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  5. BERKSHIRE CAPITAL SECURITIES LLC

BERKSHIRE CAPITAL SECURITIES LLC

Company Details

Name: BERKSHIRE CAPITAL SECURITIES LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 19 Apr 2004 (21 years ago)
Date of dissolution: 27 Aug 2018
Entity Number: 3041961
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 527 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BERKSHIRE CAPITAL SECURITIES LLC 401(K) PLAN 2017 200907947 2018-07-30 BERKSHIRE CAPITAL SECURITIES LLC 44
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2018-07-30
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2018-07-30
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K) PLAN 2016 200907947 2017-07-28 BERKSHIRE CAPITAL SECURITIES LLC 38
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2017-07-28
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2017-07-28
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2015 200907947 2016-08-01 BERKSHIRE CAPITAL SECURITIES LLC 41
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2016-08-01
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2016-08-01
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2014 200907947 2015-02-25 BERKSHIRE CAPITAL SECURITIES LLC 40
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2015-02-25
Name of individual signing JULIE MITCHELLL
Role Employer/plan sponsor
Date 2015-02-25
Name of individual signing JULIE MITCHELLL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2013 200907947 2014-06-20 BERKSHIRE CAPITAL SECURITIES LLC 41
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2014-06-20
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2014-06-20
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2013 200907947 2014-02-19 BERKSHIRE CAPITAL SECURITIES LLC 41
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2014-02-19
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2014-02-19
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2012 200907947 2013-04-26 BERKSHIRE CAPITAL SECURITIES LLC 37
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Signature of
Role Plan administrator
Date 2013-04-24
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2013-04-26
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2011 200907947 2012-04-17 BERKSHIRE CAPITAL SECURITIES LLC 39
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Plan administrator’s name and address
Administrator’s EIN 200907947
Plan administrator’s name BERKSHIRE CAPITAL SECURITIES LLC
Plan administrator’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264
Administrator’s telephone number 2122071056

Signature of
Role Plan administrator
Date 2012-04-17
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2012-04-17
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2010 200907947 2011-08-03 BERKSHIRE CAPITAL SECURITIES LLC 40
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Plan administrator’s name and address
Administrator’s EIN 200907947
Plan administrator’s name BERKSHIRE CAPITAL SECURITIES LLC
Plan administrator’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264
Administrator’s telephone number 2122071056

Signature of
Role Plan administrator
Date 2011-08-03
Name of individual signing JULIE MITCHELL
Role Employer/plan sponsor
Date 2011-08-03
Name of individual signing JULIE MITCHELL
BERKSHIRE CAPITAL SECURITIES LLC 401(K)PLAN 2009 200907947 2010-07-15 BERKSHIRE CAPITAL SECURITIES LLC 41
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1988-01-01
Business code 523110
Sponsor’s telephone number 2122071056
Plan sponsor’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264

Plan administrator’s name and address
Administrator’s EIN 200907947
Plan administrator’s name BERKSHIRE CAPITAL SECURITIES LLC
Plan administrator’s address 535 MADISON AVE FL 19, NEW YORK, NY, 100224264
Administrator’s telephone number 2122071056

Signature of
Role Plan administrator
Date 2010-07-15
Name of individual signing JULIE E. MITCHELL
Role Employer/plan sponsor
Date 2010-07-15
Name of individual signing JULIE E. MITCHELL

DOS Process Agent

Name Role Address
C/O BERKSHIRE GLOBAL ADVISORS, L.P. DOS Process Agent 527 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2004-04-19 2018-08-27 Address ATTN: R. BRUCE CAMERON, 535 MADISON AVE, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
180827000310 2018-08-27 SURRENDER OF AUTHORITY 2018-08-27
140414006400 2014-04-14 BIENNIAL STATEMENT 2014-04-01
120604002494 2012-06-04 BIENNIAL STATEMENT 2012-04-01
100429002737 2010-04-29 BIENNIAL STATEMENT 2010-04-01
080422002359 2008-04-22 BIENNIAL STATEMENT 2008-04-01
060411002283 2006-04-11 BIENNIAL STATEMENT 2006-04-01
041105000489 2004-11-05 AFFIDAVIT OF PUBLICATION 2004-11-05
041105000484 2004-11-05 AFFIDAVIT OF PUBLICATION 2004-11-05
040419000548 2004-04-19 APPLICATION OF AUTHORITY 2004-04-19

Related by officers

No related officers

Related by address

527 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY, United States, 10022

BERKSHIRE CAPITAL CORPORATION BERKSHIRE GLOBAL ADVISORS LP O'LEARY CORPORATION

Date of last update: 01 Jan 2025

Sources: New York Secretary of State

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