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S. ROTHSCHILD & CO., INC.

Company Details

Name: S. ROTHSCHILD & CO., INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 24 Aug 2006 (18 years ago)
Entity Number: 3404548
ZIP code: 10018
County: New York
Place of Formation: New York
Principal Address: 1407 BROADWAY, NEW YORK, NY, United States, 10018
Address: 1407 Broadway, 10th Floor, New York, NY, United States, 10018

Shares Details

Shares issued 800100

Share Par Value 0.01

Type PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN 2023 231539342 2024-09-17 S. ROTHSCHILD & CO., INC. 86
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2024-09-17
Name of individual signing DANIEL TORCZYNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-09-17
Name of individual signing DANIEL TORCZYNER
Valid signature Filed with authorized/valid electronic signature
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN II 2023 231539342 2024-09-17 S. ROTHSCHILD & CO., INC. 35
File View Page
Three-digit plan number (PN) 006
Effective date of plan 2020-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2024-09-17
Name of individual signing DANIEL TORCZYNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-09-17
Name of individual signing DANIEL TORCZYNER
Valid signature Filed with authorized/valid electronic signature
S. ROTHSCHILD & CO., INC. HOURLY 401(K) PLAN 2023 231539342 2024-06-03 S. ROTHSCHILD & CO., INC. 40
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2005-01-01
Business code 315990
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2024-06-03
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2023 231539342 2024-08-15 S. ROTHSCHILD & CO., INC. 56
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2006-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2024-08-14
Name of individual signing DANIEL TORCZYNER
Role Employer/plan sponsor
Date 2024-08-14
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. HOURLY 401(K) PLAN 2022 231539342 2023-06-15 S. ROTHSCHILD & CO., INC. 39
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2005-01-01
Business code 315990
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2023-06-15
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN II 2022 231539342 2023-07-11 S. ROTHSCHILD & CO., INC. 34
File View Page
Three-digit plan number (PN) 006
Effective date of plan 2020-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2023-07-11
Name of individual signing DANIEL TORCZYNER
Role Employer/plan sponsor
Date 2023-07-11
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN 2022 231539342 2023-08-15 S. ROTHSCHILD & CO., INC. 81
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2023-08-15
Name of individual signing DANIEL TORCZYNER
Role Employer/plan sponsor
Date 2023-08-15
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2022 231539342 2023-09-26 S. ROTHSCHILD & CO., INC. 54
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2006-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2023-09-26
Name of individual signing DANIEL TORCZYNER
Role Employer/plan sponsor
Date 2023-09-26
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN 2021 231539342 2022-09-29 S. ROTHSCHILD & CO., INC. 76
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-01-01
Business code 315240
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2022-09-29
Name of individual signing DANIEL TORCZYNER
Role Employer/plan sponsor
Date 2022-09-29
Name of individual signing DANIEL TORCZYNER
S. ROTHSCHILD & CO., INC. HOURLY 401(K) PLAN 2021 231539342 2022-07-15 S. ROTHSCHILD & CO., INC. 37
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2005-01-01
Business code 315990
Sponsor’s telephone number 2123548550
Plan sponsor’s address 1407 BROADWAY 10TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2022-07-15
Name of individual signing DANIEL TORCZYNER

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Chief Executive Officer

Name Role Address
MARK FRIEDMAN Chief Executive Officer 1407 BROADWAY, NEW YORK, NY, United States, 10018

DOS Process Agent

Name Role Address
S. ROTHSCHILD & CO., INC. DOS Process Agent 1407 Broadway, 10th Floor, New York, NY, United States, 10018

History

Start date End date Type Value
2023-06-14 2023-06-14 Address 1407 BROADWAY, NEW YORK, NY, 10018, USA (Type of address: Chief Executive Officer)
2022-04-28 2023-06-14 Address 1407 Broadway, 10th Floor, New York, NY, 10018, USA (Type of address: Service of Process)
2022-04-28 2023-06-14 Shares Share type: PAR VALUE, Number of shares: 1800000, Par value: 0.01
2022-04-28 2022-04-28 Address 1407 BROADWAY, NEW YORK, NY, 10018, USA (Type of address: Chief Executive Officer)
2022-04-28 2023-06-14 Address 1407 BROADWAY, NEW YORK, NY, 10018, USA (Type of address: Chief Executive Officer)
2022-04-28 2023-06-14 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2016-03-17 2022-04-28 Address MARK FRIEDMAN, 1407 BROADWAY, NEW YORK, NY, 10018, USA (Type of address: Service of Process)
2016-03-17 2022-04-28 Address 1407 BROADWAY, NEW YORK, NY, 10018, USA (Type of address: Chief Executive Officer)
2013-01-08 2022-04-28 Shares Share type: PAR VALUE, Number of shares: 1800000, Par value: 0.01
2012-12-31 2013-01-08 Shares Share type: PAR VALUE, Number of shares: 1401000, Par value: 0.01

Filings

Filing Number Date Filed Type Effective Date
230614004772 2023-06-14 RESTATED CERTIFICATE 2023-06-14
220428001032 2022-04-28 RESTATED CERTIFICATE 2022-04-28
220414003187 2022-04-14 BIENNIAL STATEMENT 2020-08-01
160802006153 2016-08-02 BIENNIAL STATEMENT 2016-08-01
160317006217 2016-03-17 BIENNIAL STATEMENT 2014-08-01
130108000260 2013-01-08 CERTIFICATE OF AMENDMENT 2013-01-08
121231006030 2012-12-31 BIENNIAL STATEMENT 2012-08-01
121231000651 2012-12-31 CERTIFICATE OF AMENDMENT 2012-12-31
090114002728 2009-01-14 BIENNIAL STATEMENT 2008-08-01
080915000590 2008-09-15 CERTIFICATE OF AMENDMENT 2008-09-15

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
SOUTH CREEK 73619287 1986-09-11 1447625 1987-07-14
Trademark image
Register Principal
Mark Type Trademark
Status The registration has been renewed.
Status Date 2017-08-21
Publication Date 1987-04-21

Mark Information

Mark Literal Elements SOUTH CREEK
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For MENS' AND BOYS' STORM COATS, RAINCOATS, WIND RESISTANT JACKETS [ , SHORTS, SLACKS AND SAFARI SHIRTS ]
International Class(es) 025 - Primary Class
U.S Class(es) 039
Class Status ACTIVE
First Use Aug. 01, 1985
Use in Commerce Aug. 01, 1985

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name S. ROTHSCHILD & CO., INC.
Owner Address 10th Floor 1407 Broadway NEW YORK, NEW YORK UNITED STATES 10018
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name Barry Werbin and Robert S. Broder
Docket Number 04916-0004
Attorney Email Authorized Yes
Attorney Primary Email Address bwerbin@herrick.com
Fax 212.545.3401
Phone 212.592.1418
Correspondent e-mail bwerbin@herrick.com, rbroder@herrick.com
Correspondent Name/Address Barry Werbin and Robert S. Broder, Herrick, Feinstein LLP, 2 Park Avenue, New York, NEW YORK UNITED STATES 10016
Correspondent e-mail Authorized Yes

Prosecution History

Date Description
2023-08-09 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2017-08-21 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2017-08-21 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2017-08-21 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2017-08-21 CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2017-07-11 TEAS SECTION 8 & 9 RECEIVED
2017-07-11 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2016-07-14 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2016-02-25 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2016-02-25 TEAS CHANGE OF OWNER ADDRESS RECEIVED
2010-03-24 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2007-10-20 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2007-10-20 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2007-10-04 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2007-10-12 ASSIGNED TO PARALEGAL
2007-10-04 TEAS SECTION 8 & 9 RECEIVED
2007-09-27 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2007-09-27 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2007-06-22 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2007-06-08 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2007-03-19 CASE FILE IN TICRS
1993-10-18 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1992-10-02 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1987-07-14 REGISTERED-PRINCIPAL REGISTER
1987-04-21 PUBLISHED FOR OPPOSITION
1987-03-21 NOTICE OF PUBLICATION
1986-12-11 APPROVED FOR PUB - PRINCIPAL REGISTER
1986-12-08 EXAMINERS AMENDMENT MAILED
1986-11-14 NON-FINAL ACTION MAILED
1986-10-23 ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location GENERIC WEB UPDATE
Date in Location 2017-08-21
VESTCOAT 73426680 1983-05-19 1447591 1987-07-14
Trademark image
Register Principal
Mark Type Trademark
Status The registration has been renewed.
Status Date 2017-07-15
Publication Date 1987-04-21

Mark Information

Mark Literal Elements VESTCOAT
Standard Character Claim No
Mark Drawing Type 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Design Search Code(s) 03.07.10 - Ewes; Goats; Lambs; Rams; Sheep, 03.07.26 - Costumed cows, buffalo, and other bovines, and those with human attributes, 03.07.29 - Costumed goats and sheep and those with human attributes

Goods and Services

For WOMEN'S COATS MADE IN WHOLE OR IN PART OF WOOL
International Class(es) 025 - Primary Class
U.S Class(es) 039
Class Status ACTIVE
First Use Apr. 21, 1983
Use in Commerce Apr. 21, 1983

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name S. Rothschild & Co., Inc.
Owner Address 1407 Broadway 10th Floor New York, NEW YORK UNITED STATES 10018
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name Barry Werbin and Robert S. Broder
Docket Number 4916-004
Attorney Email Authorized Yes
Attorney Primary Email Address bwerbin@herrick.com
Fax 212.545.3401
Phone 212.592.1418
Correspondent e-mail bwerbin@herrick.com, rbroder@herrick.com
Correspondent Name/Address Barry Werbin and Robert S. Broder, Herrick, Feinstein LLP, 2 Park Avenue, New York, NEW YORK UNITED STATES 10016-9301
Correspondent e-mail Authorized Yes

Prosecution History

Date Description
2023-08-09 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2017-07-16 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2017-07-15 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2017-07-15 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2017-07-12 TEAS SECTION 8 & 9 RECEIVED
2016-07-14 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2016-02-25 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2016-02-25 TEAS CHANGE OF OWNER ADDRESS RECEIVED
2010-03-24 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2008-10-03 NOTICE OF DESIGN SEARCH CODE MAILED
2007-10-15 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2007-10-15 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2007-10-15 ASSIGNED TO PARALEGAL
2007-10-04 TEAS SECTION 8 & 9 RECEIVED
2007-09-27 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2007-09-27 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2007-03-16 CASE FILE IN TICRS
1993-08-10 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1993-05-03 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1987-07-14 REGISTERED-PRINCIPAL REGISTER
1987-04-21 PUBLISHED FOR OPPOSITION
1987-03-21 NOTICE OF PUBLICATION
1987-01-06 APPROVED FOR PUB - PRINCIPAL REGISTER
1986-11-26 CORRESPONDENCE RECEIVED IN LAW OFFICE
1986-05-28 NON-FINAL ACTION MAILED
1986-05-06 ALLOWANCE/COUNT WITHDRAWN
1984-05-03 NON-FINAL ACTION MAILED
1984-03-07 ALLOWANCE/COUNT WITHDRAWN
1984-03-07 EXAMINER'S AMENDMENT MAILED
1984-01-12 ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location GENERIC WEB UPDATE
Date in Location 2017-07-15
IZZI 73314843 1981-06-15 1202844 1982-07-27
Trademark image
Register Principal
Mark Type Trademark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2023-02-10
Publication Date 1982-05-04
Date Cancelled 2023-02-10

Mark Information

Mark Literal Elements IZZI
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For Jackets and Coats
International Class(es) 025 - Primary Class
U.S Class(es) 039
Class Status SECTION 8 - CANCELLED
Basis 1(a)
First Use Jan. 01, 1979
Use in Commerce Jun. 01, 1979

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name S. ROTHSCHILD & CO., INC.
Owner Address 1407 Broadway 10th Floor New York, NEW YORK UNITED STATES 100185793
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name Barry Werbin
Docket Number 04916-004
Attorney Email Authorized Yes
Attorney Primary Email Address bwerbin@herrick.com
Fax 212.545.3401
Phone 212.592.1418
Correspondent e-mail bwerbin@herrick.com
Correspondent Name/Address Barry Werbin, HERRICK, FEINSTEIN LLP, 2 Park Avenue, New York, NEW YORK UNITED STATES 10016-9301
Correspondent e-mail Authorized Yes

Prosecution History

Date Description
2023-08-09 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2023-02-10 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2021-07-27 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2016-02-25 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2016-02-25 TEAS CHANGE OF OWNER ADDRESS RECEIVED
2012-11-21 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2012-11-16 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2012-11-16 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2012-11-16 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2012-07-30 POST REGISTRATION ACTION MAILED - SEC. 8 & 9
2012-07-17 TEAS SECTION 8 & 9 RECEIVED
2010-03-24 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2008-03-27 CASE FILE IN TICRS
2002-06-27 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2002-06-27 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2002-02-07 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1988-05-16 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1987-11-16 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1982-07-27 REGISTERED-PRINCIPAL REGISTER
1982-05-04 PUBLISHED FOR OPPOSITION

TM Staff and Location Information

Current Location POST REGISTRATION
Date in Location 2012-11-16

Date of last update: 18 Jan 2025

Sources: New York Secretary of State