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KALIBER & COMPANY, LLC

Company Details

Name: KALIBER & COMPANY, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 11 Jan 2008 (17 years ago)
Entity Number: 3616325
ZIP code: 10005
County: New York
Foreign Legal Name: KALIBER & COMPANY, LLC
Address: 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2023 260553248 2024-10-08 KKR FINANCIAL SERVICES COMPANY LLC 86
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2024-10-08
Name of individual signing JAMES GOLDRICK
Valid signature Filed with authorized/valid electronic signature
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2022 260553248 2023-10-06 KKR FINANCIAL SERVICES COMPANY LLC 68
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2023-10-06
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2021 260553248 2022-09-23 KKR FINANCIAL SERVICES COMPANY LLC 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2022-09-23
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2020 260553248 2021-09-29 KKR FINANCIAL SERVICES COMPANY LLC 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2021-09-29
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2019 260553248 2020-10-08 KKR FINANCIAL SERVICES COMPANY LLC 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2020-10-08
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2018 260553248 2019-10-14 KKR FINANCIAL SERVICES COMPANY LLC 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2019-10-14
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2017 260553248 2018-10-03 KKR FINANCIAL SERVICES COMPANY LLC 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 15, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2018-10-03
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2016 260553248 2017-09-21 KKR FINANCIAL SERVICES COMPANY LLC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 730 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2017-09-21
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2015 260553248 2016-10-04 KKR FINANCIAL SERVICES COMPANY LLC 37
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s address 730 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2016-10-04
Name of individual signing JAMES GOLDRICK
KKR FINANCIAL SERVICES COMPANY LLC 401(K) PROFIT SHARING PLAN 2012 260553248 2013-09-18 KKR FINANCIAL SERVICES COMPANY LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-31
Business code 541219
Sponsor’s telephone number 2122309770
Plan sponsor’s mailing address 730 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019
Plan sponsor’s address 730 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN 260553248
Plan administrator’s name KKR FINANCIAL SERVICES COMPANY LLC
Plan administrator’s address 730 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019
Administrator’s telephone number 2122309770

Number of participants as of the end of the plan year

Active participants 31
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 4
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 35
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-09-18
Name of individual signing JAMES GOLDRICK
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C/O C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

History

Start date End date Type Value
2024-01-02 2025-01-16 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2024-01-02 2025-01-16 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2023-03-10 2024-01-02 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2023-03-10 2024-01-02 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2020-01-06 2023-03-10 Address 1345 AVENUE OF AMERICAS, NEW YORK, NY, 10105, USA (Type of address: Service of Process)
2012-02-10 2020-01-06 Address 730 FIFTH AVENUE, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2010-02-09 2012-02-10 Address 730 5TH AVE, 3RD FL, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2008-01-11 2010-02-09 Address 9 WEST 57TH STREET, 16TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250116000550 2025-01-15 CERTIFICATE OF AMENDMENT 2025-01-15
240102002462 2024-01-02 BIENNIAL STATEMENT 2024-01-02
230310000519 2023-03-09 CERTIFICATE OF CHANGE BY ENTITY 2023-03-09
220104003173 2022-01-04 BIENNIAL STATEMENT 2022-01-04
200106060759 2020-01-06 BIENNIAL STATEMENT 2020-01-01
180130006234 2018-01-30 BIENNIAL STATEMENT 2018-01-01
160906007895 2016-09-06 BIENNIAL STATEMENT 2016-01-01
140310002160 2014-03-10 BIENNIAL STATEMENT 2014-01-01
120210002229 2012-02-10 BIENNIAL STATEMENT 2012-01-01
100209002020 2010-02-09 BIENNIAL STATEMENT 2010-01-01

Date of last update: 28 Mar 2025

Sources: New York Secretary of State