PRIME BROKERAGE INC
Share on:
| Name: | PRIME BROKERAGE INC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 31 Jul 2007 (18 years ago) |
| Entity Number: | 3550229 |
| ZIP code: | 11003 |
| County: | Nassau |
| Place of Formation: | New York |
| Address: | 475 HEMPSTEAD TPKE, ELMONT, NY, United States, 11003 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| Name | Role | Address |
|---|---|---|
| THE CORPORATION | DOS Process Agent | 475 HEMPSTEAD TPKE, ELMONT, NY, United States, 11003 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 070731000927 | 2007-07-31 | CERTIFICATE OF INCORPORATION | 2007-07-31 |
| Fee Sequence Id | Fee type | Status | Date | Amount | Description |
|---|---|---|---|---|---|
| 3066017 | CL VIO | INVOICED | 2019-07-25 | 260 | CL - Consumer Law Violation |
| 3066018 | OL VIO | INVOICED | 2019-07-25 | 2165 | OL - Other Violation |
| 3035301 | CL VIO | CREDITED | 2019-05-15 | 350 | CL - Consumer Law Violation |
| 3035302 | OL VIO | CREDITED | 2019-05-15 | 3250 | OL - Other Violation |
| 2993478 | OL VIO | CREDITED | 2019-03-01 | 2200 | OL - Other Violation |
| 2993477 | CL VIO | CREDITED | 2019-03-01 | 262.5 | CL - Consumer Law Violation |
| 2789753 | OL VIO | INVOICED | 2018-05-14 | 250 | OL - Other Violation |
| 2775869 | OL VIO | CREDITED | 2018-04-13 | 1375 | OL - Other Violation |
| 48404 | OL VIO | INVOICED | 2005-03-29 | 600 | OL - Other Violation |
| 44871 | CL VIO | INVOICED | 2005-03-22 | 750 | CL - Consumer Law Violation |
| Date | Outcome | Charge | Charge count | Counts sellted | Counts guilty | Counts not guilty |
|---|---|---|---|---|---|---|
| 2019-02-04 | Hearing Decision | Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer or agent will not represent taxpayer at an audit | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | IDENTIFICATION/QUALIFICATIONS OF TAX PREPARER SIGN IS POSTED BUT SIGN IS NOT POSTED PROMINENTLY AND CONSPICUOUSLY AT PUBLIC ENTRANCE TO BUSINESS PREMISES OR IN IMMEDIATE AREA WHERE CONSUMERS ARRIVE AND ARE MET | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | FEES SIGN DOESN'T DISCLOSE THE AMOUNT OF THE MINIMUM FEE, IF BUSINESS CHARGES A MINIMUM FEE | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer and taxpayer must sign returns | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | Disclosure sign does not contain statement that taxpayer is entitled to receive copy of every tax return prepared at the time original is given to taxpayer | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | Disclosure sign does not contain statement that taxpayer is entitled to receive written estimate of all fees before receiving services | 1 | No data | No data | 1 |
| 2019-02-04 | Hearing Decision | RECEIPT DOES NOT INCLUDE THE YEAR-ROUND PHONE NUMBER AND/OR ADDRESS OF TAX PREPARER | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer not State Board licensed or NYS Bar member | 1 | No data | 1 | No data |
| 2019-02-04 | Hearing Decision | Tax preparer fails to give each consumer the Consumer Bill of Rights (BOR) prior to any discussion or BOR improper (not free, current, and legible; not in English and primary language spoken by consumer) | 1 | No data | 1 | No data |
| 2018-04-02 | Pleaded | Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer not State Board licensed or NYS Bar member | 1 | 1 | No data | No data |
This company hasn't received any reviews.
Date of last update: 28 Mar 2025
Sources: New York Secretary of State