QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC

Agent

Name	Role
REGISTERED AGENT REVOKED	Agent

DOS Process Agent

Name	Role	Address
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC	DOS Process Agent	ATT: CORPORATE LEGAL 11TH FL, 100 INTERNATIONAL DRIVE, BALTIMORE, MD, United States, 21202

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2009-09-29	2015-06-16	Address	ATT: CORPORATE LEGAL KIM HILL, 100 INTERNATIONAL DRIVE, BALTIMORE, MD, 21202, USA (Type of address: Service of Process)
2009-07-16	2010-05-07	Address	875 AVENUE OF THE AMERICAS, SUITE 501, NEW YORK, NY, 10001, USA (Type of address: Registered Agent)
2009-07-16	2009-09-29	Address	ATTN: CORPORATE LEGAL, 100 LIGHT STREET, BALTIMORE, MD, 21202, USA (Type of address: Service of Process)
2007-06-25	2009-07-16	Address	875 AVENUE OF AMERICAS STE 501, NEW YORK, NY, 10001, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
160512000022	2016-05-12	CERTIFICATE OF TERMINATION	2016-05-12
150616006039	2015-06-16	BIENNIAL STATEMENT	2015-06-01
140804000203	2014-08-04	CERTIFICATE OF AMENDMENT	2014-08-04
130606006476	2013-06-06	BIENNIAL STATEMENT	2013-06-01
110706002062	2011-07-06	BIENNIAL STATEMENT	2011-06-01