| Name: | RACEBROOK CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Inactive |
| Date of registration: | 10 Mar 2005 (20 years ago) |
| Date of dissolution: | 19 Nov 2015 |
| Entity Number: | 3175034 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 126 E. 56TH STREET, 4TH FL, NEW YORK, NY, United States, 10022 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RACEBROOK CAPITAL MANAGEMENT LLC 401(K) PROFIT SHARING PLAN & TRUST | 2011 | 201946325 | 2012-06-20 | RACEBROOK CAPITAL MANAGEMENT LLC | 3 | |||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 201946325 |
| Plan administrator’s name | RACEBROOK CAPITAL MANAGEMENT LLC |
| Plan administrator’s address | 450 LEXINGTON AVENUE, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2128780662 |
Number of participants as of the end of the plan year
| Active participants | 0 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 0 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-06-20 |
| Name of individual signing | MICHAEL FRAIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2005-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2128780662 |
| Plan sponsor’s mailing address | 450 LEXINGTON AVENUE, NEW YORK, NY, 10583 |
| Plan sponsor’s address | 450 LEXINGTON AVENUE, NEW YORK, NY, 10583 |
Plan administrator’s name and address
| Administrator’s EIN | 201946325 |
| Plan administrator’s name | RACEBROOK CAPITAL MANAGEMENT |
| Plan administrator’s address | 450 LEXINGTON AVENUE, NEW YORK, NY, 10583 |
| Administrator’s telephone number | 2128780662 |
Number of participants as of the end of the plan year
| Active participants | 1 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 0 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-08 |
| Name of individual signing | MICHAEL FRAIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2005-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2128780662 |
| Plan sponsor’s mailing address | C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK, NY, 10017 |
| Plan sponsor’s address | C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 201946325 |
| Plan administrator’s name | RACEBROOK CAPITAL MANAGEMENT |
| Plan administrator’s address | C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2128780662 |
Number of participants as of the end of the plan year
| Active participants | 1 |
| Other retired or separated participants entitled to future benefits | 2 |
| Number of participants with account balances as of the end of the plan year | 3 |
Signature of
| Role | Employer/plan sponsor |
| Date | 2010-08-17 |
| Name of individual signing | MICHAEL FRAIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| REGISTERED AGENT REVOKED | Agent |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | 126 E. 56TH STREET, 4TH FL, NEW YORK, NY, United States, 10022 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 151119000401 | 2015-11-19 | CERTIFICATE OF TERMINATION | 2015-11-19 |
| 070313002239 | 2007-03-13 | BIENNIAL STATEMENT | 2007-03-01 |
| 050526000900 | 2005-05-26 | AFFIDAVIT OF PUBLICATION | 2005-05-26 |
| 050526000904 | 2005-05-26 | AFFIDAVIT OF PUBLICATION | 2005-05-26 |
| 050310000196 | 2005-03-10 | APPLICATION OF AUTHORITY | 2005-03-10 |
Date of last update: 05 Feb 2025
Sources: New York Secretary of State
