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  5. ROTH GLOBAL PLASTICS INC.

ROTH GLOBAL PLASTICS INC.

Company Details

Name: ROTH GLOBAL PLASTICS INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 30 Mar 2007 (18 years ago)
Entity Number: 3497441
ZIP code: 13211
County: Onondaga
Place of Formation: Delaware
Principal Address: 1 GENERAL MOTORS DR, SYRACUSE, NY, United States, 13206
Address: PO BOX 245, SYRACUSE, NY, United States, 13211

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2022 208679707 2023-10-16 ROTH GLOBAL PLASTICS, INC. 78
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3155793318
Plan sponsor’s address 268 BELLEW AVE SOUTH, WATERTOWN, NY, 13601

Signature of
Role Plan administrator
Date 2023-10-16
Name of individual signing PLAN SPONSOR
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2021 208679707 2022-07-05 ROTH GLOBAL PLASTICS, INC. 86
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2022-07-05
Name of individual signing HELEN STEWART
Role Employer/plan sponsor
Date 2022-07-05
Name of individual signing HELEN STEWART
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2020 208679707 2021-07-26 ROTH GLOBAL PLASTICS, INC. 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2021-07-26
Name of individual signing JOSEPH A BROWN
Role Employer/plan sponsor
Date 2021-07-26
Name of individual signing JOSEPH A BROWN
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2019 208679707 2020-06-29 ROTH GLOBAL PLASTICS, INC. 70
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2020-06-29
Name of individual signing HELEN STEWART
Role Employer/plan sponsor
Date 2020-06-29
Name of individual signing HELEN STEWART
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2018 208679707 2019-07-15 ROTH GLOBAL PLASTICS, INC. 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2019-07-12
Name of individual signing JOSEPH A BROWN
Role Employer/plan sponsor
Date 2019-07-12
Name of individual signing JOSEPH A BROWN
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2017 208679707 2018-07-01 ROTH GLOBAL PLASTICS, INC. 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2018-06-29
Name of individual signing JOSEPH BROWN
Role Employer/plan sponsor
Date 2018-06-29
Name of individual signing JOSEPH BROWN
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2016 208679707 2017-07-31 ROTH GLOBAL PLASTICS, INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2017-07-28
Name of individual signing JOESPH BROWN
Role Employer/plan sponsor
Date 2017-07-28
Name of individual signing JOESPH BROWN
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2015 208679707 2016-07-28 ROTH GLOBAL PLASTICS, INC. 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2016-07-28
Name of individual signing HELEN STEWART
Role Employer/plan sponsor
Date 2016-07-28
Name of individual signing HELEN STEWART
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2014 208679707 2015-07-20 ROTH GLOBAL PLASTICS, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2015-07-17
Name of individual signing HELEN STEWART
Role Employer/plan sponsor
Date 2015-07-17
Name of individual signing HELEN STEWART
ROTH GLOBAL PLASTICS, INC. 401(K) PROFIT SHARING PLAN 2013 208679707 2014-07-21 ROTH GLOBAL PLASTICS, INC. 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 326100
Sponsor’s telephone number 3154750100
Plan sponsor’s address P.O. BOX 245, SYRACUSE, NY, 13211

Signature of
Role Plan administrator
Date 2014-07-21
Name of individual signing HELEN STEWART
Role Employer/plan sponsor
Date 2014-07-21
Name of individual signing HELEN STEWART

DOS Process Agent

Name Role Address
ROTH GLOBAL PLASTICS INC. DOS Process Agent PO BOX 245, SYRACUSE, NY, United States, 13211

Chief Executive Officer

Name Role Address
JOSEPH BROWN Chief Executive Officer PO BOX 245, SYRACUSE, NY, United States, 13211

History

Start date End date Type Value
2023-03-07 2023-03-07 Address PO BOX 245, SYRACUSE, NY, 13211, USA (Type of address: Chief Executive Officer)
2016-09-21 2023-03-07 Address PO BOX 245, SYRACUSE, NY, 13211, USA (Type of address: Chief Executive Officer)
2016-09-21 2023-03-07 Address PO BOX 245, SYRACUSE, NY, 13211, USA (Type of address: Service of Process)
2009-04-02 2016-09-21 Address PO BOX 345, SYRACUSE, NY, 13211, USA (Type of address: Chief Executive Officer)
2007-03-30 2016-09-21 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230307003468 2023-03-07 BIENNIAL STATEMENT 2023-03-01
210310060676 2021-03-10 BIENNIAL STATEMENT 2021-03-01
190304060301 2019-03-04 BIENNIAL STATEMENT 2019-03-01
170301006466 2017-03-01 BIENNIAL STATEMENT 2017-03-01
160921002022 2016-09-21 BIENNIAL STATEMENT 2015-03-01
090402002261 2009-04-02 BIENNIAL STATEMENT 2009-03-01
070330000537 2007-03-30 APPLICATION OF AUTHORITY 2007-03-30

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
339759417 0215800 2014-05-16 1 GENERAL MOTORS DRIVE, SYRACUSE, NY, 13206
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2014-05-16
Emphasis N: AMPUTATE, P: AMPUTATE
Case Closed 2015-09-17

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19100147 C06 I
Issuance Date 2014-06-02
Abatement Due Date 2014-06-20
Current Penalty 1260.0
Initial Penalty 2100.0
Final Order 2014-06-16
Nr Instances 1
Nr Exposed 3
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.147(c)(6)(i): The employer did not conduct an annual or more frequent inspection of the energy control procedure to ensure that the procedures and requirements of this standard were followed: a) At the establishment, on or about 5/16/14: There were no periodic inspections conducted of the energy control procedures to ensure that the procedures and requirements of the standard were being followed. Employees perform servicing and/or maintenance on various pieces of equipment, including, but not limited to two Rikutec blow molding machines, chiller, grinder, etc. Abatement certification must be submitted for this item.
Citation ID 01002
Citaton Type Serious
Standard Cited 19100157 G02
Issuance Date 2014-06-02
Abatement Due Date 2014-06-20
Current Penalty 1260.0
Initial Penalty 2100.0
Final Order 2014-06-16
Nr Instances 10
Nr Exposed 10
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.157(g)(2): The educational program to familiarize employees with the general principles of fire extinguisher use and the hazards involved with incipient stage fire fighting was not provided to all employees upon initial employment, and at least annually thereafter: a) At the establishment, on or about 5/16/14: Annual training was not provided to employees on the use of fire extinguishers and the hazards involved with incipient stage fire fighting. *ABATEMENT NOTE: By this date the employer must either correct the alleged violation or implement a Fire Safety Policy; as outlined in 29 CFR 1910.38 and 29 CFR 1910.39 which includes the evacuation requirements of 29 CFR 1910.157(b). Abatement certification must be submitted for this item.
Citation ID 01003
Citaton Type Serious
Standard Cited 19100212 A01
Issuance Date 2014-06-02
Abatement Due Date 2014-06-20
Current Penalty 1260.0
Initial Penalty 2100.0
Final Order 2014-06-16
Nr Instances 1
Nr Exposed 2
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.212(a)(1): Machine guarding was not provided to protect operator(s) and other employees from hazard(s) created by unused portion of rotating blade: a) Maintenance Shop, on or about 5/16/14: Unused portion of blade on a DoAll horizontal bandsaw was not guarded on the right side. Abatement certification must be submitted for this item.
Citation ID 02001
Citaton Type Other
Standard Cited 19100178 L04 III
Issuance Date 2014-06-02
Abatement Due Date 2014-06-20
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2014-06-16
Nr Instances 4
Nr Exposed 4
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.178(l)(4)(iii): An evaluation of each powered industrial truck operator's performance was not being conducted at least once every three years: a) At the establishment, on or about 5/16/14: An evaluation of each powered industrial truck operator's performance was not conducted at least once every three years in that the last evaluations conducted were August 10, 2010. Abatement certification must be submitted for this item.
Citation ID 02002
Citaton Type Other
Standard Cited 19100305 G01 IV A
Issuance Date 2014-06-02
Abatement Due Date 2014-06-20
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2014-06-16
Nr Instances 1
Nr Exposed 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.305(g)(1)(iv)(A): Flexible cords and/or cables were used as a substitute for the fixed wiring of a structure: a) Resin Storage Room, on or about 5/16/14: Two extension cords providing current to the M100 weigh blender were being used as permanent wiring. Abatement certification must be submitted for this item.

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2886667208 2020-04-16 0248 PPP 268 Bellew Ave S, WATERTOWN, NY, 13601-2377
Loan Status Date 2021-08-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 308070
Loan Approval Amount (current) 308070
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Unanswered
Project Address WATERTOWN, JEFFERSON, NY, 13601-2377
Project Congressional District NY-24
Number of Employees 22
NAICS code 326199
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 311977.85
Forgiveness Paid Date 2021-08-04

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Related by address

1 GENERAL MOTORS DR, SYRACUSE, NY, United States, 13206

R&D ALUMINUM FABRICATORS, INC. RESOLUTION X, LLC ROTH INDUSTRIES NORTH AMERICA INC.

PO BOX 245, SYRACUSE, NY, United States, 13211

ROTH INDUSTRIES INC.

Date of last update: 28 Mar 2025

Sources: New York Secretary of State

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