| Name: | COWEN AND COMPANY, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 16 Jan 2004 (21 years ago) |
| Entity Number: | 3001471 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COWEN AND COMPANY, LLC HEALTH & WELFARE PLANS | 2009 | 383698933 | 2010-10-15 | COWEN AND COMPANY, LLC | 404 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 383698933 |
| Plan administrator’s name | COWEN AND COMPANY, LLC |
| Plan administrator’s address | 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020 |
| Administrator’s telephone number | 6465621722 |
Number of participants as of the end of the plan year
| Active participants | 323 |
| Retired or separated participants receiving benefits | 29 |
| Other retired or separated participants entitled to future benefits | 8 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 0 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-15 |
| Name of individual signing | JANE GERHARD |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-10-15 |
| Name of individual signing | JANE GERHARD |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STreet, ALBANY, NY, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-01-07 | 2024-12-11 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process) |
| 2024-01-07 | 2024-12-11 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent) |
| 2019-11-27 | 2024-01-07 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process) |
| 2019-11-27 | 2024-01-07 | Address | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent) |
| 2019-03-18 | 2019-11-27 | Address | 10 EAST 40TH ST., 10TH FL., NEW YORK, NY, 10016, USA (Type of address: Registered Agent) |
| 2019-03-18 | 2019-11-27 | Address | 10 EAST 40TH ST., 10TH FL., NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 2019-01-28 | 2019-03-18 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2012-03-23 | 2019-03-18 | Address | ATTENTION: GENERAL COUNSEL, 599 LEXINGTON AVE, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2006-04-14 | 2006-05-09 | Name | COWEN & CO., LLC |
| 2004-04-23 | 2012-03-23 | Address | ATTENTION: GENERAL COUNSEL, 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 241211003616 | 2024-12-11 | CERTIFICATE OF CHANGE BY ENTITY | 2024-12-11 |
| 240107000299 | 2024-01-07 | BIENNIAL STATEMENT | 2024-01-07 |
| 220118003018 | 2022-01-18 | BIENNIAL STATEMENT | 2022-01-18 |
| 200110060105 | 2020-01-10 | BIENNIAL STATEMENT | 2020-01-01 |
| SR-111928 | 2019-11-27 | CERTIFICATE OF CHANGE | 2019-11-27 |
| SR-111929 | 2019-11-27 | CERTIFICATE OF CHANGE | 2019-11-27 |
| 190318000056 | 2019-03-18 | CERTIFICATE OF CHANGE | 2019-03-18 |
| SR-38499 | 2019-01-28 | CERTIFICATE OF CHANGE | 2019-01-28 |
| 180108006040 | 2018-01-08 | BIENNIAL STATEMENT | 2018-01-01 |
| 160104006759 | 2016-01-04 | BIENNIAL STATEMENT | 2016-01-01 |
Date of last update: 19 Jan 2025
Sources: New York Secretary of State
