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LADENBURG, THALMANN & CO. INC.

LADENBURG, THALMANN & CO. INC.

Company Details

Name:	LADENBURG, THALMANN & CO. INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	24 Mar 1972 (53 years ago)
Entity Number:	326299
ZIP code:	12207
County:	New York
Place of Formation:	Delaware
Principal Address:	277 PARK AVE 26TH FL, NEW YORK, NY, United States, 10172
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
PETER BLUM	Chief Executive Officer	277 PARK AVE 26TH FL, NEW YORK, NY, United States, 10172

Form 5500 Series

Employer Identification Number (EIN):

132700032

Plan Year:

2020

Number Of Participants:

Sponsors Telephone Number:

6312701600

File:

View File

Plan Year:

2020

Number Of Participants:

124

Sponsors Telephone Number:

6312701600

File:

View File

Plan Year:

2020

Number Of Participants:

Sponsors Telephone Number:

6312701600

File:

View File

Plan Year:

2019

Number Of Participants:

Sponsors Telephone Number:

6312701600

File:

View File

Plan Year:

2019

Number Of Participants:

Sponsors Telephone Number:

6312701600

File:

View File

History

Start date	End date	Type	Value
2024-03-26	2024-03-26	Address	58 SOUTH SERVICE ROAD, MELVILLE, NY, 11747, USA (Type of address: Chief Executive Officer)
2024-03-26	2024-03-26	Address	277 PARK AVE 26TH FL, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2020-04-09	2024-03-26	Address	58 SOUTH SERVICE ROAD, MELVILLE, NY, 11747, USA (Type of address: Chief Executive Officer)
2020-04-02	2024-03-26	Address	80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Registered Agent)
2020-04-02	2024-03-26	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
240326001875	2024-03-26	BIENNIAL STATEMENT	2024-03-26
220405002233	2022-04-05	BIENNIAL STATEMENT	2022-03-01
200409060301	2020-04-09	BIENNIAL STATEMENT	2018-03-01
200402000036	2020-04-02	CERTIFICATE OF CHANGE	2020-04-02
090406000748	2009-04-06	CERTIFICATE OF CHANGE	2009-04-06

Trademarks Section

Serial Number:

78624277

Mark:

NANOFILE

Status:

CANCELLED - SECTION 8

Mark Type:

TRADEMARK, SERVICE MARK

Application Filing Date:

2005-05-05

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

NANOFILE

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Providing on-line magazines, newsletters and periodicals the fields of technology, general business and financial topics

International Classes:

041 - Primary Class

Class Status:

Sec. 8 – Entire Registration

For:

Downloadable electronic publications in the nature of magazines, newsletters and periodicals in the fields of technology, general business and financial topics

International Classes:

009 - Primary Class

Class Status:

Sec. 8 – Entire Registration

For:

Publications, namely, magazines, newsletters and periodicals in the fields of technology, general business and financial topics

International Classes:

016 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

76584798

Mark:

PUNK ZIEGEL & COMPANY

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2004-04-05

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

PUNK ZIEGEL & COMPANY

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

financial services, namely, investment management, investment advice, mutual fund investment, financial advisory services, capital management services, initial and secondary public offerings, investment of funds for others; portfolio management services; investment banking, corporate financial servi...

First Use:

1990-07-02

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

For:

business acquisitions and merger consultations; mergers and acquisition services, namely, exclusive sale assignments, acquisitions, divestitures, corporate partnering and restructuring, leveraged and management buyouts, tender offers, financial advisory assignments, takeover defenses, exclusive sale...

First Use:

1990-07-02

International Classes:

035 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

76584796

Mark:

PUNK ZIEGEL NANOTECHNOLOGY INDEX

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2004-04-05

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

PUNK ZIEGEL NANOTECHNOLOGY INDEX

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

compiling, providing and updating an index of securities values; financial investment in the field of securities; funds investment

First Use:

2004-03-01

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

76366986

Mark:

LADENBURG CAPITAL MANAGEMENT

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2002-02-04

Mark Drawing Type:

Typeset: Word(s)/letter(s)/number(s)

Mark Literal Elements:

LADENBURG CAPITAL MANAGEMENT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

stock brokerage, security brokerage, investment banking, investment brokerage, investment consultation, financial planning, financial research, financial management, investment management

First Use:

2001-10-01

International Classes:

036 - Primary Class

Class Status:

Active

Court Cases

Court Case Summary

Filing Date:

2023-09-29

Status:

Pending

Nature Of Judgment:

Missing

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Other Contract Actions

Parties

Party Name:

LADENBURG, THALMANN & CO. INC.

Party Role:

Plaintiff

Party Name:

NABRIVA THERAPEUTICS PLC

Party Role:

Defendant

Court Case Summary

Filing Date:

2004-07-09

Status:

Terminated

Nature Of Judgment:

Missing

Jury Demand:

Missing

Nature Of Suit:

Insurance

Parties

Party Name:

LADENBURG, THALMANN & CO. INC.

Party Role:

Plaintiff

Party Name:

GREAT NORTHERN INSURANCE COMPA

Party Role:

Defendant

Date of last update: 18 Mar 2025

Sources: New York Secretary of State

LADENBURG, THALMANN & CO. INC.

Company Details

Agent

DOS Process Agent

Chief Executive Officer

Form 5500 Series

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

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