Search icon

ROCK E SMALL PLUMBING & HEATING INC

Company Details

Name: ROCK E SMALL PLUMBING & HEATING INC
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 04 Apr 2005 (20 years ago)
Entity Number: 3186389
ZIP code: 11434
County: Bronx
Place of Formation: New York
Principal Address: 152-32B ROCKAWAY BLVD, JAMAICA, NY, United States, 11434
Address: 152-32B ROCKAWAY BLVD., JAMAICA, NY, United States, 11434

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name Role Address
ERROL SMALL Chief Executive Officer 152-32B ROCKAWAY BLVD, JAMAICA, NY, United States, 11434

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 152-32B ROCKAWAY BLVD., JAMAICA, NY, United States, 11434

Permits

Number Date End date Type Address
Q012025101B43 2025-04-11 2025-05-07 REPAIR SEWER - PROTECTED WOODHAVEN BOULEVARD, QUEENS, FROM STREET 93 AVENUE TO STREET ATLANTIC AVENUE
B012025099B50 2025-04-09 2025-04-17 REPAIR SEWER - PROTECTED EAST 82 STREET, BROOKLYN, FROM STREET FARRAGUT ROAD TO STREET GLENWOOD ROAD
Q012025092A52 2025-04-04 2025-05-01 REPAIR WATER - PROTECTED 118 ROAD, QUEENS, FROM STREET MARSDEN STREET TO STREET RING PLACE
X012025094A09 2025-04-04 2025-05-02 REPAIR WATER EASTCHESTER ROAD, BRONX, FROM STREET ADEE AVENUE TO STREET KNAPP STREET
Q012025091C45 2025-04-01 2025-04-15 REPAIR SEWER ROCKAWAY BEACH BOULEVARD, QUEENS, FROM STREET BEACH 113 STREET TO STREET BEACH 114 STREET
B002025090A00 2025-03-31 No data MISCELLANEOUS - MINOR SALES No data
Q012025090B25 2025-03-31 2025-04-24 REPAIR WATER - SEWER 145 DRIVE, QUEENS, FROM STREET 167 STREET TO STREET DEAD END
Q012025090D14 2025-03-31 2025-04-30 REPAIR SEWER MERRICK BOULEVARD, QUEENS, FROM STREET 116 AVENUE TO STREET FOCH BOULEVARD
B012025086B40 2025-03-27 2025-04-18 REPAIR WATER EAGLE STREET, BROOKLYN, FROM STREET FRANKLIN STREET TO STREET MANHATTAN AVENUE
B012025080C69 2025-03-21 2025-04-19 REPAIR WATER - SEWER WITHERS STREET, BROOKLYN, FROM STREET GRAHAM AVENUE TO STREET HUMBOLDT STREET

History

Start date End date Type Value
2025-02-14 2025-03-21 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-02-12 2025-02-14 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-02-12 2025-02-12 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-12-19 2025-02-12 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-12-14 2024-12-19 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-11-25 2024-11-25 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-11-25 2024-12-14 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-09-18 2024-11-25 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-09-06 2024-09-18 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-08-26 2024-09-06 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
170413006087 2017-04-13 BIENNIAL STATEMENT 2017-04-01
170123002007 2017-01-23 BIENNIAL STATEMENT 2015-04-01
151230000304 2015-12-30 CERTIFICATE OF CHANGE 2015-12-30
131021000110 2013-10-21 ANNULMENT OF DISSOLUTION 2013-10-21
DP-2119311 2012-01-25 DISSOLUTION BY PROCLAMATION 2012-01-25
050404000634 2005-04-04 CERTIFICATE OF INCORPORATION 2005-04-04

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2025-03-31 No data WOODHAVEN BOULEVARD, FROM STREET 93 AVENUE TO STREET ATLANTIC AVENUE No data Street Construction Inspections: Post-Audit Department of Transportation I observed the Respondent failed to post a raise plow signs before a plated roadway excavation during winter moratorium months 12/01/2024 through 03/31/ 2025 dated . The permittee was identified by location given in permit.
2025-03-31 No data ROCKAWAY BEACH BOULEVARD, FROM STREET BEACH 113 STREET TO STREET BEACH 114 STREET No data Street Construction Inspections: Complaint Department of Transportation 3 counter sunken steel plates in roadway
2025-03-29 No data GUY R BREWER BOULEVARD, FROM STREET 118 AVENUE TO STREET FOCH BOULEVARD No data Street Construction Inspections: Post-Audit Department of Transportation Temp cut to grade with plated excavation sunk across the roadway. Active permit on file Q012025078D74
2025-03-29 No data QUINCY STREET, FROM STREET MARCY AVENUE TO STREET NOSTRAND AVENUE No data Street Construction Inspections: Post-Audit Department of Transportation Water cut in the roadway is in compliance
2025-03-29 No data EAGLE STREET, FROM STREET FRANKLIN STREET TO STREET MANHATTAN AVENUE No data Street Construction Inspections: Active Department of Transportation No raise plow sign posted on site.
2025-03-29 No data 118 AVENUE, FROM STREET LONG STREET TO STREET GUY R BREWER BOULEVARD No data Street Construction Inspections: Pick-Up Department of Transportation I observed the respondent with a plated water excavation within the driving lane I/F/O 161-39 118th Avenue without a DOT. The respondent was ID by name on steel plate.
2025-03-28 No data ROCKAWAY BEACH BOULEVARD, FROM STREET BEACH 113 STREET TO STREET BEACH 114 STREET No data Street Construction Inspections: Complaint Department of Transportation Complaint verified however crew onsite properly securing shifted sewer plated excavation within the driving lane I/F/O 113-03 Rockaway Beach Blvd. Also crew onsite make temp restoration flush with surrounding area. No action taken
2025-03-27 No data GUY R BREWER BOULEVARD, FROM STREET 118 AVENUE TO STREET FOCH BOULEVARD No data Street Construction Inspections: LL14 Department of Transportation backfill completed 13' x 41/2' and 19' x 2 1/2
2025-03-26 No data 130 STREET, FROM STREET 135 AVENUE TO STREET NORTH CONDUIT AVENUE No data Street Construction Inspections: LL14 Department of Transportation Backfill restoration Pass cut size:9’ x 4’10’’ x 7’, 5’4’’ x 4’ x 7’ departure time 3:20 pm.
2025-03-26 No data GUY R BREWER BOULEVARD, FROM STREET 118 AVENUE TO STREET FOCH BOULEVARD No data Street Construction Inspections: CAR Re-Inspect Department of Transportation PLATES WERE STABILIZED

Issued Violations

Number Adjudicates Phase Disposition Date Fine amount Date fine paid description
TWC-230806 Office of Administrative Trials and Hearings Issued Calendared 2025-01-08 2500 No data It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-230586 Office of Administrative Trials and Hearings Issued Calendared 2024-11-20 2500 No data It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-230461 Office of Administrative Trials and Hearings Issued Calendared 2024-10-31 2500 No data It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-228213 Office of Administrative Trials and Hearings Issued Settled - Pending 2024-01-02 0 No data It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-227860 Office of Administrative Trials and Hearings Issued Settled - Pending 2023-10-23 0 No data It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-226533 Office of Administrative Trials and Hearings Issued Settled 2023-04-24 1000 2023-09-27 It shall be unlawful for any person to operate a business for the purpose of the collection of trade waste from the premises of a commercial establishment required to provide for the removal of such waste pursuant to the provisions of section 16-116 of this code, or the removal or disposal of trade waste from such premises, or to engage in, conduct or cause the operation of such a business, without having first obtained a license therefor from the commission pursuant to the provisions of this chapter. Notwithstanding the provisions of this subdivision, a business solely engaged in the removal of waste materials resulting from building demolition, construction, alteration or excavation shall be exempt from the licensing provisions of this subdivision where, except in regard to the principals of a business solely in either or both of the class seven or the class three category of licensees as defined in rules previously promulgated by the commissioner of consumer and worker protection pursuant to subchapter eighteen of chapter two of title twenty of this code, no principal of such applicant is a principal of a business or a former business required to be licensed pursuant to this chapter or such former subchapter eighteen. Grant of such exemption shall be made by the commission upon its review of an exemption application, which shall be in the form and contain the information prescribed by rule of the commission and shall be accompanied by a statement by the applicant describing the nature of the applicant's business and listing all principals of such business.
TWC-224937 Office of Administrative Trials and Hearings Issued Settled 2022-09-22 0 No data Removed collected or disposed of trade waste or without the proper Commission issued license or exemption from licensing requirements
TWC-223954 Office of Administrative Trials and Hearings Issued Settled 2022-05-05 0 No data Removed collected or disposed of trade waste or without the proper Commission issued license or exemption from licensing requirements
TWC-223791 Office of Administrative Trials and Hearings Issued Settled 2022-04-19 0 No data Removed collected or disposed of trade waste or without the proper Commission issued license or exemption from licensing requirements
TWC-223778 Office of Administrative Trials and Hearings Issued Settled 2022-04-08 0 No data Removed collected or disposed of trade waste or without the proper Commission issued license or exemption from licensing requirements

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
346582208 0215000 2023-03-22 415 12TH STREET, BROOKLYN, NY, 11215
Inspection Type Prog Related
Scope Partial
Safety/Health Safety
Close Conference 2023-03-22
Emphasis L: LOCALTARG, P: LOCALTARG
Case Closed 2023-09-15

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
5265437700 2020-05-01 0202 PPP 15232 ROCKAWAY BLVD, JAMAICA, NY, 11434
Loan Status Date 2021-07-16
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 122316
Loan Approval Amount (current) 122316
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description New Business or 2 years or less
Project Address JAMAICA, QUEENS, NY, 11434-0001
Project Congressional District NY-05
Number of Employees 15
NAICS code 238220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 123716.77
Forgiveness Paid Date 2021-06-24
4177108610 2021-03-18 0202 PPS 15232 Rockaway Blvd, Jamaica, NY, 11434-2801
Loan Status Date 2021-10-16
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 122315
Loan Approval Amount (current) 122315
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Jamaica, QUEENS, NY, 11434-2801
Project Congressional District NY-05
Number of Employees 11
NAICS code 238220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 122941.65
Forgiveness Paid Date 2021-09-23

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1462909 Intrastate Non-Hazmat 2023-03-24 10000 2022 1 2 Private(Property)
Legal Name ROCK E SMALL PLUMBING & HEATING INC
DBA Name PLUMBING AND HEATING
Physical Address 152-32 ROCKAWAY BLVD, JAMAICA, NY, 11434, US
Mailing Address 152-32 ROCKAWAY BLVD, JAMAICA, NY, 11434, US
Phone (718) 527-8318
Fax (718) 527-8319
E-mail ROCKESMALLPLUMBING@YAHOO.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections

Unique report number of the inspection NY15002432
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-02-16
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 3
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 3
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit FORD
License plate of the main unit 48723MN
License state of the main unit NY
Vehicle Identification Number of the main unit 1FD0W5GT3CEB55639
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 7
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 2
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 5
Number of Hazardous Materials Compliance BASIC violations 0

Violations

The date of the inspection 2023-02-16
Code of the violation 3939TS
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 6
The time weight that is assigned to a violation 1
The description of a violation Inoperative turn signal
The description of the violation group Lighting
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 39395A
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 2
The time weight that is assigned to a violation 1
The description of a violation No/discharged/unsecured fire extinguisher
The description of the violation group Emergency Equipment
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 39378
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 1
The time weight that is assigned to a violation 1
The description of a violation Wipers - Inoperative / missing / damaged wipers
The description of the violation group Windshield/ Glass/ Markings
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 39375GLOAD
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation Y
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 2
The severity weight that is assigned to a violation 3
The time weight that is assigned to a violation 1
The description of a violation Weight carried exceeds tire load limit
The description of the violation group Tire vs. Load
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 39375C
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 8
The time weight that is assigned to a violation 1
The description of a violation Tire-other tread depth less than 2/32 of inch measured in a major tread groove
The description of the violation group Tires
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 39141AF
Name of the BASIC Driver Fitness
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 1
The time weight that is assigned to a violation 1
The description of a violation Operating a property-carrying vehicle without possessing a valid medical certificate.
The description of the violation group Medical Certificate
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-02-16
Code of the violation 38323A2
Name of the BASIC Driver Fitness
The violation is identified as Out-Of-Service violation Y
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 2
The severity weight that is assigned to a violation 8
The time weight that is assigned to a violation 1
The description of a violation Operating a CMV without a CDL
The description of the violation group License-related: High
The unit a violation is cited against Vehicle main unit

Date of last update: 29 Mar 2025

Sources: New York Secretary of State