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BROADRIDGE FINANCIAL SOLUTIONS, INC.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

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Company Details

Name:	BROADRIDGE FINANCIAL SOLUTIONS, INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	13 Jun 2007 (18 years ago)
Entity Number:	3530595
ZIP code:	07102
County:	New York
Place of Formation:	Delaware
Address:	2 Gateway Center, 283-299 Market Street, Newark, NJ, United States, 07102
Principal Address:	ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, United States, 07102

Contact Details

Phone +1 800-353-0103

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	2 Gateway Center, 283-299 Market Street, Newark, NJ, United States, 07102

Chief Executive Officer

Name	Role	Address
LAURA MATLIN	Chief Executive Officer	ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, United States, 07102

Unique Entity ID

CAGE Code:

77XQ5

UEI Expiration Date:

2015-09-17

Business Information

URL:

HTTPS://WWW.BROADRIDGE.COM

Activation Date:

2014-09-19

Initial Registration Date:

2014-09-17

Commercial and government entity program

CAGE number:

77XQ5

Status:

Active

Type:

Non-Manufacturer

CAGE Update Date:

2024-09-25

CAGE Expiration:

2029-09-25

SAM Expiration:

2025-09-23

Contact Information

POC:

CAITLIN CONNOLLY

Corporate URL:

https://www.broadridge.com

History

Start date	End date	Type	Value
2025-06-02	2025-06-02	Address	ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2023-06-27	2025-06-02	Address	2 Gateway Center, 283-299 Market Street, Newark, NJ, 07102, USA (Type of address: Service of Process)
2023-06-27	2023-06-27	Address	ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2023-06-27	2025-06-02	Address	ATTN: TAX DEPT, 2 GATEWAY CENTER, NEWARK, NJ, 07102, USA (Type of address: Chief Executive Officer)
2021-06-07	2023-06-27	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
250602006406	2025-06-02	BIENNIAL STATEMENT	2025-06-02
230627000150	2023-06-27	BIENNIAL STATEMENT	2023-06-01
210607061292	2021-06-07	BIENNIAL STATEMENT	2021-06-01
190603063134	2019-06-03	BIENNIAL STATEMENT	2019-06-01
190225001181	2019-02-25	CERTIFICATE OF CHANGE	2019-02-25

USAspending Awards / Contracts

Procurement Instrument Identifier:

50310218P0086

Link:

View Award on USAspending website

Award Or Idv Flag:

AWARD

Award Type:

PURCHASE ORDER

Action Obligation:

139155.00

Base And Exercised Options Value:

139155.00

Base And All Options Value:

707310.00

Awarding Agency Name:

Securities and Exchange Commission

Performance Start Date:

2018-09-27

Description:

IGF::OT::IGF INVESTMENT MANAGERS AND PENSION FUNDS CONSULTANTS DATA

Naics Code:

518210: DATA PROCESSING, HOSTING, AND RELATED SERVICES

Product Or Service Code:

D317: IT AND TELECOM- WEB-BASED SUBSCRIPTION

Procurement Instrument Identifier:

SECHQ115P0155

Link:

View Award on USAspending website

Award Or Idv Flag:

AWARD

Award Type:

PURCHASE ORDER

Action Obligation:

108000.00

Base And Exercised Options Value:

108000.00

Base And All Options Value:

324000.00

Awarding Agency Name:

Securities and Exchange Commission

Performance Start Date:

2015-09-27

Description:

ACQUIRE ACCESS TO MARKETPLACE DATA IGF::OT::IGF FOR OTHER FUNCTIONS

Naics Code:

518210: DATA PROCESSING, HOSTING, AND RELATED SERVICES

Product Or Service Code:

D317: IT AND TELECOM- WEB-BASED SUBSCRIPTION

Trademarks Section

Serial Number:

77109693

Mark:

BROADRIDGE ACCURATE | DEPENDABLE | EFFICIENT

Status:

ABANDONED - NO STATEMENT OF USE FILED

Mark Type:

SERVICE MARK

Application Filing Date:

2007-02-16

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

BROADRIDGE ACCURATE | DEPENDABLE | EFFICIENT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial services, namely, providing securities brokerage services, namely, securities transaction processing and correspondent clearing services, contacting investors regarding securities transactions, namely transaction reporting.

International Classes:

036 - Primary Class

Class Status:

Active

For:

Computer software design; installation of computer software; updating of computer software; technical consultancy in the field of electronic data processing.

International Classes:

042 - Primary Class

Class Status:

Active

Serial Number:

77086420

Mark:

BROADRIDGE, ACCURATE, DEPENDABLE, EFFICIENT

Status:

ABANDONED - NO STATEMENT OF USE FILED

Mark Type:

TRADEMARK, SERVICE MARK

Application Filing Date:

2007-01-19

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

BROADRIDGE, ACCURATE, DEPENDABLE, EFFICIENT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Computer software allowing user interface to receive and execute proxy votes

International Classes:

009 - Primary Class

Class Status:

Active

For:

Business management and consultation services, namely, managing and processing shareholder proxy voting

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

77084620

Mark:

BROADRIDGE FOCUSED | DEPENDABLE | EXPERIENCED

Status:

ABANDONED - NO STATEMENT OF USE FILED

Mark Type:

TRADEMARK, SERVICE MARK

Application Filing Date:

2007-01-17

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

BROADRIDGE FOCUSED | DEPENDABLE | EXPERIENCED

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Computer software allowing user interface to receive and execute proxy votes

International Classes:

009 - Primary Class

Class Status:

Active

For:

Business management and consultation services, namely, managing and processing shareholder proxy voting

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

99254668

Mark:

IPO COMPASS

Status:

NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER

Mark Type:

SERVICE MARK

Application Filing Date:

2025-06-26

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

IPO COMPASS

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Transfer agency services rendered to issuers of investment securities

International Classes:

036 - Primary Class

Class Status:

Active

For:

Regulatory submission management, namely, assisting others in preparing and filing documents with governmental regulatory bodies; Providing a secured access database via the Internet through which documents and images can be viewed, copied, and printed for purposes of conducting corporate transactio...

International Classes:

035 - Primary Class

Class Status:

Active

Serial Number:

98111917

Mark:

OPSGPT

Status:

REGISTERED

Mark Type:

SERVICE MARK

Application Filing Date:

2023-08-01

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

OPSGPT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial evaluation, tracking, processing, analysis, forecasting, consultancy, capacity optimization, advisory, research, settlement, and exception management services relating to securities, assets and other financial instruments; financial data analysis; front-to-back trade lifecycle management s...

First Use:

2024-01-11

International Classes:

036 - Primary Class

Class Status:

Active

For:

Computer software platform provided on a software as service (SaaS) basis leveraging artificial intelligence to increase operations velocity and efficiency for securities, assets and other financial instruments trading, processing and settlements

First Use:

2024-01-11

International Classes:

042 - Primary Class

Class Status:

Active

OSHA's Inspections within Industry

Inspection Summary

Date:

2019-06-28

Type:

Referral

Address:

300 EXECUTIVE DRIVE, BRENTWOOD, NY, 11717

Safety Health:

Safety

Scope:

Partial

Inspection Summary

Date:

2018-03-30

Type:

Referral

Address:

51 MERCEDES WAY, EDGEWOOD, NY, 11717

Safety Health:

Safety

Scope:

Partial

Motor Carrier Census

Carrier Operation:

Intrastate Non-Hazmat

Phone:

(631) 274-8278

Fax:

(631) 274-8251

Email:

RAMLAL.MOONILAL@BROADRIDGE.COM

Add Date:

2005-03-29

Operation Classification:

Private(Property)

power Units:

Drivers:

Inspections:

FMCSA Link:

View on FMCSA website

Court Cases

Court Case Summary

Filing Date:

2022-12-22

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Other Contract Actions

Parties

Party Name:

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Party Role:

Plaintiff

Party Name:

SCHAFFER & CO., INC.

Party Role:

Defendant

Court Case Summary

Filing Date:

2015-06-25

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Other Contract Actions

Parties

Party Name:

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Party Role:

Plaintiff

Party Name:

CNBS, LLC

Party Role:

Defendant

Court Case Summary

Filing Date:

2013-02-05

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Plaintiff demands jury

Nature Of Suit:

Other Labor Litigation

Parties

Party Name:

THE KANOWITZ COMPANY, INC.

Party Role:

Plaintiff

Party Name:

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Party Role:

Defendant

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Is this your business?

Company Details

DOS Process Agent

Chief Executive Officer

Unique Entity ID

Business Information

Commercial and government entity program

Contact Information

History

Filings

USAspending Awards / Contracts

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

OSHA's Inspections within Industry

Inspection Summary

Inspection Summary

Motor Carrier Census

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

Court Case Summary

Parties

Reviews Leave a review

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