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  5. SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, INC.

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, INC.

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Company Details

Name: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, INC.
Jurisdiction: New York
Legal type: FOREIGN NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 27 Apr 2007 (18 years ago)
Entity Number: 3509558
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
5XPU4
Status:
Obsolete
Type:
Non-Manufacturer
CAGE Update Date:
2024-03-02
CAGE Expiration:
2022-02-15

Contact Information

POC:
NAM K KIM
Phone:
+1 212-313-1371

Form 5500 Series

Employer Identification Number (EIN):
320178959
Plan Year:
2011
Number Of Participants:
155
Sponsors Telephone Number:
2123131269
File:
View File
Plan Year:
2010
Number Of Participants:
189
Sponsors Telephone Number:
2123131218
File:
View File
Plan Year:
2010
Number Of Participants:
189
Sponsors Telephone Number:
2123131218
Plan Year:
2010
Number Of Participants:
305
Sponsors Telephone Number:
2123131200
File:
View File
Plan Year:
2010
Number Of Participants:
305
Sponsors Telephone Number:
2123131200

History

Start date End date Type Value
2007-04-27 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-46782 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
070427000797 2007-04-27 APPLICATION OF AUTHORITY 2007-04-27

USAspending Awards / Contracts

Procurement Instrument Identifier:
TDOOFR15F0004
Link:
View Award on USAspending website
Award Or Idv Flag:
AWARD
Award Type:
PO
Action Obligation:
5000.00
Base And Exercised Options Value:
5000.00
Base And All Options Value:
0.00
Awarding Agency Name:
Department of the Treasury
Performance Start Date:
2015-04-01
Description:
SIFMA BROKER DEALER DATA
Naics Code:
519130: INTERNET PUBLISHING AND BROADCASTING AND WEB SEARCH PORTALS
Product Or Service Code:
7630: NEWSPAPERS AND PERIODICALS

Trademarks Section

Serial Number:
90291453
Mark:
SIFMAINVEST!
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2020-10-31
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SIFMAINVEST!
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Educational services, namely, conducting classes, seminars, workshops, online displays and interactive exhibits in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, and financial markets and distribution of course and educational materials in connection therewith
First Use:
2021-02-19
International Classes:
041 - Primary Class
Class Status:
Active
Serial Number:
86680546
Mark:
KEEP RETIREMENT OPEN
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2015-07-01
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
KEEP RETIREMENT OPEN
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Lobbying services, namely, promoting the interests of its members which are securities firms, banks and asset managers that underwrite, trade or invest in securities in the fields of legislation and regulation
First Use:
2015-06-29
International Classes:
035 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
86314295
Mark:
PROJECT: INVESTED
Status:
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2014-06-19
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
PROJECT: INVESTED
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications in the nature of newsletters, database reports and brochures in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, financial markets, economy, and economic matters
First Use:
2015-08-19
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed matter, namely, journals, newsletters, database reports and brochures for securities firms, banks and asset managers that underwrite, trade or invest in debt securities and for other financial market participants
First Use:
2015-08-19
International Classes:
016 - Primary Class
Class Status:
Active
For:
Association services, namely, promoting the interests and objectives of its members which are securities firms, banks and asset managers that underwrite, trade or invest in debt securities
First Use:
2015-08-19
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
86079270
Mark:
HELPING AMERICANS SUCCEED. HELPING MAIN STREET PROSPER.
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2013-10-01
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
HELPING AMERICANS SUCCEED. HELPING MAIN STREET PROSPER.
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Educational services, namely, conducting conferences in the field of securities and financial markets; Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities,...
International Classes:
041 - Primary Class
Class Status:
Active
For:
Downloadable electronic publications in the nature of newsletters, database reports and brochures in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, financial markets, economy, and economic matters
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed matter, namely, journals, newsletters, database reports and brochures for securities firms, banks and asset managers that underwrite, trade or invest in debt securities and for other financial market participants
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial information provided by electronic means to securities firms, banks and asset managers that underwrite, trade or invest in debt securities and to other financial market participants
International Classes:
036 - Primary Class
Class Status:
Active
For:
Association services, namely, promoting the interests and objectives of its members which are securities firms, banks and asset managers that underwrite, trade or invest in debt securities
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
85634934
Mark:
SIFMA
Status:
REGISTERED AND RENEWED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2012-05-24
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
SIFMA
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Educational services, namely, conducting conferences in the field of securities and financial markets; Educational services, namely, conducting classes, seminars, conferences, workshops and online exhibitions, displays and interactive exhibits in the field of finance, investments, loans, securities,...
First Use:
2010-11-01
International Classes:
041 - Primary Class
Class Status:
Active
For:
Downloadable electronic publications in the nature of newsletters, database reports and brochures in the field of finance, investments, loans, securities, bonds, stocks, mutual funds, financial markets, economy, and economic matters
First Use:
2010-11-01
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed matter, namely, journals, newsletters, database reports and brochures for securities firms, banks and asset managers that underwrite, trade or invest in debt securities and for other financial market participants
First Use:
2010-11-01
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial information provided by electronic means to securities firms, banks and asset managers that underwrite, trade or invest in debt securities and to other financial market participants
First Use:
2010-11-01
International Classes:
036 - Primary Class
Class Status:
Active
For:
Association services, namely, promoting the interests and objectives of its members which are securities firms, banks and asset managers that underwrite, trade or invest in debt securities
First Use:
2010-11-01
International Classes:
035 - Primary Class
Class Status:
Active

Tax Exempt

Employer Identification Number (EIN) :
32-0178959
In Care Of Name:
% DARRAH RAFFERTY
Classification:
Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Ruling Date:
2008-04
National Taxonomy Of Exempt Entities:
Community Improvement, Capacity Building: Business and Industry

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Related by address

28 LIBERTY ST., NEW YORK, NY, United States, 10005

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State

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