| Name: | LIPPER & COMPANY, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 16 Sep 2004 (20 years ago) |
| Entity Number: | 3102692 |
| ZIP code: | 10014 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 70 BEDFORD ST, NEW YORK, NY, United States, 10014 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KENNETH LIPPER LLC 401 K PROFIT SHARING PLAN TRUST | 2018 | 201848209 | 2019-12-20 | LIPPER & COMPANY LLC | 2 | |||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 264477125 |
| Plan administrator’s name | 401K GENERATION |
| Plan administrator’s address | 195 INTERNATIONAL PKWY, S #311, LAKE MARY, FL, 32746 |
| Administrator’s telephone number | 8669985879 |
Signature of
| Role | Plan administrator |
| Date | 2019-12-20 |
| Name of individual signing | EDWARD ROJAS |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 2127823870 |
| Plan sponsor’s address | 10 ROCKEFELLER PLAZA STE. 1416, NEW YORK, NY, 10020 |
Plan administrator’s name and address
| Administrator’s EIN | 264477125 |
| Plan administrator’s name | 401K GENERATION |
| Plan administrator’s address | 195 INTERNATIONAL PKWY, S #311, LAKE MARY, FL, 32746 |
| Administrator’s telephone number | 8669985879 |
Signature of
| Role | Plan administrator |
| Date | 2019-07-03 |
| Name of individual signing | EDWARD ROJAS |
| Name | Role | Address |
|---|---|---|
| LIPPER & COMPANY, LLC | DOS Process Agent | 70 BEDFORD ST, NEW YORK, NY, United States, 10014 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2020-12-15 | 2024-09-29 | Address | 70 BEDFORD ST, NEW YORK, NY, 10014, 4010, USA (Type of address: Service of Process) |
| 2020-03-06 | 2020-12-15 | Address | 444 MADISION AVENUE, SUITE 401, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2012-10-16 | 2020-03-06 | Address | 10 ROCKFELLER PLAZA, STE 1416, NEW YORK, NY, 10020, USA (Type of address: Service of Process) |
| 2010-09-10 | 2012-10-16 | Address | LIPPER LLC, 10 ROCKEFELLER PLAZA / STE 14E, NEW YORK, NY, 10020, USA (Type of address: Service of Process) |
| 2004-09-16 | 2010-09-10 | Address | 240 MADISON AVE., NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240929000156 | 2024-09-29 | BIENNIAL STATEMENT | 2024-09-29 |
| 220909000495 | 2022-09-09 | BIENNIAL STATEMENT | 2022-09-01 |
| 201215000376 | 2020-12-15 | CERTIFICATE OF CHANGE | 2020-12-15 |
| 200903060339 | 2020-09-03 | BIENNIAL STATEMENT | 2020-09-01 |
| 200306000443 | 2020-03-06 | CERTIFICATE OF CHANGE | 2020-03-06 |
| 181026000595 | 2018-10-26 | CERTIFICATE OF AMENDMENT | 2018-10-26 |
| 180904009068 | 2018-09-04 | BIENNIAL STATEMENT | 2018-09-01 |
| 160907007102 | 2016-09-07 | BIENNIAL STATEMENT | 2016-09-01 |
| 140917006365 | 2014-09-17 | BIENNIAL STATEMENT | 2014-09-01 |
| 121016002028 | 2012-10-16 | BIENNIAL STATEMENT | 2012-09-01 |
Date of last update: 01 Jan 2025
Sources: New York Secretary of State
