| Name: | SOVEREIGN ASSOCIATES, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 11 Jan 2005 (20 years ago) |
| Entity Number: | 3148879 |
| ZIP code: | 10027 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 3135 BROADWAY, FRONT A, NEW YORK, NY, United States, 10027 |
| Principal Address: | 106 PINEHURST AVE APT C55, NEW YORK, NY, United States, 10033 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SOVEREIGN ASSOCIATES 401(K) PLAN | 2023 | 593823733 | 2024-07-23 | SOVEREIGN ASSOCIATES INC | 10 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-07-23 |
| Name of individual signing | CHRIS HORNE |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2022-01-01 |
| Business code | 531210 |
| Sponsor’s telephone number | 6465599001 |
| Plan sponsor’s address | 3135 BROADWAY, FRONT A, NEW YORK, NY, 10027 |
Signature of
| Role | Plan administrator |
| Date | 2023-07-19 |
| Name of individual signing | CHRIS HORNE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 8622685243 |
| Plan sponsor’s address | 3135 BROADWAY, NEW YORK, NY, 10027 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-07 |
| Name of individual signing | EDWARD ROJAS |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 8622685243 |
| Plan sponsor’s address | 3135 BROADWAY, NEW YORK, NY, 10027 |
Plan administrator’s name and address
| Administrator’s EIN | 264477125 |
| Plan administrator’s name | 401K GENERATION |
| Plan administrator’s address | 195 INTERNATIONAL PKWY, S #311, LAKE MARY, FL, 32746 |
| Administrator’s telephone number | 8669985879 |
Signature of
| Role | Plan administrator |
| Date | 2019-05-08 |
| Name of individual signing | EDWARD ROJAS |
| Name | Role | Address |
|---|---|---|
| GREGORY HEALY | Chief Executive Officer | 3135 BROADWAY, FRONT A, NEW YORK, NY, United States, 10027 |
| Name | Role | Address |
|---|---|---|
| SOVEREIGN ASSOCIATES, INC. | DOS Process Agent | 3135 BROADWAY, FRONT A, NEW YORK, NY, United States, 10027 |
| Name | Role | Address |
|---|---|---|
| GREGORY HEALY | Agent | 936 WEST END AVENUE, NEW YORK, NY, 10025 |
| Number | Type | End date |
|---|---|---|
| 10301219520 | ASSOCIATE BROKER | 2024-11-22 |
| 10301203266 | ASSOCIATE BROKER | 2025-02-23 |
| 31HE1115146 | CORPORATE BROKER | 2026-06-02 |
| 10301206753 | ASSOCIATE BROKER | 2025-11-20 |
| 10301218623 | ASSOCIATE BROKER | 2026-01-30 |
| 10301209054 | ASSOCIATE BROKER | 2026-02-24 |
| 10391202893 | REAL ESTATE BRANCH OFFICE | 2026-01-02 |
| 109906630 | REAL ESTATE PRINCIPAL OFFICE | No data |
| 10401382131 | REAL ESTATE SALESPERSON | 2025-12-04 |
| 40CA0702750 | REAL ESTATE SALESPERSON | 2026-06-09 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2007-06-05 | 2019-02-11 | Address | 936 WEST END AVE A3, NEW YORK, NY, 10025, USA (Type of address: Chief Executive Officer) |
| 2005-12-29 | 2019-02-11 | Address | 936 WEST END AVENUE, NEW YORK, NY, 10025, USA (Type of address: Service of Process) |
| 2005-01-11 | 2005-12-29 | Address | 452 FORT WASHINGTON AVENUE, NEW YORK, NY, 10033, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 190211061281 | 2019-02-11 | BIENNIAL STATEMENT | 2019-01-01 |
| 170126002012 | 2017-01-26 | BIENNIAL STATEMENT | 2017-01-01 |
| 150120006548 | 2015-01-20 | BIENNIAL STATEMENT | 2015-01-01 |
| 130222002509 | 2013-02-22 | BIENNIAL STATEMENT | 2013-01-01 |
| 110124002358 | 2011-01-24 | BIENNIAL STATEMENT | 2011-01-01 |
| 090120002698 | 2009-01-20 | BIENNIAL STATEMENT | 2009-01-01 |
| 070605002715 | 2007-06-05 | BIENNIAL STATEMENT | 2007-01-01 |
| 051229001041 | 2005-12-29 | CERTIFICATE OF CHANGE | 2005-12-29 |
| 050111000508 | 2005-01-11 | CERTIFICATE OF INCORPORATION | 2005-01-11 |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 8083698402 | 2021-02-12 | 0202 | PPS | 3135 Broadway Frnt A, New York, NY, 10027-4619 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 3334197706 | 2020-05-01 | 0202 | PPP | 3135 Broadway, New York, NY, 10027 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Date of last update: 29 Mar 2025
Sources: New York Secretary of State
