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COWEN AND COMPANY, LLC

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Company Details

Name: COWEN AND COMPANY, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 16 Jan 2004 (21 years ago)
Date of dissolution: 11 Feb 2025
Entity Number: 3001471
ZIP code: 10017
County: New York
Place of Formation: Delaware
Address: 1 vanderbilt avenue, NEW YORK, NY, United States, 10017

DOS Process Agent

Name Role Address
td securities (usa) llc DOS Process Agent 1 vanderbilt avenue, NEW YORK, NY, United States, 10017

Agent

Name Role
Registered Agent Revoked Agent

Form 5500 Series

Employer Identification Number (EIN):
383698933
Plan Year:
2009
Number Of Participants:
404
Sponsors Telephone Number:

History

Start date End date Type Value
2024-12-11 2025-02-12 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2024-01-07 2024-12-11 Address 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent)
2024-01-07 2024-12-11 Address 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process)
2019-11-27 2024-01-07 Address 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Registered Agent)
2019-11-27 2024-01-07 Address 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250212001688 2025-02-11 SURRENDER OF AUTHORITY 2025-02-11
241211003616 2024-12-11 CERTIFICATE OF CHANGE BY ENTITY 2024-12-11
240107000299 2024-01-07 BIENNIAL STATEMENT 2024-01-07
220118003018 2022-01-18 BIENNIAL STATEMENT 2022-01-18
200110060105 2020-01-10 BIENNIAL STATEMENT 2020-01-01

Trademarks Section

Serial Number:
90769550
Mark:
NARTHEX CAPITAL
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2021-06-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NARTHEX CAPITAL

Goods And Services

For:
Investment banking services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services
International Classes:
036 - Primary Class
Class Status:
Active
For:
Business acquisition and merger consultation
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
90769535
Mark:
NARTHEX CAPITAL INVESTORS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2021-06-11
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
NARTHEX CAPITAL INVESTORS

Goods And Services

For:
Investment banking services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services
International Classes:
036 - Primary Class
Class Status:
Active
For:
Business acquisition and merger consultation
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
90769516
Mark:
PORTICO CAPITAL ADVISORS P
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-06-11
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
PORTICO CAPITAL ADVISORS P

Goods And Services

For:
Investment banking services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services
International Classes:
036 - Primary Class
Class Status:
Active
For:
Business acquisition and merger consultation
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
90769498
Mark:
PORTICO CAPITAL
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-06-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
PORTICO CAPITAL

Goods And Services

For:
Investment banking services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services
International Classes:
036 - Primary Class
Class Status:
Active
For:
Business acquisition and merger consultation
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
85254181
Mark:
A SMARTER WAY TO PRIME
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2011-03-01
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
A SMARTER WAY TO PRIME

Goods And Services

For:
Securities brokerage
First Use:
2011-02-01
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Court Cases

Court Case Summary

Filing Date:
2014-05-28
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Copyright

Parties

Party Name:
ENERGY INTELLIGENCE GRO,
Party Role:
Plaintiff
Party Name:
COWEN AND COMPANY, LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2006-06-09
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
LASALA
Party Role:
Plaintiff
Party Name:
COWEN AND COMPANY, LLC
Party Role:
Defendant

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Date of last update: 29 Mar 2025

Sources: New York Secretary of State