Filing Date:

2022-10-07

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Plaintiff demands jury

Nature Of Suit:

Securities, Commodities, Exchange

Parties

Party Name:

BUSHANSKY

Party Role:

Plaintiff

Party Name:

COWEN AND COMPANY, LLC

Party Role:

Defendant

Name:	COWEN AND COMPANY, LLC
Jurisdiction:	New York
Legal type:	FOREIGN LIMITED LIABILITY COMPANY
Status:	Inactive
Date of registration:	16 Jan 2004 (22 years ago)
Date of dissolution:	11 Feb 2025
Entity Number:	3001471
ZIP code:	10017
County:	New York
Place of Formation:	Delaware
Address:	1 vanderbilt avenue, NEW YORK, NY, United States, 10017

Is this your business?

Company Details

DOS Process Agent

Agent

Central Index Key

Latest Filings

Form 5500 Series

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

Court Case Summary

Parties

Reviews Leave a review

COWEN AND COMPANY, LLC

Is this your business?

Company Details

DOS Process Agent

Agent

Central Index Key

Latest Filings

Form 5500 Series

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

Court Case Summary

Parties

Reviews Leave a review

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