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ROOSEVELT & CROSS, INCORPORATED

Headquarter

Company Details

Name: ROOSEVELT & CROSS, INCORPORATED
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 19 Apr 1972 (53 years ago)
Entity Number: 328239
ZIP code: 10006
County: New York
Place of Formation: New York
Address: ONE EXCHANGE PLAZA, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, United States, 10006

Shares Details

Shares issued 500000

Share Par Value 10

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of ROOSEVELT & CROSS, INCORPORATED, RHODE ISLAND 000009721 RHODE ISLAND
Headquarter of ROOSEVELT & CROSS, INCORPORATED, CONNECTICUT 0040252 CONNECTICUT

Central Index Key

CIK number Mailing Address Business Address Phone
84935 55 BROADWAY, 22ND FL, 55 BROADWAY, 22ND FL, NEW YORK, NY, 10006 55 BROADWAY, 22ND FL, 55 BROADWAY, 22ND FL, NEW YORK, NY, 10006 212-504-9263

Filings since 2024-12-03

Form type MA/A
File number 867-00559
Filing date 2024-12-03
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Filings since 2024-11-12

Form type MA/A
File number 867-00559
Filing date 2024-11-12
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Filings since 2024-08-07

Form type MA/A
File number 867-00559
Filing date 2024-08-07
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Filings since 2024-04-29

Form type MA/A
File number 867-00559
Filing date 2024-04-29
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Filings since 2024-02-29

Form type X-17A-5
File number 008-19363
Filing date 2024-02-29
Reporting date 2023-12-31
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Filings since 2024-02-20

Form type MA/A
File number 867-00559
Filing date 2024-02-20
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Filings since 2024-01-16

Form type MA-A
File number 867-00559
Filing date 2024-01-16
Reporting date 2023-12-31
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Filings since 2023-11-16

Form type MA-I/A
File number 868-02897
Filing date 2023-11-16
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Filings since 2023-11-14

Form type MA/A
File number 867-00559
Filing date 2023-11-14
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Filings since 2023-05-01

Form type MA-A
File number 867-00559
Filing date 2023-05-01
Reporting date 2015-12-31
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Filings since 2023-03-01

Form type X-17A-5
File number 008-19363
Filing date 2023-03-01
Reporting date 2022-12-31
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Filings since 2023-01-05

Form type MA-A
File number 867-00559
Filing date 2023-01-05
Reporting date 2022-12-31
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Filings since 2022-03-09

Form type MA-I/A
File number 868-02897
Filing date 2022-03-09
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Filings since 2022-02-28

Form type X-17A-5
File number 008-19363
Filing date 2022-02-28
Reporting date 2021-12-31
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Filings since 2022-01-19

Form type MA-A
File number 867-00559
Filing date 2022-01-19
Reporting date 2021-12-31
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Filings since 2021-02-26

Form type X-17A-5
File number 008-19363
Filing date 2021-02-26
Reporting date 2020-12-31
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Filings since 2021-01-21

Form type MA/A
File number 867-00559
Filing date 2021-01-21
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Filings since 2021-01-12

Form type MA-A
File number 867-00559
Filing date 2021-01-12
Reporting date 2020-12-31
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Filings since 2020-02-25

Form type X-17A-5
File number 008-19363
Filing date 2020-02-25
Reporting date 2019-12-31
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Filings since 2020-01-14

Form type MA-A
File number 867-00559
Filing date 2020-01-14
Reporting date 2019-12-31
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Filings since 2019-02-28

Form type X-17A-5
File number 008-19363
Filing date 2019-02-28
Reporting date 2018-12-31
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Filings since 2019-02-14

Form type MA-A
File number 867-00559
Filing date 2019-02-14
Reporting date 2018-12-31
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Filings since 2019-02-05

Form type MA-I
File number 868-02897
Filing date 2019-02-05
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Filings since 2019-02-05

Form type MA-I
File number 868-02897
Filing date 2019-02-05
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Filings since 2019-02-05

Form type MA-I
File number 868-02897
Filing date 2019-02-05
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Filings since 2018-08-08

Form type MA-I
File number 868-02897
Filing date 2018-08-08
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Filings since 2018-07-27

Form type MA-I/A
File number 868-02897
Filing date 2018-07-27
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Filings since 2018-02-28

Form type X-17A-5
File number 008-19363
Filing date 2018-02-28
Reporting date 2017-12-31
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Filings since 2018-01-16

Form type MA-A
File number 867-00559
Filing date 2018-01-16
Reporting date 2017-12-31
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Filings since 2017-09-21

Form type MA-I
File number 868-02897
Filing date 2017-09-21
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-09-11

Form type MA-I/A
File number 868-02897
Filing date 2017-09-11
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Filings since 2017-04-04

Form type MA/A
File number 867-00559
Filing date 2017-04-04
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Filings since 2017-02-28

Form type X-17A-5
File number 008-19363
Filing date 2017-02-28
Reporting date 2016-12-31
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Filings since 2017-02-22

Form type MA-A
File number 867-00559
Filing date 2017-02-22
Reporting date 2016-12-31
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Filings since 2017-01-18

Form type MA-I/A
File number 868-02897
Filing date 2017-01-18
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Filings since 2016-12-22

Form type MA-I/A
File number 868-02897
Filing date 2016-12-22
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Filings since 2016-09-28

Form type MA/A
File number 867-00559
Filing date 2016-09-28
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Filings since 2016-09-07

Form type MA/A
File number 867-00559
Filing date 2016-09-07
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Filings since 2016-02-29

Form type X-17A-5
File number 008-19363
Filing date 2016-02-29
Reporting date 2015-12-31
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Filings since 2015-03-02

Form type X-17A-5
File number 008-19363
Filing date 2015-03-02
Reporting date 2014-12-31
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Filings since 2015-02-03

Form type MA-A
File number 867-00559
Filing date 2015-02-03
Reporting date 2014-12-31
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Filings since 2015-02-02

Form type MA-I
File number 868-02897
Filing date 2015-02-02
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Filings since 2014-09-18

Form type MA-I
File number 868-02897
Filing date 2014-09-18
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Filings since 2014-09-18

Form type MA-I
File number 868-02897
Filing date 2014-09-18
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Filings since 2014-09-17

Form type MA-I
File number 868-02897
Filing date 2014-09-17
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Filings since 2014-09-17

Form type MA-I
File number 868-02897
Filing date 2014-09-17
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Filings since 2014-09-17

Form type MA-I
File number 868-02897
Filing date 2014-09-17
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Filings since 2014-09-17

Form type MA-I
File number 868-02897
Filing date 2014-09-17
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Filings since 2014-09-15

Form type MA-I
File number 868-02897
Filing date 2014-09-15
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Filings since 2014-09-15

Form type MA-I
File number 868-02897
Filing date 2014-09-15
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Filings since 2014-09-15

Form type MA
File number 867-00559
Filing date 2014-09-15
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Filings since 2014-03-04

Form type X-17A-5
File number 008-19363
Filing date 2014-03-04
Reporting date 2013-12-31
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Filings since 2013-02-19

Form type X-17A-5
File number 008-19363
Filing date 2013-02-19
Reporting date 2012-12-31
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Filings since 2012-03-05

Form type X-17A-5
File number 008-19363
Filing date 2012-03-05
Reporting date 2011-12-31
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Filings since 2011-02-14

Form type X-17A-5
File number 008-19363
Filing date 2011-02-14
Reporting date 2010-12-31
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Filings since 2010-02-16

Form type X-17A-5
File number 008-19363
Filing date 2010-02-16
Reporting date 2009-12-31
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Filings since 2009-02-18

Form type X-17A-5
File number 008-19363
Filing date 2009-02-18
Reporting date 2008-12-31
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Filings since 2008-02-11

Form type X-17A-5
File number 008-19363
Filing date 2008-02-11
Reporting date 2007-12-31
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Filings since 2007-02-20

Form type X-17A-5
File number 008-19363
Filing date 2007-02-20
Reporting date 2006-12-31
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Filings since 2006-02-22

Form type X-17A-5
File number 008-19363
Filing date 2006-02-22
Reporting date 2005-12-31
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Filings since 2005-02-28

Form type X-17A-5
File number 008-19363
Filing date 2005-02-28
Reporting date 2004-12-31
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Filings since 2004-03-01

Form type X-17A-5
File number 008-19363
Filing date 2004-03-01
Reporting date 2003-12-31
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Filings since 2003-02-21

Form type X-17A-5
File number 008-19363
Filing date 2003-02-21
Reporting date 2002-12-31
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Filings since 2002-02-28

Form type X-17A-5
File number 008-19363
Filing date 2002-02-28
Reporting date 2001-12-31
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Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300EG9JLHGB0PKJ38 328239 US-NY GENERAL ACTIVE 1972-04-18

Addresses

Legal One Exchange Plaza, 55 Broadway, 22nd Floor, New York, US-NY, US, 10006
Headquarters One Exchange Plaza, 55 Broadway, 22nd Floor, New York, US-NY, US, 10006

Registration details

Registration Date 2018-09-06
Last Update 2023-11-24
Status ISSUED
Next Renewal 2024-11-24
LEI Issuer 5299000J2N45DDNE4Y28
Corroboration Level FULLY_CORROBORATED
Data Validated As 328239

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROOSEVELT & CROSS, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 132728032 2013-08-23 ROOSEVELT & CROSS, INCORPORATED 67
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1996-07-01
Business code 523120
Sponsor’s telephone number 2123442500
Plan sponsor’s mailing address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Plan sponsor’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006

Plan administrator’s name and address

Administrator’s EIN 132728032
Plan administrator’s name ROOSEVELT & CROSS, INCORPORATED
Plan administrator’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Administrator’s telephone number 2123442500

Number of participants as of the end of the plan year

Active participants 68
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 44
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-08-23
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-08-23
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature
ROOSEVELT & CROSS, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 132728032 2012-07-03 ROOSEVELT & CROSS, INCORPORATED 67
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1996-07-01
Business code 523120
Sponsor’s telephone number 2123442500
Plan sponsor’s mailing address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Plan sponsor’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006

Plan administrator’s name and address

Administrator’s EIN 132728032
Plan administrator’s name ROOSEVELT & CROSS, INCORPORATED
Plan administrator’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Administrator’s telephone number 2123442500

Number of participants as of the end of the plan year

Active participants 66
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 46
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-07-03
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature
ROOSEVELT & CROSS, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 132728032 2011-07-15 ROOSEVELT & CROSS, INCORPORATED 64
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1996-07-01
Business code 523120
Sponsor’s telephone number 2123442500
Plan sponsor’s mailing address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Plan sponsor’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006

Plan administrator’s name and address

Administrator’s EIN 132728032
Plan administrator’s name ROOSEVELT & CROSS, INCORPORATED
Plan administrator’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Administrator’s telephone number 2123442500

Number of participants as of the end of the plan year

Active participants 66
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 47
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-07-15
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature
ROOSEVELT & CROSS, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 132728032 2010-06-21 ROOSEVELT & CROSS, INCORPORATED 64
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1996-07-01
Business code 523120
Sponsor’s telephone number 2123442500
Plan sponsor’s mailing address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Plan sponsor’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006

Plan administrator’s name and address

Administrator’s EIN 132728032
Plan administrator’s name ROOSEVELT & CROSS, INCORPORATED
Plan administrator’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Administrator’s telephone number 2123442500

Number of participants as of the end of the plan year

Active participants 60
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 4
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 47
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-06-21
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature
ROOSEVELT & CROSS, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 132728032 2010-06-21 ROOSEVELT & CROSS, INCORPORATED 62
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1996-07-01
Business code 523120
Sponsor’s telephone number 2123442500
Plan sponsor’s mailing address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Plan sponsor’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006

Plan administrator’s name and address

Administrator’s EIN 132728032
Plan administrator’s name ROOSEVELT & CROSS, INCORPORATED
Plan administrator’s address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006
Administrator’s telephone number 2123442500

Number of participants as of the end of the plan year

Active participants 59
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 4
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 51
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-06-21
Name of individual signing RAYMOND OSULLIVAN
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
ROOSEVELT & CROSS, INCORPORATED DOS Process Agent ONE EXCHANGE PLAZA, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, United States, 10006

Chief Executive Officer

Name Role Address
CHARLES C. STAVITSKI Chief Executive Officer ONE EXCHANGE PLAZA, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, United States, 10006

History

Start date End date Type Value
2024-01-24 2024-05-16 Shares Share type: PAR VALUE, Number of shares: 500000, Par value: 10
2024-01-24 2024-01-24 Address ONE EXCHANGE PLAZA, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2018-04-02 2024-01-24 Address ONE EXCHANGE PL, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2018-04-02 2024-01-24 Address ONE EXCHANGE PLAZA, 55 BROADWAY, 22ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2007-01-08 2018-04-02 Address ONE EXCHANGE PL, 55 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
2007-01-08 2018-04-02 Address ONE EXCHANGE PL, 55 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2007-01-08 2018-04-02 Address ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
1999-12-13 2024-01-24 Shares Share type: PAR VALUE, Number of shares: 500000, Par value: 10
1996-04-30 2007-01-08 Address 20 EXCHANGE PL, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
1996-04-30 2007-01-08 Address 20 EXCHANGE PL, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240124001148 2024-01-24 BIENNIAL STATEMENT 2024-01-24
180402006399 2018-04-02 BIENNIAL STATEMENT 2018-04-01
160405006286 2016-04-05 BIENNIAL STATEMENT 2016-04-01
140408006409 2014-04-08 BIENNIAL STATEMENT 2014-04-01
120517002899 2012-05-17 BIENNIAL STATEMENT 2012-04-01
100422002379 2010-04-22 BIENNIAL STATEMENT 2010-04-01
080401002822 2008-04-01 BIENNIAL STATEMENT 2008-04-01
070108002563 2007-01-08 BIENNIAL STATEMENT 2006-04-01
20061120021 2006-11-20 ASSUMED NAME CORP INITIAL FILING 2006-11-20
040409002799 2004-04-09 BIENNIAL STATEMENT 2004-04-01

Date of last update: 08 Jan 2025

Sources: New York Secretary of State