BROAD FINANCIAL LLC

DOS Process Agent

Name	Role	Address
BROAD FINANCIAL LLC	DOS Process Agent	1 PARAGON DR, STE 270, MONTVALE, NJ, United States, 07645

History

Start date	End date	Type	Value
2020-10-06	2024-10-07	Address	1 PARAGON DR, STE 270, MONTVALE, NJ, 07645, USA (Type of address: Service of Process)
2010-10-07	2020-10-06	Address	21 ROBERT PITT DRIVE, SUITE 202, MONSEY, NY, 10952, USA (Type of address: Service of Process)
2010-05-19	2010-10-07	Address	21 ROBERT PITT DRIVE,, SUITE 202, MONSEY, NY, 10952, USA (Type of address: Service of Process)
2009-05-15	2010-05-19	Address	380 LEXINGTON AVENUE, STE 1701, NEW YORK, NY, 10168, USA (Type of address: Service of Process)
2004-10-15	2009-05-15	Address	355 STATE STREET, ALBANY, NY, 12210, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
241007004453	2024-10-07	BIENNIAL STATEMENT	2024-10-07
221005001583	2022-10-05	BIENNIAL STATEMENT	2022-10-01
201006060877	2020-10-06	BIENNIAL STATEMENT	2020-10-01
190805061847	2019-08-05	BIENNIAL STATEMENT	2018-10-01
161006006705	2016-10-06	BIENNIAL STATEMENT	2016-10-01

Trademarks Section

Serial Number:

85214527

Mark:

ULTIMATE SOLO 401K

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2011-01-10

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

ULTIMATE SOLO 401K

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Advice relating to investments; Financial administration of retirement plans; Financial planning and investment advisory services; Financial planning for retirement; Financial services in the nature of an investment security; Individual retirement account services

First Use:

2010-06-15

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

85051498

Mark:

LIFESTYLE FUNDS

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2010-06-01

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

LIFESTYLE FUNDS

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial advisory and consultancy services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial counseling services, namely, helping others build a be...

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

77863666

Mark:

BROAD FINANCIAL SOLO 401K

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2009-11-03

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

BROAD FINANCIAL SOLO 401K

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial administration of 401K retirement plans; financial advisory and consultancy services related to 401K retirement plans; financial investment in the field of 401K retirement plans for others; financial planning, namely, the creation of personalized 401K retirement plans for those who are sel...

First Use:

2009-05-15

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

77863654

Mark:

ULTIMATE IRA

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2009-11-03

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

ULTIMATE IRA

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Individual retirement account services

First Use:

2009-05-15

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

77863640

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2009-11-03

Mark Drawing Type:

Illustration: Drawing or design without any word(s)/letter(s)/number(s)

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial advisory and consultancy services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial counseling services, namely, helping others build a be...

First Use:

2009-05-15

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Court Cases

Court Case Summary

Filing Date:

2001-12-28

Status:

Terminated

Nature Of Judgment:

Missing

Jury Demand:

Missing

Nature Of Suit:

Other Contract Actions

Parties

Party Name:

BROAD FINANCIAL LLC

Party Role:

Plaintiff

Party Name:

NATIONAL ASSOCIATION

Party Role:

Defendant

Name:	BROAD FINANCIAL LLC
Jurisdiction:	New York
Legal type:	DOMESTIC LIMITED LIABILITY COMPANY
Status:	Active
Date of registration:	15 Oct 2004 (21 years ago)
Entity Number:	3114220
ZIP code:	07645
County:	Rockland
Place of Formation:	New York
Address:	1 PARAGON DR, STE 270, MONTVALE, NJ, United States, 07645

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Company Details

DOS Process Agent

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Reviews Leave a review

BROAD FINANCIAL LLC

Is this your business?

Company Details

DOS Process Agent

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Reviews Leave a review

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