| Name: | PENSERRA SECURITIES LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 27 Feb 2007 (18 years ago) |
| Entity Number: | 3481801 |
| ZIP code: | 12207 |
| County: | Albany |
| Place of Formation: | New York |
| Activity Description: | Penserra provides institutional financial services including global equity trading fixed income trading, investment banking, transition management, ETF special services, corporate stock/debt repurchase, and private placements. |
| Address: | 418 BROADWAY, STE N, ALBANY, NY, United States, 12207 |
Contact Details
Phone +1 800-456-8850
Website http://penserra.com
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | PENSERRA SECURITIES LLC, CONNECTICUT | 1249784 | CONNECTICUT |
| Headquarter of | PENSERRA SECURITIES LLC, ILLINOIS | LLC_03979512 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1420524 | 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 | 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 | 6464590581 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2024-02-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-28
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2022-02-28 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-22
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2021-02-22 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-04
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2020-03-04 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-28
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2019-02-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-03-07
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2016-03-07 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-03
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2015-03-03 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-03
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2015-03-03 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-04-08
| Form type | X-17A-5/A |
| File number | 008-67773 |
| Filing date | 2014-04-08 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-04-07
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2014-04-07 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-11
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2013-03-11 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-11
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2013-03-11 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-03-01
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2012-03-01 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-01
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2012-03-01 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-67773 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-67773 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300WY8ZBI168Y6Z05 | 3481801 | US-NY | GENERAL | ACTIVE | 2007-02-27 | |||||||||||||||||||
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| Legal | C/O FOSTER GARVEY PC, 100 WALL STREET, NEW YORK, US-NY, US, 10005 |
| Headquarters | 4 Orinda Way, Orinda, US-CA, US, 94563 |
Registration details
| Registration Date | 2015-01-08 |
| Last Update | 2024-03-21 |
| Status | ISSUED |
| Next Renewal | 2025-03-31 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 3481801 |
| Name | Role | Address |
|---|---|---|
| NORTHWEST REGISTERED AGENT LLC | DOS Process Agent | 418 BROADWAY, STE N, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| NORTHWEST REGISTERED AGENT LLC | Agent | 418 BROADWAY, STE N, ALBANY, NY, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2019-10-22 | 2024-08-12 | Address | ATTENTION: ANDREW J. GOODMAN, 100 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2014-09-17 | 2019-10-22 | Address | ATTENTION: ANDREW J. GOODMAN, 100 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2012-08-29 | 2014-09-17 | Address | ATTN: SEYMOUR BUCHOIZ, ESQ., 100 WALL STREET 20TH FLR, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2007-02-27 | 2012-08-29 | Address | SEYMOUR H. BUCHOLZ, ESQ., 599 BROADWAY, 8TH FLOOR, NEW YORK, NY, 10012, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240812001535 | 2024-08-09 | CERTIFICATE OF CHANGE BY ENTITY | 2024-08-09 |
| 230206001383 | 2023-02-06 | BIENNIAL STATEMENT | 2023-02-01 |
| 211116002212 | 2021-11-16 | BIENNIAL STATEMENT | 2021-11-16 |
| 191022060134 | 2019-10-22 | BIENNIAL STATEMENT | 2019-02-01 |
| 170203006652 | 2017-02-03 | BIENNIAL STATEMENT | 2017-02-01 |
| 150729006114 | 2015-07-29 | BIENNIAL STATEMENT | 2015-02-01 |
| 140917000464 | 2014-09-17 | CERTIFICATE OF AMENDMENT | 2014-09-17 |
| 130214006109 | 2013-02-14 | BIENNIAL STATEMENT | 2013-02-01 |
| 120829002289 | 2012-08-29 | BIENNIAL STATEMENT | 2011-02-01 |
| 080215000589 | 2008-02-15 | CERTIFICATE OF PUBLICATION | 2008-02-15 |
Date of last update: 03 Feb 2025
Sources: New York Secretary of State
