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  5. NINE THIRTY CAPITAL MANAGEMENT, LLC

NINE THIRTY CAPITAL MANAGEMENT, LLC

Company Details

Name: NINE THIRTY CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 26 Feb 2004 (21 years ago)
Entity Number: 3018430
ZIP code: 10019
County: New York
Place of Formation: Delaware
Address: CARNEGIE HALL TOWER, 152 WEST 57TH ST., 56TH FLOOR, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2023 800095110 2024-05-10 NINE THIRTY CAPITAL MANAGEMENT 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2128848808
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2024-05-10
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2022 800095110 2023-05-15 NINE THIRTY CAPITAL MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188808
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2023-05-15
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2021 800095110 2022-07-05 NINE THIRTY CAPITAL MANAGEMENT 10
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188936
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2022-07-05
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2021 800095110 2022-07-05 NINE THIRTY CAPITAL MANAGEMENT 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188936
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2022-07-05
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2020 800095110 2021-07-23 NINE THIRTY CAPITAL MANAGEMENT 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188936
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-07-23
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2019 800095110 2020-07-14 NINE THIRTY CAPITAL MANAGEMENT 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188936
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-07-14
Name of individual signing WOON LING NG
NINE THIRTY CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2018 800095110 2019-05-16 NINE THIRTY CAPITAL MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188930
Plan sponsor’s address 250 WEST 55TH ST, 16TH FLOOR SUITE A, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2019-05-16
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2017 800095110 2018-06-01 NINE THIRTY CAPITAL MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188930
Plan sponsor’s address 152 WEST 57TH STREET, 56TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2018-06-01
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2016 800095110 2017-05-12 NINE THIRTY CAPITAL MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188930
Plan sponsor’s address 152 WEST 57TH STREET, 56TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2017-05-12
Name of individual signing WENDY NG
NINE THIRTY CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2015 800095110 2016-05-13 NINE THIRTY CAPITAL MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2129188930
Plan sponsor’s address 152 WEST 57TH STREET, 56TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2016-05-13
Name of individual signing WENDY NG

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent CARNEGIE HALL TOWER, 152 WEST 57TH ST., 56TH FLOOR, NEW YORK, NY, United States, 10019

Filings

Filing Number Date Filed Type Effective Date
140422002144 2014-04-22 BIENNIAL STATEMENT 2014-02-01
120402002357 2012-04-02 BIENNIAL STATEMENT 2012-02-01
100507002423 2010-05-07 BIENNIAL STATEMENT 2010-02-01
080208002237 2008-02-08 BIENNIAL STATEMENT 2008-02-01
060213002066 2006-02-13 BIENNIAL STATEMENT 2006-02-01
040521000066 2004-05-21 AFFIDAVIT OF PUBLICATION 2004-05-21
040521000065 2004-05-21 AFFIDAVIT OF PUBLICATION 2004-05-21
040226000379 2004-02-26 APPLICATION OF AUTHORITY 2004-02-26

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Related by address

No related companies by address

Date of last update: 19 Jan 2025

Sources: New York Secretary of State

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