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  5. NEWOAK CAPITAL LLC

NEWOAK CAPITAL LLC

Company Details

Name: NEWOAK CAPITAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 25 Feb 2008 (17 years ago)
Entity Number: 3635817
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 418 BROADWAY, STE R, ALBANY, NY, United States, 12207

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
5AYW5 Obsolete Non-Manufacturer 2009-01-29 2024-02-29 2022-02-15 No data

Contact Information
POC RON D'VARI
Phone +1 212-209-0855
Fax +1 212-209-0704
Address 485 LEXINGTON AVENUE 25TH FL, NEW YORK, NY, 10017 2623, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (1)
CAGE number 7RSP4
Owner Type Immediate
Legal Business Name NEWOAK ADVISORS LLC

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2023 270632677 2024-10-14 NEWOAK CAPITAL LLC 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing RON D'VARI
Valid signature Filed with authorized/valid electronic signature
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2022 270632677 2023-10-12 NEWOAK CAPITAL LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2023-10-12
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2021 270632677 2022-10-07 NEWOAK CAPITAL LLC 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2022-10-07
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2020 270632677 2021-10-14 NEWOAK CAPITAL LLC 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2021-10-14
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2019 270632677 2021-10-14 NEWOAK CAPITAL LLC 72
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2021-10-14
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2019 270632677 2020-10-09 NEWOAK CAPITAL LLC 72
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2020-10-09
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2018 270632677 2019-09-03 NEWOAK CAPITAL LLC 85
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2019-09-03
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2017 270632677 2018-10-01 NEWOAK CAPITAL LLC 119
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090855
Plan sponsor’s address 575 5TH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2018-10-01
Name of individual signing RON D'VARI
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2016 270632677 2017-10-02 NEWOAK CAPITAL LLC 116
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090848
Plan sponsor’s address 685 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2017-10-02
Name of individual signing CASSIE KULZER
NEWOAK CAPITAL RETIREMENT SAVINGS PLAN 2015 270632677 2016-10-13 NEWOAK CAPITAL LLC 92
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2122090848
Plan sponsor’s address 485 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2016-10-13
Name of individual signing CASSIE KULZER

DOS Process Agent

Name Role Address
REGISTERED AGENTS INC. DOS Process Agent 418 BROADWAY, STE R, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2022-06-23 2022-09-29 Address 90 STATE STREET, STE 700 OFFICE 40, ALBANY, NY, 12207, USA (Type of address: Service of Process)
2008-08-06 2022-06-23 Address 485 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2008-02-25 2008-08-06 Address 136 E 76TH STREET, NEW YORK, NY, 10021, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
220929009489 2022-09-29 CERTIFICATE OF CHANGE BY AGENT 2022-09-29
220623000249 2022-06-22 CERTIFICATE OF CHANGE BY ENTITY 2022-06-22
160225006260 2016-02-25 BIENNIAL STATEMENT 2016-02-01
130523006193 2013-05-23 BIENNIAL STATEMENT 2012-02-01
100304002757 2010-03-04 BIENNIAL STATEMENT 2010-02-01
080806000010 2008-08-06 CERTIFICATE OF AMENDMENT 2008-08-06
080516000328 2008-05-16 CERTIFICATE OF PUBLICATION 2008-05-16
080225000644 2008-02-25 APPLICATION OF AUTHORITY 2008-02-25

Awards

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
DCA AWARD SECHQ112C0031 2012-05-17 2015-03-25 2015-03-25
Unique Award Key CONT_AWD_SECHQ112C0031_5000_-NONE-_-NONE-
Awarding Agency Securities and Exchange Commission
Link View Page

Description
Title 5/18/2012 FSSP PROJECT CONVERSION POST CONVERSION FIX- REMOVING ADDITIONAL SHIP-TO LINE
NAICS Code 522294: SECONDARY MARKET FINANCING
Product and Service Codes R424: SUPPORT- PROFESSIONAL: EXPERT WITNESS

Recipient Details
Recipient NEWOAK CAPITAL LLC
UEI R2THFJLYKEA3
Legacy DUNS 828066519
Recipient Address UNITED STATES OF AMERICA, 485 LEXINGTON AVENUE 25TH FL, NEW YORK, NEW YORK, NEW YORK, 10017

Related by officers

REGISTERED AGENTS INC.

#1 - 56 UNION LLC #1 SOSA SERVICES LLC #CAKEKINGELITE, LLC #COPPERTRIBE, LLC & STYLE NYC, LLC (AC) ADRIAN & CHACE AIROMASSENTIALS, LLC // NO COMMENT LLC 0 HEALY LLC 0427 HOLDINGS, LLC 0713 FLINT LLC

Related by address

418 BROADWAY, STE R, ALBANY, NY, United States, 12207

#1 - 56 UNION LLC #4ANGELS LLC & STYLE NYC, LLC 'POSTROPHES LLC (AC) ADRIAN & CHACE AIROMASSENTIALS, LLC .CARTEL HAIR STUDIO LLC 011236 CLS LLC 0427 HOLDINGS, LLC 0713 FLINT LLC 1 HAPPY EMPIRE LLC

Date of last update: 03 Feb 2025

Sources: New York Secretary of State

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