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NORTEK POWDER COATING LLC

Company Details

Name: NORTEK POWDER COATING LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 14 Feb 2005 (20 years ago)
Entity Number: 3163971
ZIP code: 13440
County: Oneida
Place of Formation: Delaware
Address: 5900 SUCCESS DRIVE, ROME, NY, United States, 13440

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTEK POWDER COATING, LLC 401(K) PLAN 2023 510453252 2024-06-25 NORTEK POWDER COATING, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2022-01-01
Business code 325500
Sponsor’s telephone number 3153372339
Plan sponsor’s address 5900 SUCCESS DRIVE, ROME, NY, 13440

Signature of

Role Plan administrator
Date 2024-06-25
Name of individual signing TOM CHEA
NORTEK POWDER COATING, LLC 401(K) PLAN 2022 510453252 2023-10-04 NORTEK POWDER COATING, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2022-01-01
Business code 325500
Sponsor’s telephone number 3153372339
Plan sponsor’s address 5900 SUCCESS DRIVE, ROME, NY, 13440

Signature of

Role Plan administrator
Date 2023-10-04
Name of individual signing TOM CHEA
Role Employer/plan sponsor
Date 2023-10-04
Name of individual signing TOM CHEA

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 5900 SUCCESS DRIVE, ROME, NY, United States, 13440

Filings

Filing Number Date Filed Type Effective Date
190211061468 2019-02-11 BIENNIAL STATEMENT 2019-02-01
160621006249 2016-06-21 BIENNIAL STATEMENT 2015-02-01
130205006658 2013-02-05 BIENNIAL STATEMENT 2013-02-01
110317002414 2011-03-17 BIENNIAL STATEMENT 2011-02-01
090213003002 2009-02-13 BIENNIAL STATEMENT 2009-02-01
070314002345 2007-03-14 BIENNIAL STATEMENT 2007-02-01
050613000457 2005-06-13 AFFIDAVIT OF PUBLICATION 2005-06-13
050613000455 2005-06-13 AFFIDAVIT OF PUBLICATION 2005-06-13
050214000942 2005-02-14 APPLICATION OF AUTHORITY 2005-02-14

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
345881106 0215800 2022-04-06 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type Referral
Scope Partial
Safety/Health Health
Close Conference 2022-04-06
Emphasis L: NOISE

Related Activity

Type Referral
Activity Nr 1880605
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100095 C01
Issuance Date 2022-09-28
Abatement Due Date 2022-11-02
Current Penalty 4558.0
Initial Penalty 4558.0
Contest Date 2022-10-31
Final Order 2024-01-15
Nr Instances 2
Nr Exposed 4
Related Event Code (REC) Referral
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.95(c)(1):The employer did not administer a continuing, effective hearing conservation program as described in 29 CFR 1910.9(c) through (o) whenever employee noise exposures equal or exceed an 8-hour time-weighted average sound level of 85 decibels measured on the A scale, or equivalently a dose of fifty percent: a) Nortek Powder Coatings, LLC, 5900 Success Drive, Rome, NY - Extruder Area. On or about 4/6/2022, full shift noise monitoring was conducted for the operators operating extruder 2. The operator for extruder 2 was exposed to 90.6 decibels (dBA) based on an eight hour time weighted average (8-hr TWA) for the sampling period of 381 minutes. A zero increment was included for the 99 minutes not sampled. The employer did not institute a hearing conservation program. b) Nortek Powder Coatings, LLC, 5900 Success Drive, Rome, NY - Extruder Area. On or about 4/6/22, full shift noise monitoring was conducted for the operator operating extruder 1. The operator for extruder 1 was exposed to 89.5 decibels (dBA) based on an eight hour time weighted average (8-hr TWA) for the sampling period of 382 minutes. A zero increment was included for the 98 minutes not sampled. The employer did not institute a hearing conservation program. Abatement certification must be submitted for this item.
345865729 0215800 2022-03-30 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type FollowUp
Scope Partial
Safety/Health Safety
Close Conference 2022-03-30

Related Activity

Type Inspection
Activity Nr 1458248
Safety Yes
Type Referral
Activity Nr 1880605
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100147 C04 I
Issuance Date 2022-09-28
Abatement Due Date 2022-10-13
Current Penalty 4558.0
Initial Penalty 4558.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 1
Nr Exposed 3
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.147(c)(4)(i): Procedures were not developed, documented and utilized for the control of potentially hazardous energy when employees were engaged in activities covered by this section. a) At the Production Area, on or about 3/30/2022: The employer did not develop procedures to ensure lockout and energy control. Employees perform servicing and maintenance activities on the grinders which have multiple energy sources including pneumatic and electric.
Citation ID 01002
Citaton Type Serious
Standard Cited 19100147 C05 I
Issuance Date 2022-09-28
Abatement Due Date 2022-10-13
Current Penalty 4558.0
Initial Penalty 4558.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 2
Nr Exposed 6
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.147(c)(5)(i): Locks, tags, chains, wedges, key blocks, adapter pins, self-locking fasteners, or other hardware were not provided by the employer for isolating, securing or blocking of machines or equipment from energy sources: a) At the establishment, on or about 3/30/2022: The employer did not provide locks for isolating or controlling hazardous energy sources to employees assigned to service and clean the twin screw extruders. b) At the Production Area, on or about 3/30/2022: The employer did not provide locks for isolating or controlling hazardous energy sources to employees assigned to service and clean the grinders.
Citation ID 01003
Citaton Type Serious
Standard Cited 19100147 C07 I
Issuance Date 2022-09-28
Abatement Due Date 2022-10-13
Current Penalty 4558.0
Initial Penalty 4558.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 2
Nr Exposed 6
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.147(c)(7)(i): The employer did not provide training to ensure that the purpose and function of the energy control program was understood by employees and that the knowledge and skills required for the safe application, usage, and removal of the energy controls were acquired by employees. a) At the establishment, on or about 3/30/2022: Workers were not trained on energy control and lockout procedures to follow when servicing and cleaning the extruders. b) At the Production Area, on or about 3/30/2022: Workers were not trained on energy control and lockout procedures to follow when servicing and cleaning the grinders.
Citation ID 02001
Citaton Type Repeat
Standard Cited 19100212 A01
Issuance Date 2022-09-28
Current Penalty 9117.0
Initial Penalty 9117.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 3
Nr Exposed 4
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.212(a)(1): One or more methods of machine guarding was not provided to protect the operator and other employees in the machine area from hazards such as those created by point of operation, ingoing nip points, rotating parts, flying chips and sparks: a) At the Production Area, on or about 3/29/2022: The employer assigned the operation of the 35 MM small extruder without its guards, exposing operators to injuries at nip points. b) At the Production Area, on or about 3/30/2022: The employer assigned the operation of the 30 MM small extruder without its guards, exposing operators to injuries at nip points. c) At the Production Area, on or about 3/30/2022: The employer assigned the operation of the 30 MM small extruder without its guards, exposing operators to injuries at nip points. d) At the Production Area, on or about 3/30/2022: The employer assigned the operation of the 55 MM extruder while exposed to the unguarded rotating screw. e) At the Production Area, on or about 3/29/2022: The employer assigned the operation of the 70 MM extruder while exposed to the unguarded rotating screw. f) At the Production Area, on or about 3/30/2022: The employer assigned the operation of the 50 MM extruder while exposed to the unguarded rotating screw. NORTEK POWDER COATING LLC., WAS PREVIOUSLY CITED FOR A VIOLATION OF THIS OCCUPATIONAL SAFETY AND HEALTH STANDARD, ITS EQUIVALENT, OR ESSENTIALLY SIMILAR STANDARD, 29 CFR 1910.212(a)(1) WHICH WAS CONTAINED IN OSHA INSPECTION NUMBER 1458248, CITATION NUMBER 1, ITEM NUMBER 2, ISSUED ON 4/7/2020, AND AFFIRMED AS A FINAL ORDER ON 5/1/2020 WITH RESPECT TO A WORKPLACE LOCATED AT 5900 SUCCESS DRIVE, ROME, NY, 13440.
Citation ID 03001
Citaton Type Other
Standard Cited 19040032 A04
Issuance Date 2022-09-28
Abatement Due Date 2022-10-13
Current Penalty 912.0
Initial Penalty 912.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 1
Nr Exposed 21
FTA Current Penalty 0.0
Citation text line 29 CFR 1904.32(a)(4): The employer did not post an OSHA 300A Form from February 1 through April 30. a) At the establishment, on or about 3/30/2022: The employer failed to post the Injury and Illness Summary (OSHA-300A) for calendar year 2021 in a conspicuous location for all workers.
344582481 0215800 2020-01-24 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type Referral
Scope Complete
Safety/Health Safety
Close Conference 2020-01-24
Emphasis N: AMPUTATE

Related Activity

Type Referral
Activity Nr 1535084
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100025 B01
Issuance Date 2020-04-07
Abatement Due Date 2020-04-30
Current Penalty 2313.0
Initial Penalty 2313.0
Final Order 2020-05-01
Nr Instances 1
Nr Exposed 3
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.25(b)(1): The employer did not ensure handrails, stair rail systems, and guardrail systems are provided in accordance with 29 CFR 1910.28. a) At the grinder, on or about 1/24/2020: Stairway being used for access to an elevated work area was not equipped with a stair railing on the left side ascending.
Citation ID 01002
Citaton Type Serious
Standard Cited 19100212 A01
Issuance Date 2020-04-07
Abatement Due Date 2020-04-21
Current Penalty 5937.0
Initial Penalty 5937.0
Final Order 2020-05-01
Nr Instances 2
Nr Exposed 2
Gravity 10
FTA Inspection NR 1586572
FTA Issuance Date 2022-09-28
FTA Current Penalty 97627.26
FTA Contest Date 2022-10-31
FTA Final Order Date 2024-06-24
Citation text line 29 CFR 1910.212(a)(1): One or more methods of machine guarding was not provided to protect the operator and other employees in the machine area from hazards such as those created by point of operation, ingoing nip points, rotating parts, flying chips and sparks: a) At the establishment, on or about 12/16/2019: The hopper feeder on the grinder was not guarded, exposing workers to amputations. b) At the establishment, on or about 1/24/2020: Twin screw extruders were not guarded, exposing workers to in-going nip points.
Citation ID 02001
Citaton Type Repeat
Standard Cited 19040039 A02
Issuance Date 2020-04-07
Current Penalty 8482.0
Initial Penalty 8482.0
Final Order 2020-05-01
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Referral
FTA Current Penalty 0.0
Citation text line 29 CFR 1904.39(a)(2): The employer did not report within 24-hours a work-related incident resulting in in-patient hospitalization, amputation or the loss of an eye: a) On or about 12/17/2020: An employee suffered an amputation injury on 12/16/2019 and the employer reported the incident late and not within the required 24 hours on 1/15/2020. NORTEK POWDER COATING LLC., WAS PREVIOUSLY CITED FOR A VIOLATION OF THIS OCCUPATIONAL SAFETY AND HEALTH STANDARD, ITS EQUIVALENT, OR ESSENTIALLY SIMILAR STANDARD, 29 CFR 1904.29(a)(2) WHICH WAS CONTAINED IN OSHA INSPECTION NUMBER 1394828, CITATION NUMBER 1, ITEM NUMBER 1, ISSUED ON 4/23/2019, AND AFFIRMED AS A FINAL ORDER ON 5/17/2019 WITH RESPECT TO A WORKPLACE LOCATED AT 5900 SUCCESS DRIVE, ROME, NY, 13440.
Citation ID 03001
Citaton Type Other
Standard Cited 19030019 C01
Issuance Date 2021-10-27
Abatement Due Date 2021-12-01
Current Penalty 0.0
Initial Penalty 482.0
Contest Date 2022-10-31
Final Order 2024-06-24
Nr Instances 1
Nr Exposed 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1903.19(c)(1): The employer failed to certify to OSHA (the Agency) that the following item(s) were abated within 10 calendar days after the abatement date: a) As of 10/20/2021, the employer had not provided sufficient abatement certification for the following previously cited violations: -Citation 1, Item 1 -Citation 1, Item 2
343948287 0215800 2019-04-08 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type Referral
Scope Records
Safety/Health Safety
Close Conference 2019-04-22
Case Closed 2024-09-23

Related Activity

Type Referral
Activity Nr 1447810
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19040039 A02
Issuance Date 2019-04-23
Abatement Due Date 2019-05-06
Current Penalty 3789.0
Initial Penalty 3789.0
Final Order 2019-05-17
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Referral
FTA Current Penalty 0.0
Citation text line 29 CFR 1904.39(a)(2): The employer did not report an in-patient hospitalization, amputation, or loss of an eye as a result of a work-related incident to OSHA within twenty-four (24) hours: a) At the facility, on or about 2/6/19: the employer did not notify OSHA within 24 hours of a work-related incident that resulted in an amputation.
342181963 0215800 2017-03-20 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type FollowUp
Scope Partial
Safety/Health Health
Close Conference 2017-03-20
Case Closed 2017-04-04

Related Activity

Type Inspection
Activity Nr 1119346
Health Yes
341193464 0215800 2016-01-21 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type Planned
Scope Complete
Safety/Health Health
Close Conference 2016-01-21
Emphasis L: HHHT50, P: HHHT50
Case Closed 2019-06-27

Violation Items

Citation ID 01001
Citaton Type Repeat
Standard Cited 19100242 B
Issuance Date 2016-01-29
Abatement Due Date 2016-02-23
Current Penalty 3200.0
Initial Penalty 3200.0
Contest Date 2016-02-17
Final Order 2016-10-03
Nr Instances 2
Nr Exposed 10
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.242(b): Compressed air used for cleaning purposes was not reduced to less than 30 p.s.i.: a) Testing Area, on or about 1/21/16: Employees using compressed air for cleaning purposes was measured at greater than 100 p.s.i. b) Mixing Area, on or about 1/21/16: Employees using compressed air for cleaning purposes parts was measured at greater than 100 p.s.i. Nortek Powder Coating, LLC was previously cited for a violation of this occupational safety and health standard or its equivalent standard 1910.242(b), which was contained in OSHA inspection number 314353533, citation number 1, item number 3 and was affirmed as a final order on 2/24/212, with respect to a workplace located at 5900 Success Drive, Rome, NY 13440.
Citation ID 01002
Citaton Type Repeat
Standard Cited 19101200 E01
Issuance Date 2016-01-29
Abatement Due Date 2016-03-04
Current Penalty 200.0
Initial Penalty 200.0
Contest Date 2016-02-17
Final Order 2016-10-03
Nr Instances 1
Nr Exposed 14
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.1200(e)(1): The employer did not develop, implement, and/or maintain at the workplace a written hazard communication program which describes how the criteria specified in 29 CFR 1910.1200(f), (g), and (h) will be met; specifically: 1) Labeling and other forms of warning; 2) MSDS requirements for the hazardous materials known to be present at the job-site; 3) Employee training and information. The written program must also include: (a) A list of all the chemicals used at the job-site. (b) Methods to inform employees of hazards associated with non-routine tasks. (c) Methods the employer will use to inform any contractors employees of workplace hazards. Please enter your variable information after this comment box. a) Throughout the facility, on our about 1/21/16: A written hazard communication program was not developed for the employees who work with hazardous materials including but not limited to: Methyl Ethyl Ketone; Titanium Dioxide; Calcium Carbonate and Color Pigments. The Nortek Powder Coating, LLC was previously cited for a violation of this occupational safety and health standard or its equivalent standard 1910.1200(e)(1), which was contained in OSHA inspection number 314353533, citation number 2, item number 2 and was affirmed as a final order on 2/24/2012, with respect to a workplace located at 5900 Success Drive, Rome, NY 13440.
314353533 0215800 2011-08-02 5900 SUCCESS DRIVE, ROME, NY, 13440
Inspection Type Planned
Scope Complete
Safety/Health Health
Close Conference 2011-08-24
Emphasis N: DUSTEXPL, S: NOISE
Case Closed 2013-12-27

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100095 C01
Issuance Date 2011-09-06
Abatement Due Date 2012-01-11
Current Penalty 1800.0
Initial Penalty 3600.0
Contest Date 2011-09-28
Final Order 2012-02-24
Nr Instances 1
Nr Exposed 2
Gravity 05
Citation ID 01002
Citaton Type Serious
Standard Cited 19100147 C01
Issuance Date 2011-09-06
Abatement Due Date 2011-11-30
Current Penalty 900.0
Initial Penalty 1800.0
Contest Date 2011-09-28
Final Order 2012-02-24
Nr Instances 1
Nr Exposed 2
Gravity 01
Citation ID 01003
Citaton Type Serious
Standard Cited 19100242 B
Issuance Date 2011-09-06
Abatement Due Date 2011-09-24
Current Penalty 900.0
Initial Penalty 1800.0
Contest Date 2011-09-28
Final Order 2012-02-24
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19040029 A
Issuance Date 2011-09-06
Abatement Due Date 2011-09-09
Contest Date 2011-09-28
Final Order 2012-02-24
Nr Instances 1
Nr Exposed 11
Gravity 00
Citation ID 02002
Citaton Type Other
Standard Cited 19101200 E01
Issuance Date 2011-09-06
Abatement Due Date 2011-11-30
Contest Date 2011-09-28
Final Order 2012-02-24
Nr Instances 1
Nr Exposed 9
Gravity 01

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1937437303 2020-04-28 0248 PPP 5900 Success Drive, ROME, NY, 13440
Loan Status Date 2021-06-10
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 160746
Loan Approval Amount (current) 160746
Undisbursed Amount 0
Franchise Name -
Lender Location ID 49989
Servicing Lender Name NBT Bank, National Association
Servicing Lender Address 52 S Broad St, NORWICH, NY, 13815-1646
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address ROME, ONEIDA, NY, 13440-0002
Project Congressional District NY-22
Number of Employees 19
NAICS code 325510
Borrower Race Asian
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 49989
Originating Lender Name NBT Bank, National Association
Originating Lender Address NORWICH, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 162432.73
Forgiveness Paid Date 2021-05-19

Date of last update: 29 Mar 2025

Sources: New York Secretary of State