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  5. VERTICAL CAPITAL, LLC

VERTICAL CAPITAL, LLC

Company Details

Name: VERTICAL CAPITAL, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Dec 2006 (18 years ago)
Entity Number: 3443999
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: ATTN: KEM BLACKER, 437 MADISON AVE., 19TH FLOOR, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
VERTICAL CAPITAL, LLC 401(K) PLAN 2014 421540933 2015-09-29 VERTICAL CAPITAL, LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s mailing address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Number of participants with account balances as of the end of the plan year 29
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2015-09-29
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-09-29
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
VERTICAL CAPITAL, LLC 401(K) PLAN 2013 421540933 2014-10-15 VERTICAL CAPITAL, LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s mailing address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Number of participants as of the end of the plan year
Active participants 12
Other retired or separated participants entitled to future benefits 14
Number of participants with account balances as of the end of the plan year 26

Signature of
Role Plan administrator
Date 2014-10-15
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-10-15
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
VERTICAL CAPITAL, LLC 401(K) PLAN 2012 421540933 2013-10-10 VERTICAL CAPITAL, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s mailing address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Number of participants as of the end of the plan year
Active participants 10
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 25
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-10-10
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-10
Name of individual signing KEM BLACKER
Valid signature Filed with authorized/valid electronic signature
VERTICAL CAPITAL, LLC 401(K) PLAN 2011 421540933 2012-10-11 VERTICAL CAPITAL, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 421540933
Plan administrator’s name VERTICAL CAPITAL, LLC
Plan administrator’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2127865300

Signature of
Role Plan administrator
Date 2012-10-11
Name of individual signing KEM BLACKER
Role Employer/plan sponsor
Date 2012-10-11
Name of individual signing KEM BLACKER
VERTICAL CAPITAL, LLC 401(K) PLAN 2010 421540933 2011-10-12 VERTICAL CAPITAL, LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 421540933
Plan administrator’s name VERTICAL CAPITAL, LLC
Plan administrator’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2127865300

Signature of
Role Plan administrator
Date 2011-10-12
Name of individual signing KEM BLACKER
Role Employer/plan sponsor
Date 2011-10-12
Name of individual signing KEM BLACKER
VERTICAL CAPITAL, LLC PROFIT SHARING PLAN 2009 421540933 2010-11-22 VERTICAL CAPITAL, LLC 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 421540933
Plan administrator’s name VERTICAL CAPITAL, LLC
Plan administrator’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2127865300

Signature of
Role Plan administrator
Date 2010-11-22
Name of individual signing THOMAS PEARCE
Role Employer/plan sponsor
Date 2010-11-22
Name of individual signing THOMAS PEARCE
VERTICAL CAPITAL, LLC PROFIT SHARING PLAN 2009 421540933 2010-10-07 VERTICAL CAPITAL, LLC 22
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 531390
Sponsor’s telephone number 2127865300
Plan sponsor’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 421540933
Plan administrator’s name VERTICAL CAPITAL, LLC
Plan administrator’s address 437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2127865300

Signature of
Role Plan administrator
Date 2010-10-07
Name of individual signing THOMAS PEARCE
Role Employer/plan sponsor
Date 2010-10-07
Name of individual signing THOMAS PEARCE

DOS Process Agent

Name Role Address
VERTICAL CAPITAL, LLC DOS Process Agent ATTN: KEM BLACKER, 437 MADISON AVE., 19TH FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2012-12-11 2016-12-05 Address ATTN: KEM BLACKER, 437 MADISON AVE., 39TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2006-12-01 2012-12-11 Address ATTN: THOMAS PEARCE, JR., 437 MADISON AVE., 39TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
161205006436 2016-12-05 BIENNIAL STATEMENT 2016-12-01
141202006530 2014-12-02 BIENNIAL STATEMENT 2014-12-01
121211006600 2012-12-11 BIENNIAL STATEMENT 2012-12-01
110429003041 2011-04-29 BIENNIAL STATEMENT 2010-12-01
081230002196 2008-12-30 BIENNIAL STATEMENT 2008-12-01
070611000374 2007-06-11 CERTIFICATE OF PUBLICATION 2007-06-11
061201000124 2006-12-01 APPLICATION OF AUTHORITY 2006-12-01

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 04 Feb 2025

Sources: New York Secretary of State

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