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SIFMA FOUNDATION FOR INVESTOR EDUCATION (FIE)

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Company Details

Name: SIFMA FOUNDATION FOR INVESTOR EDUCATION (FIE)
Jurisdiction: New York
Legal type: FOREIGN NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 06 Jul 2004 (21 years ago)
Entity Number: 3074521
ZIP code: 10271
County: New York
Place of Formation: Delaware
Address: 120 BROADWAY, NEW YORK, NY, United States, 10271

DOS Process Agent

Name Role Address
C/O SECURITIES INDUSTRY ASSOCIATION DOS Process Agent 120 BROADWAY, NEW YORK, NY, United States, 10271

Filings

Filing Number Date Filed Type Effective Date
080821000082 2008-08-21 CERTIFICATE OF AMENDMENT 2008-08-21
040706000359 2004-07-06 APPLICATION OF AUTHORITY 2004-07-06

Trademarks Section

Serial Number:
78571127
Mark:
THE STOCK MARKET GAME
Status:
REGISTERED AND RENEWED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2005-02-18
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
THE STOCK MARKET GAME

Goods And Services

For:
Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and providing course materials in the nature of boo...
First Use:
2007-06-10
International Classes:
041 - Primary Class
Class Status:
Active
For:
Audio and video recordings and computer software, all in the field of investing and finance
First Use:
2007-06-10
International Classes:
009 - Primary Class
Class Status:
Active
For:
Yearbooks, pamphlets, books, course books, newsletters, printed reports, brochures, and guidebooks, all pertaining to the investing and finance [ ; bookmarks ]
First Use:
2007-06-10
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial research services; providing financial information to others
First Use:
2007-06-10
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
86702305
Mark:
INVEST IT FORWARD
Status:
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
Mark Type:
SERVICE MARK
Application Filing Date:
2015-07-23
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
INVEST IT FORWARD

Goods And Services

For:
Educational services, namely, conducting classes, seminars, workshops, online displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and distribution of course and educational materials in connection therewith
First Use:
2013-11-30
International Classes:
041 - Primary Class
Class Status:
Active
Serial Number:
78976096
Mark:
LEADING THE WAY TO FINANCIAL KNOWLEDGE
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2003-12-19
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
LEADING THE WAY TO FINANCIAL KNOWLEDGE

Goods And Services

For:
Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and providing course materials in the nature of boo...
First Use:
2004-11-05
International Classes:
041 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
Yearbooks, pamphlets, books, course books, newsletters, studies, brochures, and guidebooks, all pertaining to the investing and finance; bookmarks
First Use:
2004-11-05
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
Financial research services; providing financial information to others
First Use:
2004-11-05
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
78976093
Mark:
PATH TO INVESTING
Status:
REGISTERED AND RENEWED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2003-10-30
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
PATH TO INVESTING

Goods And Services

For:
Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and providing course materials in the nature of boo...
First Use:
2004-01-02
International Classes:
041 - Primary Class
Class Status:
Sec. 8 – Class(es) in a Multiple Class registration
For:
[ Yearbooks, pamphlets, books, course books, newsletters, studies, brochures, and guidebooks, all pertaining to the investing and finance; bookmarks ]
First Use:
2004-01-02
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Class(es) in a Multiple Class registration
For:
Financial research services; providing financial information to others
First Use:
2004-01-02
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Class(es) in a Multiple Class registration
Serial Number:
78571105
Mark:
FOUNDATION FOR INVESTOR EDUCATION
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2005-02-18
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
FOUNDATION FOR INVESTOR EDUCATION

Goods And Services

For:
Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and providing course materials in the nature of boo...
First Use:
2003-11-30
International Classes:
041 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
Yearbooks, pamphlets, books, course books, newsletters, printed reports, brochures, and guidebooks, all pertaining to the investing and finance; bookmarks
First Use:
2003-11-30
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
Financial research services; providing financial information to others; providing educational information in the field of finance, investment and economics via a global computer network
First Use:
2003-11-30
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Tax Exempt

Employer Identification Number (EIN) :
52-1087193
In Care Of Name:
% NAM KIM
Classification:
Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Ruling Date:
1977-10
National Taxonomy Of Exempt Entities:
Social Science: Economics
Deductibility:
Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

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Date of last update: 29 Mar 2025

Sources: New York Secretary of State