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  5. CASTLEOAK SECURITIES, L.P.

CASTLEOAK SECURITIES, L.P.

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Company Details

Name: CASTLEOAK SECURITIES, L.P.
Jurisdiction: New York
Legal type: FOREIGN LIMITED PARTNERSHIP
Status: Active
Date of registration: 19 Aug 2004 (21 years ago)
Entity Number: 3092788
ZIP code: 12207
County: New York
Place of Formation: Delaware
Activity Description: CastleOak Securities L.P. is a boutique investment bank focused which serves a broad array of corporate, governmental and institutional clients.
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Contact Details

Website http://www.castleoaklp.com

Phone +1 646-713-1391

Activities

#523150 Investment Banking and Securities Intermediation

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Unique Entity ID

Unique Entity ID:
E8K6M4HM18E5
CAGE Code:
5Z7S9
UEI Expiration Date:
2025-11-08

Business Information

URL:
http://www.castleoaklp.com/
Activation Date:
2024-11-12
Initial Registration Date:
2010-04-20

Commercial and government entity program

CAGE number:
5Z7S9
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2024-11-12
CAGE Expiration:
2029-11-12
SAM Expiration:
2025-11-08

Contact Information

POC:
ROBERT BACON
Corporate URL:
http://www.castleoaklp.com/

Form 5500 Series

Employer Identification Number (EIN):
450496456
Plan Year:
2024
Number Of Participants:
10
Sponsors Telephone Number:
6465216700
File:
View File

History

Start date End date Type Value
2004-08-19 2016-01-15 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2004-08-19 2016-01-15 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
160115000068 2016-01-15 CERTIFICATE OF CHANGE 2016-01-15
060302000708 2006-03-02 CERTIFICATE OF AMENDMENT 2006-03-02
040819000639 2004-08-19 APPLICATION OF AUTHORITY 2004-08-19

USAspending Awards / Financial Assistance

Date:
2020-04-27
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
1105700.00
Total Face Value Of Loan:
1105700.00
Date:
2020-04-09
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
-1105700.00
Total Face Value Of Loan:
0.00

Trademarks Section

Serial Number:
87072318
Mark:
DIRECTPOOL
Status:
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
Mark Type:
SERVICE MARK
Application Filing Date:
2016-06-15
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
DIRECTPOOL
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial trade execution, confirmation, clearing and settlement services; financial services, namely, transacting and trading of financial instruments; providing an electronic marketplace for trading of financial instruments; securities brokerage; brokerage of financial securities via a platform fo...
First Use:
2016-11-08
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78861212
Mark:
CASTLEOAK SECURITIES
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2006-04-13
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
CASTLEOAK SECURITIES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, brokerage services for transacting and trading of financial securities; transacting and trading of financial securities for institutional brokerages; financial trade execution services; proprietary trading services; investment banking services; securities brokerage; equit...
First Use:
2006-03-23
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78861211
Mark:
CASTLEOAK SECURITIES
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2006-04-13
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
CASTLEOAK SECURITIES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, brokerage services for transacting and trading of financial securities; transacting and trading of financial securities for institutional brokerages; financial trade execution services; proprietary trading services; investment banking services; securities brokerage; equit...
First Use:
2008-03-23
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Jobs Reported:
45
Initial Approval Amount:
$1,105,700
Date Approved:
2020-04-27
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$1,105,700
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$1,118,089.9
Servicing Lender:
BMO Bank National Association
Use of Proceeds:
Payroll: $1,105,700

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Date of last update: 29 Mar 2025

Sources: New York Secretary of State

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