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TWS FINANCIAL LLC

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Company Details

Name: TWS FINANCIAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 25 Apr 2007 (18 years ago)
Entity Number: 3508055
ZIP code: 10022
County: Kings
Place of Formation: Delaware
Address: ATT: ANN GILL, ESQ., 875 THIRD AVENUE, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
THELEN REID BROWN RAYMAN & STEINER LLP DOS Process Agent ATT: ANN GILL, ESQ., 875 THIRD AVENUE, NEW YORK, NY, United States, 10022

Form 5500 Series

Employer Identification Number (EIN):
030493609
Plan Year:
2013
Number Of Participants:
9
Sponsors Telephone Number:
Plan Year:
2013
Number Of Participants:
9
Sponsors Telephone Number:
Plan Year:
2012
Number Of Participants:
11
Sponsors Telephone Number:
Plan Year:
2011
Number Of Participants:
9
Sponsors Telephone Number:
Plan Year:
2010
Number Of Participants:
10
Sponsors Telephone Number:

Filings

Filing Number Date Filed Type Effective Date
070712001105 2007-07-12 CERTIFICATE OF PUBLICATION 2007-07-12
070514001100 2007-05-14 CERTIFICATE OF CHANGE 2007-05-14
070425000413 2007-04-25 APPLICATION OF AUTHORITY 2007-04-25

Court Cases

Court Case Summary

Filing Date:
2013-05-23
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
SECURITIES INVESTOR PROTECTION
Party Role:
Plaintiff
Party Name:
TWS FINANCIAL LLC
Party Role:
Defendant

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State