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SPARTAN CAPITAL SECURITIES, LLC

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Company Details

Name: SPARTAN CAPITAL SECURITIES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 26 Jun 2007 (18 years ago)
Entity Number: 3536126
ZIP code: 10006
County: New York
Place of Formation: New York
Address: ATT: CHIEF OPERATING OFFICER, 45 BROADWAY 9TH FLR, NEW YORK, NY, United States, 10006

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent ATT: CHIEF OPERATING OFFICER, 45 BROADWAY 9TH FLR, NEW YORK, NY, United States, 10006

Links between entities

Type:
Headquarter of
Company Number:
M13000006212
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001423881
Phone:
212-293-0123

Latest Filings

Form type:
SC 13G
Filing date:
2024-11-19
File:
Form type:
X-17A-5/A
File number:
008-67801
Filing date:
2024-05-20
File:
Form type:
X-17A-5
File number:
008-67801
Filing date:
2024-05-14
File:
Form type:
X-17A-5
File number:
008-67801
Filing date:
2023-06-07
File:
Form type:
X-17A-5
File number:
008-67801
Filing date:
2022-06-08
File:

Form 5500 Series

Employer Identification Number (EIN):
260491509
Plan Year:
2023
Number Of Participants:
30
Sponsors Telephone Number:
Plan Year:
2023
Number Of Participants:
11
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
11
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
25
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
13
Sponsors Telephone Number:

History

Start date End date Type Value
2008-06-18 2013-06-20 Address ATT: CHIEF OPERATING OFFICER, 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2007-06-26 2008-06-18 Address ATTN: BRIAN C. DAUGHNEY, ESQ., 370 LEXINGTON AVENUE 19TH FL, NEW YORK, NY, 10017, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130620002444 2013-06-20 BIENNIAL STATEMENT 2013-06-01
110630002374 2011-06-30 BIENNIAL STATEMENT 2011-06-01
090605002806 2009-06-05 BIENNIAL STATEMENT 2009-06-01
090402000190 2009-04-02 CERTIFICATE OF AMENDMENT 2009-04-02
080618000138 2008-06-18 CERTIFICATE OF CHANGE 2008-06-18

Trademarks Section

Serial Number:
90017919
Mark:
OUR TEAM OR NO TEAM
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2020-06-24
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
OUR TEAM OR NO TEAM

Goods And Services

For:
Financial services, namely, securities brokerage services, investment banking services and wealth management services
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-05-04
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
20833
Current Approval Amount:
20833
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
21088.13

Court Cases

Court Case Summary

Filing Date:
2024-09-11
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
SQUAREX PHARMACEUTICAL CORPORA
Party Role:
Plaintiff
Party Name:
SPARTAN CAPITAL SECURITIES, LLC
Party Role:
Defendant

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Date of last update: 28 Mar 2025

Sources: New York Secretary of State