| Name: | CARL MARKS SECURITIES LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 25 May 2006 (19 years ago) |
| Entity Number: | 3367045 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10022 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | CARL MARKS SECURITIES LLC, MINNESOTA | baa3333f-6b39-e211-bc43-001ec94ffe7f | MINNESOTA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1399878 | 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, 10022 | 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, 10022 | 212-909-8400 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2024-02-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-30
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2022-03-30 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-26
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2021-02-26 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-26
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2020-02-26 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-27
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2019-02-27 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-24
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2017-02-24 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-24
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2016-02-24 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-67642 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-27
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2014-02-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-25
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2011-02-25 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-02
| Form type | X-17A-5 |
| File number | 008-67642 |
| Filing date | 2010-03-02 |
| Reporting date | 2009-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| CARL MARKS SECURITIES LLC | DOS Process Agent | 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2010-07-26 | 2024-06-27 | Address | 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2006-05-25 | 2024-06-27 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent) |
| 2006-05-25 | 2010-07-26 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240627002494 | 2024-06-27 | BIENNIAL STATEMENT | 2024-06-27 |
| 220602003759 | 2022-06-02 | BIENNIAL STATEMENT | 2022-05-01 |
| 200505060668 | 2020-05-05 | BIENNIAL STATEMENT | 2020-05-01 |
| 180516006140 | 2018-05-16 | BIENNIAL STATEMENT | 2018-05-01 |
| 160503006099 | 2016-05-03 | BIENNIAL STATEMENT | 2016-05-01 |
| 140626006116 | 2014-06-26 | BIENNIAL STATEMENT | 2014-05-01 |
| 120802002670 | 2012-08-02 | BIENNIAL STATEMENT | 2012-05-01 |
| 100726002902 | 2010-07-26 | BIENNIAL STATEMENT | 2010-05-01 |
| 080516002010 | 2008-05-16 | BIENNIAL STATEMENT | 2008-05-01 |
| 070517000291 | 2007-05-17 | CERTIFICATE OF PUBLICATION | 2007-05-17 |
Date of last update: 04 Feb 2025
Sources: New York Secretary of State
