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CARL MARKS SECURITIES LLC

Headquarter

Company Details

Name: CARL MARKS SECURITIES LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 25 May 2006 (19 years ago)
Entity Number: 3367045
ZIP code: 10022
County: New York
Place of Formation: New York
Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
CARL MARKS SECURITIES LLC DOS Process Agent 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10022

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Links between entities

Type:
Headquarter of
Company Number:
baa3333f-6b39-e211-bc43-001ec94ffe7f
State:
MINNESOTA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001399878
Phone:
212-909-8400

Latest Filings

Form type:
X-17A-5
File number:
008-67642
Filing date:
2025-03-03
File:
Form type:
X-17A-5
File number:
008-67642
Filing date:
2024-02-29
File:
Form type:
X-17A-5
File number:
008-67642
Filing date:
2023-02-28
File:
Form type:
X-17A-5
File number:
008-67642
Filing date:
2022-03-30
File:
Form type:
X-17A-5
File number:
008-67642
Filing date:
2021-02-26
File:

History

Start date End date Type Value
2010-07-26 2024-06-27 Address 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2006-05-25 2024-06-27 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2006-05-25 2010-07-26 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240627002494 2024-06-27 BIENNIAL STATEMENT 2024-06-27
220602003759 2022-06-02 BIENNIAL STATEMENT 2022-05-01
200505060668 2020-05-05 BIENNIAL STATEMENT 2020-05-01
180516006140 2018-05-16 BIENNIAL STATEMENT 2018-05-01
160503006099 2016-05-03 BIENNIAL STATEMENT 2016-05-01

Court Cases

Court Case Summary

Filing Date:
2018-12-14
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
CARL MARKS SECURITIES LLC
Party Role:
Plaintiff
Party Name:
RMG NETWORKS HOLDING CORPORATI
Party Role:
Defendant

Date of last update: 28 Mar 2025

Sources: New York Secretary of State