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C.L. KING & ASSOCIATES, INC.

Headquarter

Company Details

Name: C.L. KING & ASSOCIATES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 03 Mar 1972 (53 years ago)
Entity Number: 324944
ZIP code: 12207
County: Albany
Place of Formation: New York
Activity Description: C.L. King & Associates is a 100% woman-owned full-service investment bank and broker-dealer founded in 1972. We provide capital market underwriting, investment banking, equity research, debt and equity securities sales and trading, and investor services to corporations and institutions.
Address: 9 ELK ST, ALBANY, NY, United States, 12207

Contact Details

Website http://www.clking.com

Phone +1 212-364-1831

Shares Details

Shares issued 500000

Share Par Value 0.01

Type PAR VALUE

Chief Executive Officer

Name Role Address
CANDACE KING WEIR Chief Executive Officer 9 ELK ST, ALBANY, NY, United States, 12207

DOS Process Agent

Name Role Address
C.L. KING & ASSOCIATES, INC. DOS Process Agent 9 ELK ST, ALBANY, NY, United States, 12207

Links between entities

Type:
Headquarter of
Company Number:
0135271
State:
CONNECTICUT
Type:
Headquarter of
Company Number:
CORP_68780268
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000055847
Phone:
518-431-3559

Latest Filings

Form type:
FOCUSN
File number:
008-17025
Filing date:
2025-02-28
File:
Form type:
X-17A-5
File number:
008-17025
Filing date:
2025-02-27
File:
Form type:
FOCUSN
File number:
008-17025
Filing date:
2024-02-28
File:
Form type:
X-17A-5
File number:
008-17025
Filing date:
2024-02-27
File:
Form type:
FOCUSN
File number:
008-17025
Filing date:
2023-03-01
File:

Legal Entity Identifier

LEI Number:
549300LY7AXPXQMUO474

Registration Details:

Initial Registration Date:
2015-05-15
Next Renewal Date:
2025-03-07
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
132700327
Plan Year:
2023
Number Of Participants:
61
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
72
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
61
Sponsors Telephone Number:
Plan Year:
2013
Number Of Participants:
134
Sponsors Telephone Number:
Plan Year:
2012
Number Of Participants:
141
Sponsors Telephone Number:

History

Start date End date Type Value
2024-03-07 2024-03-07 Address 9 ELK ST, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
2024-03-07 2024-03-07 Address 9 ELK ST, ALBANY, NY, 12207, 1002, USA (Type of address: Chief Executive Officer)
2024-02-14 2024-03-07 Shares Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
2022-01-03 2024-02-14 Shares Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
2000-05-15 2024-03-07 Address 9 ELK ST, ALBANY, NY, 12207, 1002, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
240307000790 2024-03-07 BIENNIAL STATEMENT 2024-03-07
220421002102 2022-04-21 BIENNIAL STATEMENT 2022-03-01
200304060581 2020-03-04 BIENNIAL STATEMENT 2020-03-01
180306006955 2018-03-06 BIENNIAL STATEMENT 2018-03-01
160301006168 2016-03-01 BIENNIAL STATEMENT 2016-03-01

USAspending Awards / Financial Assistance

Date:
2020-04-11
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
1242800.00
Total Face Value Of Loan:
1242800.00

Paycheck Protection Program

Date Approved:
2020-04-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
1242800
Current Approval Amount:
1242800
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
1249882.26

Date of last update: 19 May 2025

Sources: New York Secretary of State