| Name: | C.L. KING & ASSOCIATES, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 03 Mar 1972 (53 years ago) |
| Entity Number: | 324944 |
| ZIP code: | 12207 |
| County: | Albany |
| Place of Formation: | New York |
| Activity Description: | C.L. King & Associates is a 100% woman-owned full-service investment bank and broker-dealer founded in 1972. We provide capital market underwriting, investment banking, equity research, debt and equity securities sales and trading, and investor services to corporations and institutions. |
| Address: | 9 ELK ST, ALBANY, NY, United States, 12207 |
Contact Details
Phone +1 212-364-1831
Website http://www.clking.com
Shares Details
Shares issued 500000
Share Par Value 0.01
Type PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | C.L. KING & ASSOCIATES, INC., CONNECTICUT | 0135271 | CONNECTICUT |
| Headquarter of | C.L. KING & ASSOCIATES, INC., ILLINOIS | CORP_68780268 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 55847 | NINE ELK STREET, ALBANY, NY, 12207 | NINE ELK STREET, ALBANY, NY, 12207 | 518-431-3559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-02-27
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2024-02-27 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2023-03-01 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-28
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2022-02-28 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | FOCUSN/A |
| File number | 008-17025 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-07
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2013-03-07 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-07
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2013-03-07 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-03-05
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2012-03-05 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-05
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2012-03-05 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-07
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2011-03-07 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-07
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2011-03-07 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-10
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2009-03-10 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-10
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2009-03-10 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-08-11
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2006-08-11 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | FOCUSN |
| File number | 008-17025 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-17025 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300LY7AXPXQMUO474 | 324944 | US-NY | GENERAL | ACTIVE | 1972-03-03 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | 9 ELK ST, ALBANY, US-NY, US, 12207-1002 |
| Headquarters | 9 ELK ST, ALBANY, US-NY, US, 12207-1002 |
Registration details
| Registration Date | 2015-05-15 |
| Last Update | 2024-03-07 |
| Status | ISSUED |
| Next Renewal | 2025-03-07 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 324944 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | 2023 | 132700327 | 2024-10-09 | C.L. KING & ASSOCIATES, INC. | 61 | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | 2022 | 132700327 | 2023-10-16 | C.L. KING & ASSOCIATES, INC. | 72 | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | 2021 | 132700327 | 2022-10-14 | C.L. KING & ASSOCIATES, INC. | 61 | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| C. L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | 2013 | 132700327 | 2014-10-15 | C.L. KING & ASSOCIATES, INC. | 134 | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| Active participants | 106 |
| Other retired or separated participants entitled to future benefits | 12 |
| Number of participants with account balances as of the end of the plan year | 86 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 1992-07-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 5184341231 |
| Plan sponsor’s mailing address | 9 ELK STREET, ALBANY, NY, 12207 |
| Plan sponsor’s address | 9 ELK STREET, ALBANY, NY, 12207 |
Number of participants as of the end of the plan year
| Active participants | 123 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 10 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 87 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-15 |
| Name of individual signing | ROBERT BENTON |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-10-15 |
| Name of individual signing | ROBERT BENTON |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| CANDACE KING WEIR | Chief Executive Officer | 9 ELK ST, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| C.L. KING & ASSOCIATES, INC. | DOS Process Agent | 9 ELK ST, ALBANY, NY, United States, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-03-07 | 2024-03-07 | Address | 9 ELK ST, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer) |
| 2024-03-07 | 2024-03-07 | Address | 9 ELK ST, ALBANY, NY, 12207, 1002, USA (Type of address: Chief Executive Officer) |
| 2024-02-14 | 2024-03-07 | Shares | Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01 |
| 2022-01-03 | 2024-02-14 | Shares | Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01 |
| 2000-05-15 | 2024-03-07 | Address | 9 ELK ST, ALBANY, NY, 12207, 1002, USA (Type of address: Chief Executive Officer) |
| 2000-05-15 | 2024-03-07 | Address | 9 ELK ST, ALBANY, NY, 12207, 1002, USA (Type of address: Service of Process) |
| 1998-06-04 | 2000-05-15 | Address | PO BOX 22222, 540 BROADWAY, ALBANY, NY, 12201, 2222, USA (Type of address: Service of Process) |
| 1993-06-07 | 2000-05-15 | Address | 9 ELK STREET, P.O. BOX 1991, ALBANY, NY, 12207, 1991, USA (Type of address: Principal Executive Office) |
| 1993-06-07 | 2000-05-15 | Address | 9 ELK STREET, P.O. BOX 1991, ALBANY, NY, 12207, 1991, USA (Type of address: Chief Executive Officer) |
| 1989-11-15 | 1998-06-04 | Address | PO BOX 22222, 540 BROADWAY, ALBANY, NY, 12201, 2222, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240307000790 | 2024-03-07 | BIENNIAL STATEMENT | 2024-03-07 |
| 220421002102 | 2022-04-21 | BIENNIAL STATEMENT | 2022-03-01 |
| 200304060581 | 2020-03-04 | BIENNIAL STATEMENT | 2020-03-01 |
| 180306006955 | 2018-03-06 | BIENNIAL STATEMENT | 2018-03-01 |
| 160301006168 | 2016-03-01 | BIENNIAL STATEMENT | 2016-03-01 |
| 140318006027 | 2014-03-18 | BIENNIAL STATEMENT | 2014-03-01 |
| 120516002138 | 2012-05-16 | BIENNIAL STATEMENT | 2012-03-01 |
| 100409003160 | 2010-04-09 | BIENNIAL STATEMENT | 2010-03-01 |
| 080602003070 | 2008-06-02 | BIENNIAL STATEMENT | 2008-03-01 |
| 060316002373 | 2006-03-16 | BIENNIAL STATEMENT | 2006-03-01 |
Date of last update: 08 Jan 2025
Sources: New York Secretary of State
