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HAPOALIM SECURITIES USA, INC.

Company Details

Name: HAPOALIM SECURITIES USA, INC.
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 17 May 2006 (19 years ago)
Date of dissolution: 17 May 2006
Entity Number: 3363451
County: Blank
Place of Formation: Delaware

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HAPOALIM SECURITIES USA, INC. 2012 133732556 2013-10-15 HAPOALIM SECURITIES USA, INC. 133
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-03-30
Business code 523120
Sponsor’s telephone number 2128987136
Plan sponsor’s mailing address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Plan sponsor’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 133732556
Plan administrator’s name HAPOALIM SECURITIES USA, INC.
Plan administrator’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Administrator’s telephone number 2128987136

Number of participants as of the end of the plan year
Active participants 85
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 48
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 3
Number of participants with account balances as of the end of the plan year 112
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2

Signature of
Role Plan administrator
Date 2013-10-15
Name of individual signing SANDEEP MALHOTRA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-15
Name of individual signing STEVEN J PARAGGIO
Valid signature Filed with authorized/valid electronic signature
HAPOALIM SECURITIES USA, INC. 2011 133732556 2012-10-15 HAPOALIM SECURITIES USA, INC. 171
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-03-30
Business code 523120
Sponsor’s telephone number 2128986432
Plan sponsor’s mailing address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Plan sponsor’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 133732556
Plan administrator’s name HAPOALIM SECURITIES USA, INC.
Plan administrator’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Administrator’s telephone number 2128986432

Number of participants as of the end of the plan year
Active participants 81
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 50
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 102
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 6

Signature of
Role Plan administrator
Date 2012-10-15
Name of individual signing SANDEEP MALHOTRA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-10-15
Name of individual signing STEVEN J PARAGGIO
Valid signature Filed with authorized/valid electronic signature
HAPOALIM SECURITIES USA, INC. 2010 133732556 2011-10-14 HAPOALIM SECURITIES USA, INC. 162
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-03-30
Business code 523120
Sponsor’s telephone number 2128986432
Plan sponsor’s mailing address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Plan sponsor’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 133732556
Plan administrator’s name HAPOALIM SECURITIES USA, INC.
Plan administrator’s address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
Administrator’s telephone number 2128986432

Number of participants as of the end of the plan year
Active participants 108
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 59
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 4
Number of participants with account balances as of the end of the plan year 118
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 11

Signature of
Role Plan administrator
Date 2011-10-14
Name of individual signing SANDEEP MALHOTRA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-10-14
Name of individual signing STEVEN J PARAGGIO
Valid signature Filed with authorized/valid electronic signature
HAPOALIM SECURITIES USA, INC. 2009 133732556 2010-10-15 HAPOALIM SECURITIES USA, INC. 131
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-03-30
Business code 523120
Sponsor’s telephone number 2128987136
Plan sponsor’s mailing address ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY, 10004
Plan sponsor’s address ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 133732556
Plan administrator’s name HAPOALIM SECURITIES USA, INC.
Plan administrator’s address ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY, 10004
Administrator’s telephone number 2128987136

Number of participants as of the end of the plan year
Active participants 99
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 59
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 4
Number of participants with account balances as of the end of the plan year 121
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 8

Signature of
Role Plan administrator
Date 2010-10-15
Name of individual signing SANDEEP MALHOTRA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-15
Name of individual signing STEVEN J PARAGGIO
Valid signature Filed with authorized/valid electronic signature

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State

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