THE EFFIE AND LIONS FOUNDATION, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	148 MADISON AVE, 4TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2020-07-10
Name of individual signing	TRACI ALFORD

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	148 MADISON AVE, 4TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2019-10-15
Name of individual signing	TRACI ALFORD

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	148 MADISON AVE, 4TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2018-10-11
Name of individual signing	TRACI ALFORD

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	148 MADISON AVE, 4TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2017-06-29
Name of individual signing	NEAL DAVIES

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	148 MADISON AVE, 4TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2016-05-26
Name of individual signing	NEAL DAVIES

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	116 EAST 27TH ST., 6TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2015-07-13
Name of individual signing	NEAL DAVIES

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2013-07-01
Business code	541910
Sponsor’s telephone number	2129139772
Plan sponsor’s address	116 EAST 27TH ST., 6TH FLOOR, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2014-07-03
Name of individual signing	MARY LEE KEANE

Register	Principal
Mark Type	Service Mark
Status	Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	2020-03-20
Publication Date	1984-09-25
Date Cancelled	2020-03-20

Mark Information

Mark Literal Elements	EFFIE
Standard Character Claim	No
Mark Drawing Type	5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services

For	Entertainment Services-Namely, Presentation of Awards for Excellence in the Field of Advertising
International Class(es)	041 - Primary Class
U.S Class(es)	107
Class Status	SECTION 8 - CANCELLED
First Use	Jun. 30, 1969
Use in Commerce	Jun. 30, 1969

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	EFFIE WORLDWIDE, INC.
Owner Address	148 Madison Avenue, 4th Floor New York, NEW YORK UNITED STATES 10016
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	OLIVER R. CHERNIN
Correspondent Name/Address	OLIVER R CHERNIN, MCLAUGHLIN & STERN LLP, 260 MADISON AVE, NEW YORK, NEW YORK UNITED STATES 10016

Prosecution History

Date	Description
2020-03-20	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2015-08-26	APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2015-08-26	TEAS CHANGE OF OWNER ADDRESS RECEIVED
2010-06-14	CASE FILE IN TICRS
2009-09-16	AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2009-09-09	AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2004-09-19	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2004-09-19	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2004-07-13	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1991-02-09	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1990-11-09	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1984-12-04	REGISTERED-PRINCIPAL REGISTER
1984-09-25	PUBLISHED FOR OPPOSITION
1984-07-24	NOTICE OF PUBLICATION
1984-05-17	APPROVED FOR PUB - PRINCIPAL REGISTER
1984-04-20	CORRESPONDENCE RECEIVED IN LAW OFFICE
1984-03-20	NON-FINAL ACTION MAILED
1984-02-24	ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location	TMEG LAW OFFICE 105
Date in Location	2010-06-15

In Care of Name	% TRACI ALFORD
Group Exemption Number	0000
Subsection	Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation	Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification	Educational Organization, Local Association of Employees, Horticultural Organization, Business League, Voluntary Employees' Beneficiary Association (Govt. Emps.), Mutual Ditch or Irrigation Co., Cemetery Company, Other Mutual Corp. or Assoc.
Deductibility	Contributions are deductible.
Foundation	Organization that normally receives no more than one-third of its support from gross investment income and unrelated business income and at the same time more than one-third of its support from contributions, fees, and gross receipts related to exempt purposes 509(a)(2)
Tax Period	2023-12
Asset	1,000,000 to 4,999,999
Income	5,000,000 to 9,999,999
Filing Requirement	990 (all other) or 990EZ return
PF Filing Requirement	No 990-PF return
Accounting Period	Dec
Asset Amount	4495783
Income Amount	9983020
Form 990 Revenue Amount	9983020
National Taxonomy of Exempt Entities	-
Sort Name	-

Publication 78 Data

Description	Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List	Yes
Deductibility	Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Determination Letter

Final Letter(s)

FinalLetter_20-8875698_EFFIEWORLDWIDEINC_12112009_01.tif FinalLetter_20-8875698_EFFIEWORLDWIDEINC_12112009_02.tif

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	202212
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	202112
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	202006
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	202006
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	201906
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	201806
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	201706
Filing Type	E
Return Type	990
File	View File
Organization Name	EFFIE WORLDWIDE INC
EIN	20-8875698
Tax Period	201606
Filing Type	E
Return Type	990
File	View File

Loan Status Date	2021-05-15
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	363160
Loan Approval Amount (current)	363160
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	223542
Servicing Lender Name	Celtic Bank Corporation
Servicing Lender Address	268 S State St, Ste 300, SALT LAKE CITY, UT, 84111-5314
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	New York, NEW YORK, NY, 10023-6782
Project Congressional District	NY-12
Number of Employees	21
NAICS code	541910
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Non-Profit Organization
Originating Lender ID	223542
Originating Lender Name	Celtic Bank Corporation
Originating Lender Address	SALT LAKE CITY, UT
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	366801.55
Forgiveness Paid Date	2021-04-30