|
PROSPECT PROFIT SHARING PLAN
|
2012
|
133879550
|
2013-06-28
|
PROSPECT CAPITAL MANAGEMENT, LLC
|
31
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1998-12-20
|
| Business code |
525990
|
| Sponsor’s telephone number |
2124480702
|
| Plan sponsor’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016
|
Signature of
| Role |
Plan administrator |
| Date |
2013-06-28 |
| Name of individual signing |
PROSPECT CAPITAL MANAGEMENT, LLC |
|
| Role |
Employer/plan sponsor |
| Date |
2013-06-28 |
| Name of individual signing |
PROSPECT CAPITAL MANAGEMENT, LLC |
|
|
|
PROSPECT PROFIT SHARING PLAN
|
2011
|
133879550
|
2012-04-27
|
PROSPECT CAPITAL MANAGEMENT, LLC
|
21
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1998-12-20
|
| Business code |
525990
|
| Sponsor’s telephone number |
2124480702
|
| Plan sponsor’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016
|
Plan administrator’s name and address
| Administrator’s EIN |
133879550 |
| Plan administrator’s name |
PROSPECT CAPITAL MANAGEMENT, LLC |
| Plan administrator’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016 |
| Administrator’s telephone number |
2124480702 |
Signature of
| Role |
Plan administrator |
| Date |
2012-04-27 |
| Name of individual signing |
DARIA BECKER |
|
|
|
PROSPECT PROFIT SHARING PLAN
|
2010
|
133879550
|
2011-07-12
|
PROSPECT CAPITAL MANAGEMENT, LLC
|
14
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1998-12-20
|
| Business code |
525990
|
| Sponsor’s telephone number |
2124480702
|
| Plan sponsor’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016
|
Plan administrator’s name and address
| Administrator’s EIN |
133879550 |
| Plan administrator’s name |
PROSPECT CAPITAL MANAGEMENT, LLC |
| Plan administrator’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016 |
| Administrator’s telephone number |
2124480702 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-12 |
| Name of individual signing |
DARIA BECKER BARRY |
|
|
|
PROSPECT PROFIT SHARING PLAN
|
2009
|
133879550
|
2010-07-21
|
PROSPECT CAPITAL MANAGEMENT, LLC
|
11
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1998-12-20
|
| Business code |
525990
|
| Sponsor’s telephone number |
2124480702
|
| Plan sponsor’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016
|
Plan administrator’s name and address
| Administrator’s EIN |
133879550 |
| Plan administrator’s name |
PROSPECT CAPITAL MANAGEMENT, LLC |
| Plan administrator’s
address |
10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016 |
| Administrator’s telephone number |
2124480702 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-21 |
| Name of individual signing |
DARIA BECKER BARRY |
|
|
