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  5. FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC

FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC

Company Details

Name: FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 20 Jun 2006 (19 years ago)
Entity Number: 3378459
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2021 760828345 2022-10-12 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2022-10-12
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2022-10-12
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2020 760828345 2021-09-20 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2021-09-20
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2021-09-20
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2019 760828345 2020-10-13 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2020-10-13
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2020-10-13
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2018 760828345 2019-09-13 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-09-03
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2019-09-03
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2017 760828345 2018-10-04 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2018-10-02
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2018-10-02
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2016 760828345 2017-09-15 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2017-09-15
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2017-09-15
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2015 760828345 2016-09-01 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2016-09-01
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2016-09-01
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2014 760828345 2015-09-29 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET - 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2015-09-28
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2015-09-28
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/ PROFIT SHARING PLAN 2013 760828345 2014-08-26 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET - 19TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2014-08-26
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2014-08-26
Name of individual signing VINCENT MARSDEN
FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 401(K)/PROFIT SHARING PLAN 2012 760828345 2013-10-08 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-04-01
Business code 523900
Sponsor’s telephone number 6462777310
Plan sponsor’s address 150 EAST 52ND STREET - 19TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2013-10-08
Name of individual signing VINCENT MARSDEN
Role Employer/plan sponsor
Date 2013-10-08
Name of individual signing VINCENT MARSDEN

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Filings

Filing Number Date Filed Type Effective Date
221228001631 2022-12-28 BIENNIAL STATEMENT 2022-06-01
160701007104 2016-07-01 BIENNIAL STATEMENT 2016-06-01
140711006847 2014-07-11 BIENNIAL STATEMENT 2014-06-01
120725002205 2012-07-25 BIENNIAL STATEMENT 2012-06-01
100628002171 2010-06-28 BIENNIAL STATEMENT 2010-06-01
080814002132 2008-08-14 BIENNIAL STATEMENT 2008-06-01
060914000330 2006-09-14 CERTIFICATE OF PUBLICATION 2006-09-14
060620000511 2006-06-20 APPLICATION OF AUTHORITY 2006-06-20

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80 STATE STREET, ALBANY, NY, United States, 12207

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Date of last update: 18 Jan 2025

Sources: New York Secretary of State

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