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BROADRIDGE FINANCIAL SOLUTIONS, INC.

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Company Details

Name: BROADRIDGE FINANCIAL SOLUTIONS, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 13 Jun 2007 (18 years ago)
Entity Number: 3530595
ZIP code: 07102
County: New York
Place of Formation: Delaware
Address: 2 Gateway Center, 283-299 Market Street, Newark, NJ, United States, 07102
Principal Address: ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, United States, 07102

Contact Details

Phone +1 800-353-0103

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 2 Gateway Center, 283-299 Market Street, Newark, NJ, United States, 07102

Chief Executive Officer

Name Role Address
LAURA MATLIN Chief Executive Officer ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, United States, 07102

Unique Entity ID

A UEI is a government-provided number, like a tax ID number, that’s used to identify businesses eligible for federal grants, awards and contracts.

Note: In April 2022, the federal government replaced its old identifier of choice, the Data Universal Numbering System (DUNS) number, with a government-issued UEI. Now all the federal government’s Integrated Award Environment systems use UEI numbers instead of DUNS numbers. So any entity doing business with the federal government must register for a UEI.

CAGE Code:
77XQ5
UEI Expiration Date:
2015-09-17

Business Information

Activation Date:
2014-09-19
Initial Registration Date:
2014-09-17

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
77XQ5
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2024-09-25
CAGE Expiration:
2029-09-25
SAM Expiration:
2025-09-23

Contact Information

POC:
CAITLIN CONNOLLY
Corporate URL:
https://www.broadridge.com

History

Start date End date Type Value
2025-06-02 2025-06-02 Address ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2023-06-27 2025-06-02 Address 2 Gateway Center, 283-299 Market Street, Newark, NJ, 07102, USA (Type of address: Service of Process)
2023-06-27 2023-06-27 Address ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2023-06-27 2025-06-02 Address ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2021-06-07 2023-06-27 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250602006406 2025-06-02 BIENNIAL STATEMENT 2025-06-02
230627000150 2023-06-27 BIENNIAL STATEMENT 2023-06-01
210607061292 2021-06-07 BIENNIAL STATEMENT 2021-06-01
190603063134 2019-06-03 BIENNIAL STATEMENT 2019-06-01
190225001181 2019-02-25 CERTIFICATE OF CHANGE 2019-02-25

USAspending Awards / Contracts

Procurement Instrument Identifier:
50310218P0086
Award Or Idv Flag:
AWARD
Award Type:
PURCHASE ORDER
Action Obligation:
139155.00
Base And Exercised Options Value:
139155.00
Base And All Options Value:
707310.00
Awarding Agency Name:
Securities and Exchange Commission
Performance Start Date:
2018-09-27
Description:
IGF::OT::IGF INVESTMENT MANAGERS AND PENSION FUNDS CONSULTANTS DATA
Naics Code:
518210: DATA PROCESSING, HOSTING, AND RELATED SERVICES
Product Or Service Code:
D317: IT AND TELECOM- WEB-BASED SUBSCRIPTION
Procurement Instrument Identifier:
SECHQ115P0155
Award Or Idv Flag:
AWARD
Award Type:
PURCHASE ORDER
Action Obligation:
108000.00
Base And Exercised Options Value:
108000.00
Base And All Options Value:
324000.00
Awarding Agency Name:
Securities and Exchange Commission
Performance Start Date:
2015-09-27
Description:
ACQUIRE ACCESS TO MARKETPLACE DATA IGF::OT::IGF FOR OTHER FUNCTIONS
Naics Code:
518210: DATA PROCESSING, HOSTING, AND RELATED SERVICES
Product Or Service Code:
D317: IT AND TELECOM- WEB-BASED SUBSCRIPTION

Trademarks Section

Serial Number:
99254668
Mark:
IPO COMPASS
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-06-26
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
IPO COMPASS

Goods And Services

For:
Transfer agency services rendered to issuers of investment securities
International Classes:
036 - Primary Class
Class Status:
Active
For:
Regulatory submission management, namely, assisting others in preparing and filing documents with governmental regulatory bodies; Providing a secured access database via the Internet through which documents and images can be viewed, copied, and printed for purposes of conducting corporate transactio...
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
98111917
Mark:
OPSGPT
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2023-08-01
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
OPSGPT

Goods And Services

For:
Financial evaluation, tracking, processing, analysis, forecasting, consultancy, capacity optimization, advisory, research, settlement, and exception management services relating to securities, assets and other financial instruments; financial data analysis; front-to-back trade lifecycle management s...
First Use:
2024-01-11
International Classes:
036 - Primary Class
Class Status:
Active
For:
Computer software platform provided on a software as service (SaaS) basis leveraging artificial intelligence to increase operations velocity and efficiency for securities, assets and other financial instruments trading, processing and settlements
First Use:
2024-01-11
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
97917379
Mark:
BONDGPT
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2023-05-02
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BONDGPT

Goods And Services

For:
Computer software platform provided on a software as a service (SaaS) basis using artificial intelligence to identify patterns of bond and securities trading activity
First Use:
2023-06-08
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
97235017
Mark:
BROADRIDGE TRADEARC
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-01-24
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BROADRIDGE TRADEARC

Goods And Services

For:
Securities brokerage services, namely, securities transaction processing and clearing services
International Classes:
036 - Primary Class
Class Status:
Active
For:
Platform as a service (PAAS) featuring computer software platforms used for securities transaction processing and clearing services and enabling financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications, ident...
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
90638260
Mark:
BROADRIDGE FLUENT
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-04-12
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BROADRIDGE FLUENT

Goods And Services

For:
Platform as a service (PaaS) featuring computer software platforms for enabling financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications
International Classes:
042 - Primary Class
Class Status:
Active

OSHA's Inspections within Industry

Inspection Summary

Date:
2019-06-28
Type:
Referral
Address:
300 EXECUTIVE DRIVE, BRENTWOOD, NY, 11717
Safety Health:
Safety
Scope:
Partial

Inspection Summary

Date:
2018-03-30
Type:
Referral
Address:
51 MERCEDES WAY, EDGEWOOD, NY, 11717
Safety Health:
Safety
Scope:
Partial

Motor Carrier Census

Carrier Operation:
Intrastate Non-Hazmat
Fax:
(631) 274-8251
Add Date:
2005-03-29
Operation Classification:
Private(Property)
power Units:
2
Drivers:
2
Inspections:
0
FMCSA Link:

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State