ROCKWELL SECURITIES LLC

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Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	523120
Sponsor’s telephone number	5168089534
Plan sponsor’s address	241 SHOREWARD DR, GREAT NECK, NY, 110212735

Signature of

Role	Plan administrator
Date	2017-06-26
Name of individual signing	DANIEL SAKOL
Role	Employer/plan sponsor
Date	2017-06-26
Name of individual signing	DANIEL SAKOL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2015-01-01
Business code	523120
Sponsor’s telephone number	5168089534
Plan sponsor’s mailing address	241 SHOREWARD DR, GREAT NECK, NY, 110212735
Plan sponsor’s address	241 SHOREWARD DR, GREAT NECK, NY, 110212735

Number of participants as of the end of the plan year

Active participants	2
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	2
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2016-08-02
Name of individual signing	DANIEL SAKOL
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2014-01-01
Business code	523120
Sponsor’s telephone number	2126019980
Plan sponsor’s mailing address	1 PENN PLAZA, NEW YORK, NY, 10119
Plan sponsor’s address	1 PENN PLAZA, NEW YORK, NY, 10119

Number of participants as of the end of the plan year

Active participants	2
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	2
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2016-08-02
Name of individual signing	DANIEL SAKOL
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	523120
Sponsor’s telephone number	2126019950
Plan sponsor’s address	1 PENN PLZ STE 1624, NEW YORK, NY, 101191624

Signature of

Role	Plan administrator
Date	2014-05-22
Name of individual signing	DANIEL SAKOL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	523120
Sponsor’s telephone number	2126019950
Plan sponsor’s address	1 PENN PLZ STE 1624, NEW YORK, NY, 101191624

Signature of

Role	Plan administrator
Date	2013-07-09
Name of individual signing	ROCKWELL SECURITIES

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	523120
Sponsor’s telephone number	2126019950
Plan sponsor’s address	ONE PENN PLAZA, SUITE 1624, NEW YORK, NY, 10119

Plan administrator’s name and address

Administrator’s EIN	205302151
Plan administrator’s name	ROCKWELL SECURITIES LLC
Plan administrator’s address	ONE PENN PLAZA, SUITE 1624, NEW YORK, NY, 10119
Administrator’s telephone number	2126019950

Signature of

Role	Plan administrator
Date	2011-06-22
Name of individual signing	DANIEL SAKOL