| Name: | NINETY ONE NORTH AMERICA, INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 30 Jan 2007 (18 years ago) |
| Entity Number: | 3469829 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, United States, 10022 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1633343 | 65 E 55TH ST, 30TH FLOOR, NEW YORK, NY, 10022 | 65 E 55TH ST, 30TH FLOOR, NEW YORK, NY, 10022 | 917-206-5179 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2024-11-12 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-08-21
| Form type | N-PX |
| File number | 028-16538 |
| Filing date | 2024-08-21 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-07-22
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2024-07-22 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-04-25
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2024-04-25 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-01-31
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2024-01-31 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-10-10
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2023-10-10 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-07-19
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2023-07-19 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-04-28
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2023-04-28 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-07
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2023-02-07 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-15
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2022-08-15 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-04-27
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2022-04-27 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-11
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2022-02-11 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-02
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2021-11-02 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2021-08-12 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-07
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2021-05-07 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-05
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2021-02-05 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2020-11-12 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-20
| Form type | 13F-HR/A |
| File number | 028-16538 |
| Filing date | 2020-08-20 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-08-13
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2020-08-13 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2020-05-12 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-07
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2020-02-07 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-14
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2019-11-14 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-07-30
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2019-07-30 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-04-24
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2019-04-24 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-08
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2019-02-08 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-13
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2018-11-13 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-10
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2018-08-10 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-15
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2018-05-15 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-13
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2018-02-13 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-13
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2017-11-13 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-11
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2017-08-11 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2017-05-12 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-10
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2017-02-10 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-14
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2016-11-14 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-08-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2016-08-12 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-12
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2016-05-12 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-16
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2016-02-16 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-10-30
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2015-10-30 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-11
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2015-08-11 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-14
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2015-05-14 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-13
| Form type | 13F-HR |
| File number | 028-16538 |
| Filing date | 2015-02-13 |
| Reporting date | 2014-12-31 |
| File | View File |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 7FMD0 | Active | Non-Manufacturer | 2015-09-09 | 2024-10-15 | 2029-10-15 | 2025-10-14 | |||||||||||||||||||||
|
|||||||||||||||||||||||||||
| POC | JORDAN L. MILLER |
| Phone | +1 203-218-3475 |
| Address | 65 EAST 55TH STREET, NEW YORK, NY, 10022 3358, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | |
|---|---|
| Vendor Certified | 2024-10-15 |
| CAGE number | KCF84 |
| Company Name | INVESTEC GROUP (U K) PLC |
| CAGE Last Updated | 2022-01-28 |
| List of Offerors (0) | Information not Available |
|---|
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NINETY ONE NORTH AMERICA, INC. 401(K) PROFIT SHARING PLAN TRUST | 2023 | 900948553 | 2024-10-14 | NINETY ONE NORTH AMERICA, INC. | 82 | |||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-10-14 |
| Name of individual signing | KAREN BATTISTON |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-10-14 |
| Name of individual signing | KAREN BATTISTON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-05-20 |
| Business code | 541990 |
| Sponsor’s telephone number | 2128963900 |
| Plan sponsor’s address | PARK AVENUE TOWER, 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2023-09-20 |
| Name of individual signing | KAREN BATTISTON |
| Role | Employer/plan sponsor |
| Date | 2023-09-20 |
| Name of individual signing | KAREN BATTISTON |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-05-20 |
| Business code | 541990 |
| Sponsor’s telephone number | 2128963900 |
| Plan sponsor’s address | PARK AVENUE TOWER, 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2022-09-23 |
| Name of individual signing | KAREN BATTISTON |
| Role | Employer/plan sponsor |
| Date | 2022-09-23 |
| Name of individual signing | KAREN BATTISTON |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-05-20 |
| Business code | 541990 |
| Sponsor’s telephone number | 2128963900 |
| Plan sponsor’s address | PARK AVENUE TOWER, 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2021-03-31 |
| Name of individual signing | KAREN BATTISTON |
| Role | Employer/plan sponsor |
| Date | 2021-03-31 |
| Name of individual signing | KAREN BATTISTON |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-05-20 |
| Business code | 541990 |
| Sponsor’s telephone number | 2128963900 |
| Plan sponsor’s address | 666 FIFTH AVENUE, 37TH FLOOR, NEW YORK, NY, 10103 |
Signature of
| Role | Plan administrator |
| Date | 2020-05-27 |
| Name of individual signing | KAREN BATTISTON |
| Role | Employer/plan sponsor |
| Date | 2020-05-27 |
| Name of individual signing | KAREN BATTISTON |
| Name | Role | Address |
|---|---|---|
| NINETY ONE NORTH AMERICA, INC. | DOS Process Agent | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| SANGEETH SEWNATH | Chief Executive Officer | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2025-01-13 | 2025-01-13 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2023-03-08 | 2023-03-08 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2023-03-08 | 2025-01-13 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2023-03-08 | 2025-01-13 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2021-03-04 | 2023-03-08 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2021-02-23 | 2023-03-08 | Address | 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2019-02-26 | 2021-03-04 | Address | 666 FIFTH AVENUE,, 37TH FLOOR, NEW YORK, NY, 10103, USA (Type of address: Principal Executive Office) |
| 2019-02-26 | 2021-03-04 | Address | 666 FIFTH AVENUE,, 37TH FLOOR, NEW YORK, NY, 10103, USA (Type of address: Chief Executive Officer) |
| 2019-02-26 | 2021-02-23 | Address | 666 FIFTH AVENUE,, 37TH FLOOR, NEW YORK, NY, 10103, USA (Type of address: Service of Process) |
| 2019-02-06 | 2019-02-26 | Address | 666 FIFTH AVENUE 37 FLOOR, NEW YORK, NY, 10103, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 250113000572 | 2025-01-13 | BIENNIAL STATEMENT | 2025-01-13 |
| 230308001477 | 2023-03-08 | BIENNIAL STATEMENT | 2023-01-01 |
| 210304002002 | 2021-03-04 | BIENNIAL STATEMENT | 2021-01-01 |
| 210223000344 | 2021-02-23 | CERTIFICATE OF CHANGE | 2021-02-23 |
| 210223000330 | 2021-02-23 | CERTIFICATE OF AMENDMENT | 2021-02-23 |
| 190226002000 | 2019-02-26 | BIENNIAL STATEMENT | 2019-01-01 |
| 190206000062 | 2019-02-06 | CERTIFICATE OF CHANGE | 2019-02-06 |
| 180312000055 | 2018-03-12 | CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS | 2018-03-12 |
| 150420000563 | 2015-04-20 | CERTIFICATE OF AMENDMENT | 2015-04-20 |
| 130212006295 | 2013-02-12 | BIENNIAL STATEMENT | 2013-01-01 |
| Contract Type | Award or IDV Flag | PIID | Start Date | Current End Date | Potential End Date | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DEFINITIVE CONTRACT | AWARD | PBGC01CT150044 | 2015-09-30 | 2025-09-29 | 2025-09-29 | |||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||
| Obligated Amount | 27358526.33 |
| Current Award Amount | 27358526.33 |
| Potential Award Amount | 27358526.33 |
Description
| Title | THE PURPOSE OF THIS MODIFICATION IS TO CORRECT THE CONTRACT EXPIRATION DATE IN PBGC'S CONTRACT SYSTEM. |
| NAICS Code | 523920: PORTFOLIO MANAGEMENT |
| Product and Service Codes | R710: SUPPORT- MANAGEMENT: FINANCIAL |
Recipient Details
| Recipient | NINETY ONE NORTH AMERICA, INC. |
| UEI | NU1ZXK7GC3N3 |
| Recipient Address | UNITED STATES, 666 5TH AVE 37TH FLR, NEW YORK, NEW YORK, NEW YORK, 101030001 |
Date of last update: 04 Feb 2025
Sources: New York Secretary of State
