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WATERFALL ASSET MANAGEMENT, LLC

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Company Details

Name: WATERFALL ASSET MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Dec 2004 (21 years ago)
Entity Number: 3453184
ZIP code: 10020
County: New York
Place of Formation: Delaware
Address: 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States, 10020

DOS Process Agent

Name Role Address
WATERFALL ASSET MANAGEMENT, LLC DOS Process Agent 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States, 10020

Form 5500 Series

Employer Identification Number (EIN):
202421778
Plan Year:
2023
Number Of Participants:
111
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
112
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
107
Sponsors Telephone Number:
Plan Year:
2018
Number Of Participants:
103
Sponsors Telephone Number:
Plan Year:
2017
Number Of Participants:
54
Sponsors Telephone Number:

History

Start date End date Type Value
2020-12-04 2024-12-09 Address 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2014-12-08 2020-12-04 Address 1140 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2012-09-21 2014-12-08 Address 1140 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2004-12-01 2012-09-21 Address ATTN: MARTIN D. SASS, 1185 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
241209004173 2024-12-09 BIENNIAL STATEMENT 2024-12-09
221227001825 2022-12-27 BIENNIAL STATEMENT 2022-12-01
201204060549 2020-12-04 BIENNIAL STATEMENT 2020-12-01
181203007631 2018-12-03 BIENNIAL STATEMENT 2018-12-01
161206008041 2016-12-06 BIENNIAL STATEMENT 2016-12-01

Trademarks Section

Serial Number:
98262204
Status:
NOTICE OF ALLOWANCE - ISSUED
Mark Type:
SERVICE MARK
Application Filing Date:
2023-11-09
Mark Drawing Type:
Illustration: Drawing or design without any word(s)/letter(s)/number(s)

Goods And Services

For:
Financial services, namely, asset management services, investment management services, real estate funds investment services, private equity fund investment services, asset advisory services and investment advisory services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87896298
Mark:
WATERFALL
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2018-04-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WATERFALL

Goods And Services

For:
Financial services, namely, asset management services, investment management services, real estate funds investment services, asset advisory services and investment advisory services; none of the foregoing constituting a payment system
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
86222915
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2014-03-17
Mark Drawing Type:
Illustration: Drawing or design without any word(s)/letter(s)/number(s)

Goods And Services

For:
financial services, namely, asset management services, investment management services, asset advisory services and investment advisory services
First Use:
2006-06-30
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
85628481
Mark:
WATERFALL ASSET MANAGEMENT
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2012-05-17
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
WATERFALL ASSET MANAGEMENT

Goods And Services

For:
Financial services, namely, asset management services, investment management services, asset advisory services and investment advisory services
First Use:
2006-06-30
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2018-07-12
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Trademark

Parties

Party Name:
WATERFALL ASSET MANAGEMENT, LLC
Party Role:
Plaintiff
Party Name:
WATERFALL PROPERTIES GROUP, LL
Party Role:
Defendant

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State