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HERON FINANCIAL GROUP, LLC

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Company Details

Name: HERON FINANCIAL GROUP, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 05 Jun 2007 (18 years ago)
Date of dissolution: 02 Nov 2023
Entity Number: 3526826
ZIP code: 10005
County: New York
Place of Formation: New York
Address: 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001803648
Phone:
800-994-3766

Latest Filings

Form type:
13F-HR
File number:
028-20134
Filing date:
2023-08-10
File:
Form type:
13F-HR
File number:
028-20134
Filing date:
2023-04-19
File:
Form type:
13F-HR
File number:
028-20134
Filing date:
2023-02-14
File:
Form type:
13F-HR
File number:
028-20134
Filing date:
2022-10-27
File:
Form type:
13F-HR
File number:
028-20134
Filing date:
2022-07-29
File:

Form 5500 Series

Employer Identification Number (EIN):
640963720
Plan Year:
2022
Number Of Participants:
5
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
6
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
7
Sponsors Telephone Number:
Plan Year:
2018
Number Of Participants:
7
Sponsors Telephone Number:
Plan Year:
2017
Number Of Participants:
6
Sponsors Telephone Number:

History

Start date End date Type Value
2007-06-05 2023-04-19 Address WOLF,BLOCK,SCHORR & SOLIS ETAL, 250 PARK AVENUE 10TH FLOOR, NEW YORK, NY, 10177, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
231102002623 2023-11-01 CERTIFICATE OF MERGER 2023-11-01
230419001294 2023-04-18 CERTIFICATE OF CHANGE BY ENTITY 2023-04-18
221205001688 2022-12-05 BIENNIAL STATEMENT 2021-06-01
070912000256 2007-09-12 CERTIFICATE OF PUBLICATION 2007-09-12
070605000937 2007-06-05 ARTICLES OF ORGANIZATION 2007-06-05

USAspending Awards / Financial Assistance

Date:
2020-05-30
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO PROVIDE LOANS TO RESTORE AS NEARLY AS POSSIBLE THE VICTIMS OF ECONOMIC INJURY TYPE DISASTERS TO PRE-DISASTER CONDITIONS
Obligated Amount:
0.00
Face Value Of Loan:
150000.00
Total Face Value Of Loan:
150000.00
Date:
2020-05-19
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
103115.00
Total Face Value Of Loan:
103115.00

Trademarks Section

Serial Number:
87624290
Mark:
HERON WEALTH
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2017-09-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
HERON WEALTH

Goods And Services

For:
Estate planning; financial planning; financial planning and investment advisory services; financial planning for retirement; investment management; financial services, namely, wealth management services
First Use:
2017-01-15
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
87499562
Mark:
HERON WEALTH
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2017-06-21
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
HERON WEALTH

Goods And Services

For:
Estate planning; Financial planning; Financial planning and investment advisory services; Financial planning for retirement; Investment management; Financial services, namely, wealth management services
First Use:
2017-01-15
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Paycheck Protection Program

Jobs Reported:
4
Initial Approval Amount:
$103,115
Date Approved:
2020-05-19
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$103,115
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$105,889.22
Servicing Lender:
Fed � Kabbage
Use of Proceeds:
Payroll: $103,115

Court Cases

Court Case Summary

Filing Date:
2021-04-21
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Americans with Disabilities Act - Other

Parties

Party Name:
THORNE
Party Role:
Plaintiff
Party Name:
HERON FINANCIAL GROUP, LLC
Party Role:
Defendant
Party Name:
Party Role:
Plaintiff

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State