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  5. NEW YORK STOCK EXCHANGE, INC.

NEW YORK STOCK EXCHANGE, INC.

Company Details

Name: NEW YORK STOCK EXCHANGE, INC.
Jurisdiction: New York
Legal type: DOMESTIC NOT-FOR-PROFIT CORPORATION
Status: Inactive
Date of registration: 18 Feb 1971 (54 years ago)
Date of dissolution: 07 Mar 2006
Entity Number: 303051
ZIP code: 10005
County: New York
Place of Formation: New York
Address: 11 WALL ST., NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
THE CORP. ATTN: THE SECRETARY DOS Process Agent 11 WALL ST., NEW YORK, NY, United States, 10005

History

Start date End date Type Value
1971-02-18 1972-03-03 Address 11 WALL ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
20180904093 2018-09-04 ASSUMED NAME CORP INITIAL FILING 2018-09-04
060303001040 2006-03-03 CERTIFICATE OF MERGER 2006-03-07
051208000225 2005-12-08 CERTIFICATE OF AMENDMENT 2005-12-08
A574055-5 1979-05-10 CERTIFICATE OF AMENDMENT 1979-05-10
971183-4 1972-03-03 CERTIFICATE OF AMENDMENT 1972-03-03
888961-11 1971-02-18 CERTIFICATE OF INCORPORATION 1971-02-18

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
TOUCHTRADE 73678147 1987-08-13 No data No data
Register Principal
Mark Type Service Mark
Status Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 1988-06-30

Mark Information
Mark Literal Elements TOUCHTRADE
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services
For SUPPORTING TRADING IN A SECURITIES EXCHANGE WITH THE AID OF A TOUCH-SENSITIVE MANUALLY OPERABLE COMPUTER SYSTEM
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status ABANDONED
First Use Nov. 1984
Use in Commerce Nov. 1984

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name NEW YORK STOCK EXCHANGE, INC.
Owner Address 11 WALL STREET NEW YORK, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information
Attorney Name FRANK W. FORD, JR.
Correspondent Name/Address FRANK W FORD JR, BRUMBAUGH, GRAVES, DONOHUE & RAYMOND, 30 ROCKEFELLER PLZ, NEW YORK, NEW YORK UNITED STATES 10112

Prosecution History
Date Description
1988-06-30 ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
1987-11-16 NON-FINAL ACTION MAILED
1987-10-31 ASSIGNED TO EXAMINER

TM Staff and Location Information
Law Office Assigned data usage
Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 1988-09-21
NY 73296755 1981-02-11 1205689 1982-08-17
Trademark image
Register Principal
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2003-05-24
Publication Date 1982-05-25
Date Cancelled 2003-05-24

Mark Information
Mark Literal Elements NY
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For Conducting a Securities Exchange and a Commodities Exchange and Providing Other Services Connected Therewith
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status SECTION 8 - CANCELLED
Basis 1(a)
First Use Mar. 05, 1980
Use in Commerce Mar. 05, 1980

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name New York Stock Exchange, Inc.
Owner Address 11 Wall St. New York, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information
Attorney Name Doreen J. Leavens
Correspondent Name/Address BRUMBAUGH, GRAVES, DONOHUE & RAYMOND, 30 ROCKEFELLER PLZ, NEW YORK, NEW YORK UNITED STATES 10112

Prosecution History
Date Description
2003-05-24 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
1988-10-17 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1988-07-11 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1982-08-17 REGISTERED-PRINCIPAL REGISTER
1982-05-25 PUBLISHED FOR OPPOSITION

TM Staff and Location Information
Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 1988-10-26
N.Y. FUTURES EXCHANGE 73296717 1981-02-11 1213690 1982-10-19
Register Supplemental
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2003-07-26
Publication Date 1982-10-19
Date Cancelled 2003-07-26

Mark Information
Mark Literal Elements N.Y. FUTURES EXCHANGE
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services
For Conducting a Commodities Exchange and Providing Other Services Connected Therewith
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status SECTION 8 - CANCELLED
Basis 1(a)
First Use Mar. 05, 1980
Use in Commerce Mar. 05, 1980

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name New York Stock Exchange, Inc.
Owner Address 11 Wall St. New York, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information
Attorney Name Doreen J. Leavens
Correspondent Name/Address BRUMBAUGH, GRAVES, DONOHUE & RAYMOND, 30 ROCKEFELLER PLZ, NEW YORK, NEW YORK UNITED STATES 10112

Prosecution History
Date Description
2003-07-26 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
1989-03-27 POST REGISTRATION ACTION CORRECTION
1989-04-10 REGISTERED - SEC. 8 (6-YR) ACCEPTED
1989-03-27 RESPONSE RECEIVED TO POST REG. ACTION
1988-09-21 POST REGISTRATION ACTION MAILED - SEC. 8 & 15
1988-07-19 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1982-10-19 REGISTERED-SUPPLEMENTAL REGISTER

TM Staff and Location Information
Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 1989-07-12
THE NATION'S MARKET PLACE 73180269 1978-07-31 1143665 1980-12-16
Register Principal
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 1987-05-01
Publication Date 1980-06-17
Date Cancelled 1987-05-01

Mark Information
Mark Literal Elements THE NATION'S MARKET PLACE
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services
For Conducting a Securities Exchange and Providing Other Services Connected Therewith
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status SECTION 8 - CANCELLED
Basis 1(a)
First Use Jul. 02, 1946
Use in Commerce Jul. 02, 1946

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name NEW YORK STOCK EXCHANGE, INC.
Owner Address 11 WALL ST. NEW YORK, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information
Attorney Name Brumbaugh, Graves, Donohue & Raymond
Correspondent Name/Address BRUMBAUGH, GRAVES, DONOHUE & RAYMOND, 30 ROCKEFELLER PLZ, NEW YORK, NEW YORK UNITED STATES 10020

Prosecution History
Date Description
1987-05-01 CANCELLED SEC. 8 (6-YR)
1980-12-16 REGISTERED-PRINCIPAL REGISTER

TM Staff and Location Information
Current Location FILE DESTROYED
Date in Location 1994-04-16
THE NEW YORK STOCK EXCHANGE 72458968 1973-05-31 991425 1974-08-20
Trademark image
Register Principal
Mark Type Trademark
Status This registration was not renewed and therefore has expired.
Status Date 1995-05-29

Mark Information
Mark Literal Elements THE NEW YORK STOCK EXCHANGE
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For PUBLICATIONS PUBLISHED FROM TIME TO TIME
International Class(es) 016
U.S Class(es) 038 - Primary Class
Class Status EXPIRED
Basis 1(a)
First Use Jan. 24, 1973
Use in Commerce Jan. 24, 1973

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name NEW YORK STOCK EXCHANGE, INC.
Owner Address 11 WALL ST. NEW YORK, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Prosecution History
Date Description
1995-05-29 EXPIRED SEC. 9
1980-06-30 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

TM Staff and Location Information
Current Location Not Found
THE NEW YORK STOCK EXCHANGE 72458969 1973-05-31 991670 1974-08-20
Trademark image
Register Principal
Mark Type Service Mark
Status This registration was not renewed and therefore has expired.
Status Date 1995-05-29

Mark Information
Mark Literal Elements THE NEW YORK STOCK EXCHANGE
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For EDUCATIONAL SERVICES-NAMELY, CONDUCTING LECTURES AND DISCUSSIONS AND DISSEMINATING INFORMATION AND LITERATURE IN THE SECURITIES AND INVESTMENT FIELDS
International Class(es) 041
U.S Class(es) 107 - Primary Class
Class Status EXPIRED
Basis 1(a)
First Use Mar. 02, 1973
Use in Commerce Mar. 02, 1973

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name NEW YORK STOCK EXCHANGE, INC.
Owner Address 11 WALL ST. NEW YORK, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Prosecution History
Date Description
1995-05-29 EXPIRED SEC. 9
1980-09-22 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

TM Staff and Location Information
Current Location Not Found
THE NEW YORK STOCK EXCHANGE 72444186 1972-12-19 1004106 1975-02-04
Trademark image
Register Principal
Mark Type Service Mark
Status This registration was not renewed and therefore has expired.
Status Date 1995-11-13

Mark Information
Mark Literal Elements THE NEW YORK STOCK EXCHANGE
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For CONDUCTING A SECURITIES EXCHANGE AND PROVIDING OTHER SERVICES CONNECTED THEREWITH
International Class(es) 036
U.S Class(es) 102 - Primary Class
Class Status EXPIRED
Basis 1(a)
First Use Oct. 25, 1972
Use in Commerce Oct. 25, 1972

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name NEW YORK STOCK EXCHANGE, INC.
Owner Address 11 WALL ST. NEW YORK, NEW YORK UNITED STATES 10005
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Prosecution History
Date Description
1995-11-13 EXPIRED SEC. 9

TM Staff and Location Information
Current Location Not Found

Related by officers

No related officers

Related by address

11 WALL ST., NEW YORK, NY, United States, 10005

J.J. HARRIS & CO., INC. JAMES F. RAFFERTY & CO., INC. UNITED STATES WOOD PRESERVING COMPANY WESTERN BANK NOTE AND ENGRAVING COMPANY E. J. WHEELER & CO., INC.

Date of last update: 08 Jan 2025

Sources: New York Secretary of State

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